Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Wavetec Vision Systems Inc See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001402824 Filed Document 0001402824-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
32 Capital Fund Ltd. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001220360 Filed Document 0000902664-14-001555 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SHAPE SECURITY, INC. See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $40,000,163 Associated Brokers / Dealers N/A CIK Number 0001548097 Filed Document 0001548097-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RealCrowd, Inc. See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001601768 Filed Document 0001601768-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BRAMMO INC See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers Gowans Research Inc. CIK Number 0001445308 Filed Document 0001445308-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Blackthorn Fund Ltd See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372084 Filed Document 0001372084-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Domain Surgical Holdings, Inc. See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $11,590,811 Associated Brokers / Dealers N/A CIK Number 0001601696 Filed Document 0001601696-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
ComCapp Fisherman's Wharf, LLC See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised $5,970,000 Associated Brokers / Dealers Joey D. Miller and Kenneth M. Levine CIK Number 0001589798 Filed Document 0001589798-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Monitor Clipper Equity Partners IV, L.P. See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601380 Filed Document 0001601525-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Benchmark Founders' Fund VIII, L.P. See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $22,750,000 Associated Brokers / Dealers N/A CIK Number 0001597415 Filed Document 0001597415-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Clinipace Inc See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001336185 Filed Document 0001336185-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Placer Creek Partners, L.P. See All Filings	D/A	2014-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001283365 Filed Document 0000919574-14-002057 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Owl Creek I, L.P. See All Filings	D/A	2014-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178254 Filed Document 0000902664-14-001528 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SLS Investors, L.P. See All Filings	D/A	2014-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001092468 Filed Document 0000919574-14-002064 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aspect US Institutional Fund Ltd See All Filings	D/A	2014-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., Agecroft Partners LLC, Deutshe Bank Trust Company Americas, Credit Suisse Securities (USA) LLC, and Barclays Capital Inc. CIK Number 0001330073 Filed Document 0001315863-14-000154 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newport Eagle LLC See All Filings	D/A	2014-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001318419 Filed Document 0001565908-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BP Capital Energy Equity Fund International II L P See All Filings	D/A	2014-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001320943 Filed Document 0001320943-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Neos Therapeutics, Inc. See All Filings	D/A	2014-03-04 00:00:00 UTC
Amount To Be Raised $15,500,170 Associated Brokers / Dealers N/A CIK Number 0001467652 Filed Document 0001467652-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ravenna Solutions, Inc. See All Filings	D	2014-03-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001601259 Filed Document 0001601259-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
NYTEX Energy Holdings, Inc. See All Filings	D	2014-03-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001475899 Filed Document 0001475899-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Nuz Investments II, LLC See All Filings	D	2014-03-04 00:00:00 UTC
Amount To Be Raised $6,265,000 Associated Brokers / Dealers N/A CIK Number 0001601709 Filed Document 0001489033-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
SASQUA FIELDS CAPITAL PARTNERS I LLC See All Filings	D/A	2014-03-04 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001363201 Filed Document 0001363201-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GIOVINE INVESTMENT PARTNERS LP See All Filings	D/A	2014-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Coronado Investments, LLC CIK Number 0001107532 Filed Document 0001107532-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Owl Creek Overseas Fund, Ltd. See All Filings	D/A	2014-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178193 Filed Document 0000902664-14-001523 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pairs Perfect Capital Partners, LP See All Filings	D/A	2014-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568207 Filed Document 0001562555-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Triskelion Capital Partners, LP See All Filings	D/A	2014-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001316020 Filed Document 0000919574-14-002045 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2013 Mieka PA/Johnson Oil Proj I See All Filings	D	2014-03-04 00:00:00 UTC
Amount To Be Raised $2,240,000 Associated Brokers / Dealers N/A CIK Number 0001600723 Filed Document 0001600723-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
HgCapital Co-Invest 2 L.P. See All Filings	D	2014-03-04 00:00:00 UTC
Amount To Be Raised $83,360,000 Associated Brokers / Dealers N/A CIK Number 0001601537 Filed Document 0001601537-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Archipelago Holdings, Ltd. See All Filings	D/A	2014-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456163 Filed Document 0000919574-14-002052 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALPINE ASSOCIATES, A LIMITED PARTNERSHIP See All Filings	D/A	2014-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000803643 Filed Document 0000803643-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Equity
Highbridge Capital Institutional Fund, Ltd. See All Filings	D/A	2014-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001517923 Filed Document 0001601655-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Landscape High Leverage Fund, LP See All Filings	D/A	2014-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Victor Securities, LLC CIK Number 0001545055 Filed Document 0001545055-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
MBD 2014 Offshore, L.P. See All Filings	D	2014-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001601587 Filed Document 0001140361-14-010736 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Employee Fund L.P. See All Filings	D/A	2014-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001293463 Filed Document 0000902664-14-001504 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Event Driven Fund L.P. See All Filings	D/A	2014-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001038085 Filed Document 0000902664-14-001516 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ERP Fund II, LP See All Filings	D	2014-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601152 Filed Document 0001140361-14-011183 Exclusions or Exemptions 506c Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Taasera, Inc. See All Filings	D/A	2014-03-04 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Murray Sinclaire, Jr. CIK Number 0001544132 Filed Document 0001544132-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Topaz Fund L.P. See All Filings	D/A	2014-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001416883 Filed Document 0000902664-14-001511 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Azimuth Diversified Fund, LLC See All Filings	D/A	2014-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001399778 Filed Document 0001251109-14-000024 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
ROYAL BANK OF CANADA See All Filings	D	2014-03-04 00:00:00 UTC
Amount To Be Raised $4,434,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-14-001738 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
PACIFIC CAPITAL GROWTH LLC See All Filings	D/A	2014-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001165118 Filed Document 0001565908-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ithan Creek Investors (Cayman) II, Ltd. See All Filings	D/A	2014-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479760 Filed Document 0000919574-14-002071 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Hedged Equity Fund L.P. See All Filings	D/A	2014-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001213000 Filed Document 0000902664-14-001509 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OFS Energy Fund III (M), LP See All Filings	D	2014-03-04 00:00:00 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers N/A CIK Number 0001601473 Filed Document 0001140361-14-010825 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Blackstone Credit Opportunities Offshore Fund I Ltd. See All Filings	D/A	2014-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458842 Filed Document 0000902664-14-001496 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bartram International Fund L P See All Filings	D/A	2014-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001334601 Filed Document 0001334601-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
T & E INVESTMENT GROUP, LLC See All Filings	D	2014-03-04 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001456918 Filed Document 0001456918-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
MobCraft Beer, LLC See All Filings	D	2014-03-04 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001601359 Filed Document 0000897069-14-000176 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Hit the Mark Inc. See All Filings	D	2014-03-04 00:00:00 UTC
Amount To Be Raised $3,217,600 Associated Brokers / Dealers N/A CIK Number 0001601333 Filed Document 0001140361-14-013730 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ECF VALUE FUND INTERNATIONAL LTD See All Filings	D/A	2014-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001221469 Filed Document 0001544824-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund