Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Valara Partners, LP See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001377658 Filed Document 0000919574-14-000228 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HBK Multi-Strategy Fund L.P. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472483 Filed Document 0001472483-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Golub Capital Partners International 9, L.P. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592596 Filed Document 0001592596-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonmundo, Inc. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers CircleUp CIK Number 0001527602 Filed Document 0001527602-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Silver Creek Core Strategies, Ltd. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530247 Filed Document 0001530247-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised $3,214,912 Associated Brokers / Dealers David Fisher, Thomas Chisholm, and Kevin Ballou CIK Number 0001135856 Filed Document 0001135856-14-000021 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GCA Capital Partners LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001588712 Filed Document 0001588712-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised $31,400,834 Associated Brokers / Dealers Arthur Gilbert, Jennifer Gilbert-Duffy, Matthew McLaughlin, Alfred Hammond, and Peter Ciovacco CIK Number 0001135856 Filed Document 0001135856-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SILCHESTER INTERNATIONAL INVESTORS INTERNATIONAL VALUE EQUITY TAXABLE TRUST See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405600 Filed Document 0001405600-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Turtle River Properties, LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $6,127,500 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001596707 Filed Document 0001596707-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Quadrature Capital Vector Fund LP See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596731 Filed Document 0000902664-14-000110 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QuanDx, Inc. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001570865 Filed Document 0001570865-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Contently, Inc. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $9,038,698 Associated Brokers / Dealers N/A CIK Number 0001510622 Filed Document 0001510622-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Empire Capital Partners Enhanced, Ltd. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aqueduct Capital Group, LLC CIK Number 0001429538 Filed Document 0000902664-14-000165 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LionHedge Platform Fund, Ltd. - Series X See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596931 Filed Document 0000919574-14-000230 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brevan Howard Emerging Markets Local Fixed Income Leveraged Fund Ltd See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001596090 Filed Document 0001596909-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EcoWasteHub Corp. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $1,455,000 Associated Brokers / Dealers N/A CIK Number 0001596935 Filed Document 0001596935-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
River Refuge, LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $692,703 Associated Brokers / Dealers N/A CIK Number 0001596804 Filed Document 0001596804-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Chilton Core Equities, L.P. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480965 Filed Document 0000950103-14-000215 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LC CAPITAL PARTNERS LP See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001175214 Filed Document 0000919574-14-000209 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DineInFresh, Inc. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $6,236,675 Associated Brokers / Dealers N/A CIK Number 0001596564 Filed Document 0001596564-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
40 North Investment Partners LP See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596141 Filed Document 0001596141-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Braeside Capital, L.P. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services, Inc. and UBS Financial Services, Inc. CIK Number 0001300407 Filed Document 0001315863-14-000030 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dean Ventures Holdings, LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595450 Filed Document 0001595450-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
ARROW SHUTTLE, INC. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $287,731 Associated Brokers / Dealers N/A CIK Number 0001596695 Filed Document 0001596695-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TekDry, LLC See All Filings	D	2014-01-12 00:00:00 UTC
Amount To Be Raised $402,500 Associated Brokers / Dealers N/A CIK Number 0001597029 Filed Document 0001597029-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
WindSail Credit Fund, L.P. See All Filings	D/A	2014-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591566 Filed Document 0001591566-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TURN INC See All Filings	D	2014-01-12 00:00:00 UTC
Amount To Be Raised $80,000,073 Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001315329 Filed Document 0001315329-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Koko Nor Corp See All Filings	D	2014-01-12 00:00:00 UTC
Amount To Be Raised $7,900,000 Associated Brokers / Dealers N/A CIK Number 0001597676 Filed Document 0001597676-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tyrian Systems, Inc. See All Filings	D	2014-01-12 00:00:00 UTC
Amount To Be Raised $10,000,001 Associated Brokers / Dealers N/A CIK Number 0001561086 Filed Document 0001561086-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TURN INC See All Filings	D	2014-01-12 00:00:00 UTC
Amount To Be Raised $3,706,075 Associated Brokers / Dealers N/A CIK Number 0001315329 Filed Document 0001315329-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Echo Automotive, Inc. See All Filings	D	2014-01-11 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001453420 Filed Document 0001453420-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BlueArc Credit Opportunities Fund (TE), Ltd. See All Filings	D	2014-01-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595935 Filed Document 0001595935-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seaview Offshore Fund Ltd. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596210 Filed Document 0000919574-14-000176 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CODESMART HOLDINGS, INC. See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001543098 Filed Document 0001543098-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Love Grown Foods, LLC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers FundMe Securities, LLC CIK Number 0001549712 Filed Document 0001549712-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PAMLI Global Credit Strategies SIF LP See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520312 Filed Document 0000919574-14-000164 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHOENIX COMPANIES INC/DE See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001129633 Filed Document 0001181431-14-002140 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Fuse Science, Inc. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $1,775,000 Associated Brokers / Dealers N/A CIK Number 0000842722 Filed Document 0001144204-14-001617 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
ONEighty C Technologies Corp See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers David Smith CIK Number 0001576943 Filed Document 0001576943-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Nothin' But Foods, LLC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595571 Filed Document 0001595571-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
RAIN VENTURE 3, LLC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001596095 Filed Document 0001596095-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH DAKOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Ionic Event Driven Fund Ltd. See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540832 Filed Document 0001540832-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heatwurx, Inc. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001533743 Filed Document 0001441557-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Wolverine Investors, LLC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001527097 Filed Document 0001527097-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
George Zip LLC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001596329 Filed Document 0001596328-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ebbets Field Partners Qualified LP See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594875 Filed Document 0001596164-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HandUp PBC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001596157 Filed Document 0001596157-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LET THERE BE! DISTILLERS, LLC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001595868 Filed Document 0001595868-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Loomis Sayles Credit Asset Trust See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460284 Filed Document 0001460284-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other