Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BF VAMF II REIT LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595702 Filed Document 0001595702-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DALTON HIGH YIELD MORTGAGE (OFFSHORE FEEDER) FUND LTD. See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488633 Filed Document 0001209191-14-000514 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DALTON GREATER CHINA US FEEDER FUND LP See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001314143 Filed Document 0001209191-14-000502 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dalton Distressed Credit (Offshore Feeder) Fund Ltd. See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457218 Filed Document 0001209191-14-000519 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Soil Science Properties, LLC See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001565476 Filed Document 0001565476-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Debt
Triloma Restaurant Fund I, LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers G. A. Repple & Company CIK Number 0001594476 Filed Document 0001594476-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
NOVA ELECTRIC IMMOBILIZATION DEVICES PLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $133,032 Associated Brokers / Dealers N/A CIK Number 0001544323 Filed Document 0001117768-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MACKAY MUNICIPAL OPPORTUNITIES FUND LP See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. and Jeffery Anderson CIK Number 0001432468 Filed Document 0001140361-14-001536 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZeroTurnaround, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001594872 Filed Document 0001594872-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ENDURANCE WIND POWER INC. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $576,604 Associated Brokers / Dealers N/A CIK Number 0001502317 Filed Document 0001140361-14-000177 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Kemp Technologies Inc. See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001539410 Filed Document 0001539410-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DALTON JAPAN LONG/SHORT (US FEEDER) FUND LP See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443191 Filed Document 0001209191-14-000545 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cypress 600 Development Partners LP See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $6,089,799 Associated Brokers / Dealers N/A CIK Number 0001594973 Filed Document 0001594973-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Crossroads Urban Apartments LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001595672 Filed Document 0001595672-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Akamatsu Bonsai Fund See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592823 Filed Document 0001592823-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
95/58 Emporia Partners, LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers N/A CIK Number 0001594927 Filed Document 0001594927-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Cedar Street Teton Fund, L.P. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595271 Filed Document 0001595271-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acrecent Financial Corp See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001579153 Filed Document 0001579153-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business PUERTO RICO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Reservoir Resource Partners, L.P. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aqueduct Capital Group, LLC CIK Number 0001595182 Filed Document 0001595182-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fairfield Reflections REIT See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595696 Filed Document 0001595696-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hawaiian Legacy Hardwoods LLC See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001549071 Filed Document 0001010412-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business HAWAII Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Actively Learn Inc. See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised $685,190 Associated Brokers / Dealers N/A CIK Number 0001586575 Filed Document 0001586575-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
EmergeVest Fund LP See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595188 Filed Document 0001595188-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cross Ledge Long/Short Fund, LP See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509378 Filed Document 0000919574-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Three Shores Bancorporation, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $12,320,000 Associated Brokers / Dealers N/A CIK Number 0001477842 Filed Document 0001477842-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Arizona Custard, LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001595716 Filed Document 0001595716-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
IR4C Inc See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001550324 Filed Document 0001550324-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Maple Bay Asset Management See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001595599 Filed Document 0001595599-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Durham Enterprises Corp See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001595707 Filed Document 0001595707-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
DALTON GREATER CHINA OFFSHORE FEEDER FUND See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001384438 Filed Document 0001209191-14-000553 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIREF INTERNATIONAL FUND II PTE LTD See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Elara Securities Inc CIK Number 0001595592 Filed Document 0001595592-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Other
LyfeStart International, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001588555 Filed Document 0001588555-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Almitas Opportunity Fund LP See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595361 Filed Document 0001595361-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shopoff Strategic Income Fund, L.P. See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Shopoff Securities, Inc. CIK Number 0001566276 Filed Document 0001566276-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Deanslist, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001595310 Filed Document 0001595310-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Midwest Energy/Exploration Partners, LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001595680 Filed Document 0001595680-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Other
BlueCava, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001502330 Filed Document 0001502330-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Social Finance NY State Workforce Re-Entry 2013 LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001594825 Filed Document 0001594825-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CAMBRIDGE ENDOSCOPIC DEVICES INC See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised $2,924,169 Associated Brokers / Dealers N/A CIK Number 0001310090 Filed Document 0001310090-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Donner 3-D Offset Joint Venture See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $1,440,000 Associated Brokers / Dealers N/A CIK Number 0001595980 Filed Document 0001354488-14-000095 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
ALT Bioscience LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $6,800,000 Associated Brokers / Dealers Brutus Clay CIK Number 0001424900 Filed Document 0001424900-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Akamatsu Fund See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592824 Filed Document 0001592823-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AGW Premier Shooting Club, LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001595524 Filed Document 0001595524-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
CSA Medical Inc See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001403000 Filed Document 0001403000-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Ada Series Total Return Fund LP See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489783 Filed Document 0001489783-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Genestamp, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001595806 Filed Document 0001595806-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NRGTEQ USA INC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001595662 Filed Document 0001595662-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NB PINE ROCK FUND LP See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001456066 Filed Document 0001456066-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KeyView Labs, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001566760 Filed Document 0001198912-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Unmanned Innovation Inc. See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised $14,959,440 Associated Brokers / Dealers N/A CIK Number 0001549546 Filed Document 0001549546-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity