Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Frey Multi-Strategy (Cayman) Fund See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512354 Filed Document 0001512354-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wheeler Real Estate Investment Trust, Inc. See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised $12,160,000 Associated Brokers / Dealers Maxim Group LLC and Newbridge Securities Corporation CIK Number 0001527541 Filed Document 0001527541-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Arcamed, LLC See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001599940 Filed Document 0001599940-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Blueprint Capital REIT, Inc See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001586421 Filed Document 0001586421-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
3CLogic, Inc. See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $5,247,534 Associated Brokers / Dealers N/A CIK Number 0001599949 Filed Document 0001599949-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
BklynSPV, LP See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599305 Filed Document 0001599305-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ANNIVERSARY KITTY, LLC See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $208,500 Associated Brokers / Dealers N/A CIK Number 0001599729 Filed Document 0001599729-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Aequitas WRFF I, LLC See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $25,500,000 Associated Brokers / Dealers N/A CIK Number 0001596370 Filed Document 0001596370-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
i minerals inc See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $136,702 Associated Brokers / Dealers N/A CIK Number 0001405663 Filed Document 0001183740-14-000041 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
EZ Pocket Eyewear, LLC See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised $1,000,500 Associated Brokers / Dealers N/A CIK Number 0001593145 Filed Document 0001140361-14-005249 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MHC Mutual Conversion Fund, L.P. See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459674 Filed Document 0001315863-14-000072 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LUMINUS ENERGY PARTNERS LTD See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001342506 Filed Document 0001140361-14-009018 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
PAMLI Global Credit Strategies Onshore LP See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ZIA U. NAEEM CIK Number 0001509465 Filed Document 0000919574-14-000621 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KARYA FUND LLC See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC and Alternative Asset Investment Management Securities, LLC CIK Number 0001541555 Filed Document 0001541555-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Wave Semiconductor, Inc. See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $7,391,021 Associated Brokers / Dealers N/A CIK Number 0001599764 Filed Document 0001599764-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OWS Credit Opportunity Fund, L.P. See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510728 Filed Document 0000902664-14-000607 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Savile Row AB Multi-Strategy, LLC See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579330 Filed Document 0001579330-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Twist Bioscience Corp See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised $9,298,571 Associated Brokers / Dealers N/A CIK Number 0001581280 Filed Document 0001581280-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Valen Technologies Inc See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001362852 Filed Document 0001362852-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SILVERBACK ARBITRAGE FUND LLC See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A. Investcorp LLC CIK Number 0001439467 Filed Document 0000919574-14-000633 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DuraMark Technologies Inc See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $3,252,285 Associated Brokers / Dealers N/A CIK Number 0001546403 Filed Document 0001546403-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Duplexes on McDonald Project, LLC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001598305 Filed Document 0001598305-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WJA Alternative Investment Strategies I, LLC, Series I-23 See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598787 Filed Document 0001104659-14-007365 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Other
Phoenix Planet Fitness, LLC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers SANDLAPPER Securities LLC CIK Number 0001599399 Filed Document 0001599399-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RMA Core Plus RE Fund I-R, LLC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers RBC Wealth Management (division of RBC Capital Markets,LLC) CIK Number 0001599639 Filed Document 0001599639-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ROTELLA POLARIS FUND LLC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001052845 Filed Document 0001599428-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mindfull Investors Venture Fund LP See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001599537 Filed Document 0001599537-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
GENESIS CAPITAL, LLC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001599191 Filed Document 0001599191-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AEA Mezzanine Fund III LP See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Equus Financial Consulting, LLC CIK Number 0001569996 Filed Document 0001569996-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BU Holding Company, LLC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $7,250,000 Associated Brokers / Dealers N/A CIK Number 0001599723 Filed Document 0001140361-14-005554 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
AngelList-Patients-Fund, a series of AngelList-EG-Funds, LLC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $150,975 Associated Brokers / Dealers N/A CIK Number 0001599245 Filed Document 0001599245-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grand Trunk Fund I, L.P. See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481209 Filed Document 0001481209-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realtyshares 1, LLC, Series K See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001599474 Filed Document 0001599474-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Foursquare Labs, Inc. See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised $77,062,582 Associated Brokers / Dealers Qatalyst Partners LP CIK Number 0001470908 Filed Document 0001470908-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AtoZ Sports, Inc. See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001465832 Filed Document 0001465832-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Vista Equity Partners Fund V-A, L.P. See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TransPacific Group LLC and TransPacific Group (Asia) Ltd. CIK Number 0001602446 Filed Document 0001602445-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BVP IV AFFILIATES FUND LIMITED PARTNERSHIP See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001597121 Filed Document 0001597128-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Cicayda, LLC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001548450 Filed Document 0001548450-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
UVL Blood Labs, Inc. See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001546059 Filed Document 0001546059-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Blend Systems, Inc. See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001560253 Filed Document 0001560253-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Cellular Engineering Technologies, Inc. See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001523644 Filed Document 0001523644-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business IOWA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Thornburg Partners Fund LP See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001421710 Filed Document 0001140361-15-004217 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gryphn Corp See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001545619 Filed Document 0001545619-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Iroquois Financial Partners II, L.P. See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001599257 Filed Document 0001599257-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Other
Venulum Ltd. See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494080 Filed Document 0001494080-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business GIBRALTAR Revenue or Assets Decline to Disclose Type of Security Debt
Surge Ventures LLC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001599327 Filed Document 0001599327-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Wave Semiconductor, Inc. See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001599764 Filed Document 0001599764-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MC Hospitality Fund, LLC See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001587946 Filed Document 0001587946-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Energy Capital Partners II (Summit Co-Invest), LP See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $14,837,571 Associated Brokers / Dealers N/A CIK Number 0001532708 Filed Document 0001140361-14-005325 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
WJA Alternative Investment Strategies I, LLC, Series I-22 See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598714 Filed Document 0001104659-14-007364 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Other