Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Protea Biosciences Group, Inc. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Laidlaw & Company (UK) LTD. CIK Number 0001335103 Filed Document 0001335103-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WEST VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
MISSION INVESTMENT PARTNERS, LLC See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001499198 Filed Document 0000919574-13-005988 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lobo Securities LLC See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Blackwall Capital Markets, Inc. CIK Number 0001582680 Filed Document 0001013762-13-001329 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARATANA THERAPEUTICS, INC. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $29,750,000 Associated Brokers / Dealers N/A CIK Number 0001509190 Filed Document 0001140361-13-039332 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $12,338,220 Associated Brokers / Dealers Kenneth Dayton CIK Number 0001135856 Filed Document 0001135856-13-000191 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LionHedge Paulson Advantage Plus Fund, L.P. See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Preston K. Tsao and UBS Financial Services Inc. CIK Number 0001464345 Filed Document 0000919574-13-005983 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SBA MATERIALS INC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001157175 Filed Document 0001140361-13-039356 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Quadrant Plus Partners, L.P. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589940 Filed Document 0001589940-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stewardship Investments, LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001589701 Filed Document 0001589701-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Debt
RealtyShares 1, LLC, Series E See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $101,000 Associated Brokers / Dealers N/A CIK Number 0001589817 Filed Document 0001589817-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $14,400,002 Associated Brokers / Dealers Eric Wittenmyer CIK Number 0001135856 Filed Document 0001135856-13-000177 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AETOS CAPITAL MULTI-STRATEGY ARBITRAGE CAYMAN FUND See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable CIK Number 0001589364 Filed Document 0001589363-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
NANOSTATICS Corp See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $7,694,690 Associated Brokers / Dealers N/A CIK Number 0001395367 Filed Document 0001395367-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
VISUALANT INC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-13-000805 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Hannah's LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001534112 Filed Document 0000896595-13-000141 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers Richard Kimbrough CIK Number 0001135856 Filed Document 0001135856-13-000184 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Hashfast LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $641,643 Associated Brokers / Dealers N/A CIK Number 0001584096 Filed Document 0001584096-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Whipsmart Learning LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001588763 Filed Document 0001588763-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $7,231,147 Associated Brokers / Dealers Michael Shannon and Victor Bell CIK Number 0001135856 Filed Document 0001135856-13-000189 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AVX Aircraft Co See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001555939 Filed Document 0001555939-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
White Rock Investment Partners, L.P. See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506986 Filed Document 0001506986-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MediaCrossing Inc. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $7,879,419 Associated Brokers / Dealers N/A CIK Number 0001566661 Filed Document 0001566661-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES CAYMAN FUND See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable CIK Number 0001589363 Filed Document 0001589363-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $549,352,215 Associated Brokers / Dealers William Lynch CIK Number 0001135856 Filed Document 0001135856-13-000192 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MISSION INVESTMENT PARTNERS, LLC See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001499198 Filed Document 0000919574-13-005989 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $1,617,613 Associated Brokers / Dealers Robert H. Leeper CIK Number 0001135856 Filed Document 0001135856-13-000178 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VISUALANT INC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-13-000811 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Silverline Global, Inc. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $765,000 Associated Brokers / Dealers N/A CIK Number 0001589846 Filed Document 0000897069-13-000380 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GSO CDCG III Feeder Trust See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589852 Filed Document 0000902664-13-003491 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AETOS CAPITAL LONG/SHORT STRATEGIES CAYMAN FUND II See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable CIK Number 0001589367 Filed Document 0001589363-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $19,439,998 Associated Brokers / Dealers Michael Corry, Robert Scharff, Paul Flotken, Laurence Celniker, and Gwen Middeke CIK Number 0001135856 Filed Document 0001135856-13-000180 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $10,726,995 Associated Brokers / Dealers Richard Kimbrough CIK Number 0001135856 Filed Document 0001135856-13-000185 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HarbourVest Partners Cleantech Fund II L.P. See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560954 Filed Document 0001181431-13-054906 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Rhodes Holdings, L.P. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $15,000,006 Associated Brokers / Dealers N/A CIK Number 0001589678 Filed Document 0001589678-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Leland Forest Holdings, LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $9,344,200 Associated Brokers / Dealers N/A CIK Number 0001589882 Filed Document 0001589882-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CounterTack Inc. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $14,999,775 Associated Brokers / Dealers N/A CIK Number 0001462440 Filed Document 0001462440-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
VISUALANT INC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-13-000809 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Balance Sheet Company, LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001589758 Filed Document 0001589758-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
LionHedge Paulson Recovery Fund, L.P. See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Donald K. Gross CIK Number 0001464346 Filed Document 0000919574-13-005984 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walton Oaks Phase 1 State Credit, LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $696,206 Associated Brokers / Dealers N/A CIK Number 0001560624 Filed Document 0001560624-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WALTON VILLAGE SENIOR STATE CREDIT LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $555,343 Associated Brokers / Dealers N/A CIK Number 0001424314 Filed Document 0001424314-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goji Food Solutions Ltd. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $1,792,736 Associated Brokers / Dealers N/A CIK Number 0001535986 Filed Document 0001535986-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
iVantage Health Analytics, Inc. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001528502 Filed Document 0001192482-13-000183 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
3i US Senior Loan Fund, L.P. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448947 Filed Document 0001588839-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Soft Landing Labs, Ltd. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $7,920,000 Associated Brokers / Dealers N/A CIK Number 0001518165 Filed Document 0001511164-13-000487 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Option To Acquire
Kennady Diamonds Inc. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $361,404 Associated Brokers / Dealers N/A CIK Number 0001562370 Filed Document 0001562370-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
White Rock Investment Partners LP - Series II See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533244 Filed Document 0001506986-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PERFICIENT INC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001085869 Filed Document 0001085869-13-000033 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
LionHedge Platform Fund, Ltd.- Series F See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589610 Filed Document 0000919574-13-005980 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peeppl Media Inc. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $48,096 Associated Brokers / Dealers N/A CIK Number 0001589924 Filed Document 0001140361-13-039474 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity