Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HYPOTENUSE CAPITAL PARTNERS, LP See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569947 Filed Document 0000919574-14-002418 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CQS Diversified Fund (SPC) Ltd - Segregated Portfolio Alpha II See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572897 Filed Document 0001572897-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Discovery Global Opportunity Partners, L.P. See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001099094 Filed Document 0000919574-14-002420 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CASTLEROCK FUND LTD See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners, LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., and Barbara Doran CIK Number 0001461095 Filed Document 0001461095-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
CANARC RESOURCE CORP See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $1,359,512 Associated Brokers / Dealers Euro Pacific Capital, Inc. and Palisade Capital, Inc. CIK Number 0000868822 Filed Document 0000868822-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
CariCord, Inc. See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001595518 Filed Document 0001019687-14-001025 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Calypso Ventures II, LLC See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001532880 Filed Document 0001532880-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Alcion Real Estate Partners Fund III-B, L.P. See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers Probitas Funds Group, LLC CIK Number 0001603217 Filed Document 0001603217-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AAG Aviation Offshore Fund Ltd. See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603701 Filed Document 0000902664-14-001977 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAXANO SURGICAL, INC. See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $9,993,680 Associated Brokers / Dealers PIPER JAFFRAY & CO. and STIFEL, NICOLAUS & COMPANY, INC. CIK Number 0001230355 Filed Document 0001230355-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
DeliverCareRX, Inc. See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001561882 Filed Document 0001561882-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Third Avenue Emerging Markets Fund, L.P. See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484664 Filed Document 0000919574-14-002417 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mast OC I Ltd. See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572929 Filed Document 0001315863-14-000228 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ImageTag, Inc. See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $190,000 Associated Brokers / Dealers N/A CIK Number 0001603734 Filed Document 0001603734-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Okabena International Equity Fund, LLC See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544766 Filed Document 0001181431-14-013960 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Okabena Marketable Alternatives Fund, LLC See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544787 Filed Document 0001181431-14-013972 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Visium Catalyst Offshore Fund, Ltd. See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001326637 Filed Document 0000919574-14-002412 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MetaStat, Inc. See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers John Carris Investments CIK Number 0001404943 Filed Document 0001415889-14-000954 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Ramius Merger Fund LLC See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575790 Filed Document 0001575790-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Horizon Multi Strategy Fund LP See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse (USA) LLC CIK Number 0001395808 Filed Document 0001395808-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAST CREDIT OPPORTUNITIES I LP See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178077 Filed Document 0001315863-14-000223 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WGI Emerging Markets Smaller Companies Fund, LLC See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAIR HAVEN PARTNERS, LLC CIK Number 0001539517 Filed Document 0001539517-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indix Corp See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $8,999,986 Associated Brokers / Dealers N/A CIK Number 0001531198 Filed Document 0001531198-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Okabena U.S. Satellite Equity Fund, LLC See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544755 Filed Document 0001181431-14-013958 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lakeland Resources Inc. See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001603519 Filed Document 0001085037-14-000030 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CAMARES EUROPEAN CREDIT FUND INC. See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570500 Filed Document 0000943663-14-000077 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMRYS OFFSHORE FUND, LTD. See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543073 Filed Document 0001602252-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Convergent Dental, Inc. See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532437 Filed Document 0001532437-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Shock Doctor Holdings, LLC See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603606 Filed Document 0000945621-14-000094 Exclusions or Exemptions 506c Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Wellpepper, Inc. See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $176,097 Associated Brokers / Dealers N/A CIK Number 0001602559 Filed Document 0001602559-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Citizen.VC, LLC See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morpheus Securities LLC CIK Number 0001603507 Filed Document 0001013762-14-000284 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NeuMoDx Molecular, Inc. See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $21,093,879 Associated Brokers / Dealers N/A CIK Number 0001546171 Filed Document 0001546171-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
AL-AdsNative-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $164,761 Associated Brokers / Dealers N/A CIK Number 0001603727 Filed Document 0001603727-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PetHub, Inc. See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001562056 Filed Document 0001562056-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AL-Uvize-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $167,500 Associated Brokers / Dealers N/A CIK Number 0001603689 Filed Document 0001603689-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PokitDok, Inc. See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001534159 Filed Document 0001534159-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
EMK Presidential, LLC See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001503366 Filed Document 0001503366-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
BAY HILLS CAPITAL PARTNERS III, L.P. See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603380 Filed Document 0001603380-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARELINX, INC. See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $8,538,917 Associated Brokers / Dealers N/A CIK Number 0001602363 Filed Document 0001602363-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AXIKIN PHARMACEUTICALS INC See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $6,564,103 Associated Brokers / Dealers N/A CIK Number 0001439059 Filed Document 0001439059-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Asian Food Center Seattle, LLC See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001603726 Filed Document 0001603726-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Willow Tree Partners, LP See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603717 Filed Document 0001603717-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alcion Real Estate Partners Fund III-A, L.P. See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers Probitas Funds Group, LLC CIK Number 0001603215 Filed Document 0001603215-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alchemy Special Opportunities Fund III L.P. See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $995,280,000 Associated Brokers / Dealers N/A CIK Number 0001603283 Filed Document 0001144204-14-018180 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Power Generation Technologies Development Fund, L.P. See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517395 Filed Document 0001517395-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Alcion Real Estate Partners Strategic Parallel Fund III, L.P. See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers Probitas Funds Group, LLC CIK Number 0001603218 Filed Document 0001603218-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mast OC I Master Fund L.P. See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453011 Filed Document 0001315863-14-000222 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mast OC I Ltd. See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572929 Filed Document 0001315863-14-000227 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Westwind Fund, LLC See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602391 Filed Document 0001602391-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Preserve ASA Manager, LLC See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $1,671,700 Associated Brokers / Dealers N/A CIK Number 0001603529 Filed Document 0001603529-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity