Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Tropix Fund LP See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Access Securities Inc. CIK Number 0001416769 Filed Document 0000902664-14-001818 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Specialty Finance Opportunities Fund, LP See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583940 Filed Document 0001140361-14-012964 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Volta Industries LLC See All Filings	D	2014-03-15 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001554899 Filed Document 0001554899-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
EJF Debt Opportunities Fund II, Ltd. See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001527558 Filed Document 0001140361-14-012971 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Select Offshore Fund, Ltd. See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486741 Filed Document 0001140361-14-012970 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF SFO Offshore DS LP See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584690 Filed Document 0001140361-14-012963 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Opportunity Offshore Fund Ltd See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001357875 Filed Document 0001140361-14-012956 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lubben Fund Ltd. See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Access Securities Inc. CIK Number 0001423949 Filed Document 0000902664-14-001824 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mako Resources, LLC See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised $27,795,150 Associated Brokers / Dealers N/A CIK Number 0001570223 Filed Document 0000897069-14-000185 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Greater China Master Fund, Ltd. See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507357 Filed Document 0001140361-14-012968 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Unterberg Technology Partners, L.P. See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465736 Filed Document 0000902664-14-001831 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLS 193 Fund, Ltd. See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544078 Filed Document 0000902664-14-001829 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YANNIX FUND LP See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Access Securities Inc. CIK Number 0001340311 Filed Document 0000902664-14-001817 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Financial Services Offshore Fund, Ltd. See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569362 Filed Document 0001140361-14-012975 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIKER MICRO-CAP FUND, LP See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460913 Filed Document 0000902664-14-001836 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Crossover Fund LP See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001357889 Filed Document 0001140361-14-012949 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LUBBEN FUND LP See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Access Securities Inc. CIK Number 0001362403 Filed Document 0000902664-14-001823 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Sidecar Fund, Series LLC See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001450970 Filed Document 0001140361-14-012962 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Financial Opportunities Offshore Fund, Ltd. See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities CIK Number 0001566824 Filed Document 0001140361-14-012979 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Financial Services Fund, LP See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities CIK Number 0001510157 Filed Document 0001140361-14-012974 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Greater China Fund, Ltd. See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WFG Investments, Inc. CIK Number 0001519976 Filed Document 0001140361-14-012967 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLS Global Opportunities Fund, L.P. See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460068 Filed Document 0000902664-14-001830 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Crossover Offshore Fund Ltd See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001357886 Filed Document 0001140361-14-012950 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIKER SMALL-CAP FUND, LP See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270623 Filed Document 0000902664-14-001835 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Income Fund Offshore, Ltd. See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566471 Filed Document 0001140361-14-012966 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Sidecar Fund, Series LLC See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001450970 Filed Document 0001140361-14-012961 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Opportunity Fund L.P. See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001357871 Filed Document 0001140361-14-012954 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
144A FUND LP See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432632 Filed Document 0001140361-14-012959 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Greater China Fund, LP See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001507352 Filed Document 0001140361-14-012980 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Financial Opportunities Master Fund, LP See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566825 Filed Document 0001140361-14-012978 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Debt Opportunities Offshore Fund, Ltd. See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001487109 Filed Document 0001140361-14-012973 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic International Equity Trust See All Filings	D	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000932319 Filed Document 0001427934-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZ Asia Overseas Fund, Ltd. See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458150 Filed Document 0001576499-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dean Ventures Multi Strategy Fund, L.P. See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572001 Filed Document 0001315863-14-000185 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
PLACE FOR ROVER, INC. See All Filings	D	2014-03-14 00:00:00 UTC
Amount To Be Raised $14,000,019 Associated Brokers / Dealers N/A CIK Number 0001538533 Filed Document 0001538533-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PECONIC GRENADIER FUND L.P. See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001053517 Filed Document 0001053517-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Benchmark Plus Institutional Partners, LLC See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Clearing Corp. CIK Number 0001406958 Filed Document 0001164691-14-000081 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Espial Capital Partners, L.P. See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542726 Filed Document 0001019056-14-000380 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIEDEMANN SELECT L.P. See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370893 Filed Document 0000919574-14-002259 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Global Balanced Institutional Trust I See All Filings	D	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407091 Filed Document 0001427934-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paulson Recovery Participation Fund II LLC See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001486291 Filed Document 0001486291-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harbert Private Equity Fund III, L.P. See All Filings	D	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479229 Filed Document 0001479229-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Tooth Bank, LLC See All Filings	D	2014-03-14 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001602587 Filed Document 0001602587-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Eaglevale Partners Offshore Fund, Ltd. See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546868 Filed Document 0000919574-14-002266 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw Alkali International Fund II, L.P. See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587283 Filed Document 0001587283-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OTTER CREEK PARTNERS I LP See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000922685 Filed Document 0000908662-14-000118 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCA HCRP III Fund LLC See All Filings	D	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602527 Filed Document 0001602527-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PECONIC TRIUMPH FUND II L.P. See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001053497 Filed Document 0001053497-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
WEST FACE LONG TERM OPPORTUNITIES FUND LTD See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001423640 Filed Document 0001423640-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRIVATE ADVISORS HEDGED EQUITY FUND LTD See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers North Bridge Capital, Morgan Stanley Smith Barney LLC, NYLIFE Distributors LLC, and McMorgan & Company LLC CIK Number 0001223706 Filed Document 0001223706-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund