Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BTG Pactual Brazil Timberland Fund I, LP See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592519 Filed Document 0001592519-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Dynamics Clean Energy & Infrastructure Feeder (Cayman), LP See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Capital Dynamics Broker Dealer LLC and Strategic Marketing Solutions, LLC CIK Number 0001585607 Filed Document 0001585039-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Everest Merchant Funding, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001592464 Filed Document 0001592464-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Delos Investment Fund, LP See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001592277 Filed Document 0001592277-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Franklin Templeton Emerging Market Debt Opportunities (Cayman) Fund, Ltd. See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Daniel R. Veddern, Sr., Patrick Hughes, and John Carter Bailey, Jr. CIK Number 0001505023 Filed Document 0001505023-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueSpruce Fund LP See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581020 Filed Document 0001581020-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SmooFi, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001592603 Filed Document 0001308411-13-000310 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised $8,295,856 Associated Brokers / Dealers Mike Shute CIK Number 0001135856 Filed Document 0001135856-13-000217 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Inspire Investment Fund I LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592425 Filed Document 0001019687-13-004637 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Silver Partners Investments LP See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501544 Filed Document 0001501544-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Three Ring Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001567789 Filed Document 0001567789-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Muehler Oil & Gas Fund, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001592821 Filed Document 0001592826-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Small Potatoes Urban Delivery Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $431,690 Associated Brokers / Dealers N/A CIK Number 0001591361 Filed Document 0001591361-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SUNSHINE BOYS THEATRICAL LIMITED PARTNERSHIP See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001582644 Filed Document 0001582644-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
TEXAKOMA EXPLORATION & PRODUCTION LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $10,400,000 Associated Brokers / Dealers TEXAKOMA FINANCIAL INC. CIK Number 0001312331 Filed Document 0001312331-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Dames at Sea Broadway, LLC See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001591334 Filed Document 0001591334-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Ministry of Taste LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $1,260,000 Associated Brokers / Dealers N/A CIK Number 0001592829 Filed Document 0001592829-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
F2F 6Sixty Digital Inc. See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001585807 Filed Document 0001585807-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
LIBERTY STAR URANIUM & METALS CORP. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers ADAM CABIBI CIK Number 0001172178 Filed Document 0001085037-13-000181 Exclusions or Exemptions 506c Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Trident VI Parallel Fund, L.P. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593012 Filed Document 0001181431-13-061918 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CEREVAST THERAPEUTICS, INC. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001472602 Filed Document 0001472602-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Alliqua, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Summer Street Research Partners CIK Number 0001054274 Filed Document 0001054274-13-000013 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Everest Merchant Funding, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001592464 Filed Document 0001592464-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Get Smart Content, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $2,646,000 Associated Brokers / Dealers N/A CIK Number 0001592971 Filed Document 0001592971-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
TNP Spring Gate Plaza, DST See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $5,150,000 Associated Brokers / Dealers Centaurus Financial, Inc. CIK Number 0001592764 Filed Document 0001592764-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Cabot Industrial Value Fund IV REIT, LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001592698 Filed Document 0001592698-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lively LLC See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001584513 Filed Document 0001584513-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
New York Metropolitan Regional Center, L.P. I See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $43,840,000 Associated Brokers / Dealers CanAm Investor Services, LLC CIK Number 0001592555 Filed Document 0001592555-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Wilshire Gun, LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers Wilshire Gun, LLC CIK Number 0001592610 Filed Document 0001592610-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Urinetown UK Ltd Liability Co See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001590146 Filed Document 0001590146-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Front Desk, Inc. See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised $1,110,000 Associated Brokers / Dealers N/A CIK Number 0001555317 Filed Document 0001555317-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Baker Street Capital Offshore, L.P. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593169 Filed Document 0001209191-13-054425 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Dynamics Clean Energy & Infrastructure, LP See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Capital Dynamics Broker Dealer LLC and Strategic Marketing Solutions, LLC CIK Number 0001585039 Filed Document 0001585039-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BUFFALO ANGELS LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001557673 Filed Document 0001557673-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Cade Opportunity Fund, LP See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562814 Filed Document 0001562814-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
WIC MANAGED VOLATILITY & INCOME FUND, L.P. See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510395 Filed Document 0001510395-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Muehler Mining & Mineral Rights Fund, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001592820 Filed Document 0001592820-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meditory Corp. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Woodstock Financial Group, Inc. CIK Number 0001592140 Filed Document 0001592140-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
New Seasons Market LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $17,554,604 Associated Brokers / Dealers N/A CIK Number 0001592230 Filed Document 0001592230-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Muehler Technology Ventures Fund, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001592812 Filed Document 0001592812-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Muehler Energy Fund, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001592822 Filed Document 0001592826-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JUDSON FOUNDERS FUND LP See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592377 Filed Document 0001405086-13-000428 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SciAps Inc See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $4,084,224 Associated Brokers / Dealers N/A CIK Number 0001570867 Filed Document 0001570867-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GetOne Rewards Inc See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $2,195,429 Associated Brokers / Dealers N/A CIK Number 0001565336 Filed Document 0001565336-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Solarte Health, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001592301 Filed Document 0001592301-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Vehltor Florida, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001592268 Filed Document 0001181431-13-060651 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NuLegacy Gold Corp See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $1,186,965 Associated Brokers / Dealers N/A CIK Number 0001502758 Filed Document 0001140361-13-044048 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Northeast Ship Repair, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001592785 Filed Document 0001592785-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Alliqua, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001054274 Filed Document 0001054274-13-000012 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Wrent It, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001592925 Filed Document 0001592925-13-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity