Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BizBrag, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001511912 Filed Document 0001511912-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
City Notes, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001564834 Filed Document 0001564834-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Civic Science Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001514755 Filed Document 0001514755-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Dynamic Income Fund LP See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588148 Filed Document 0001588148-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ST CLOUD OUTPATIENT SURGERY LTD See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $1,495,937 Associated Brokers / Dealers NA CIK Number 0001173371 Filed Document 0001173371-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Personalis, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $22,077,923 Associated Brokers / Dealers N/A CIK Number 0001527753 Filed Document 0001527753-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stranded Solutions LLC See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001588578 Filed Document 0001588578-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Rinovum Women's Health, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001504276 Filed Document 0001504276-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Diego Pellicer Worldwide Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001588358 Filed Document 0001588358-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
SKB-CW Investors, LLC See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $2,290,000 Associated Brokers / Dealers SKB Securities, LLC and Robert R. Walker, Jr. CIK Number 0001586202 Filed Document 0001586202-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
Stellus XCXP/BLC, LP See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588231 Filed Document 0001588232-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Imimtek, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $5,155,795 Associated Brokers / Dealers N/A CIK Number 0001543943 Filed Document 0001543943-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MacKay Shields Defensive Bond Arbitrage Fund Ltd. See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable CIK Number 0001502133 Filed Document 0001181431-13-053250 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
AIF VIII Private Investors, LLC See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588533 Filed Document 0001012975-13-000465 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Nolen Hotel Investment LLC See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised $4,160,000 Associated Brokers / Dealers N/A CIK Number 0001576820 Filed Document 0001576820-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Food Collective, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493065 Filed Document 0001493065-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Hillview Special Opportunities Fund, LP See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001175850 Filed Document 0001175850-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
HILLVIEW GLOBAL ALPHA FUND OFFSHORE LTD See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001348299 Filed Document 0001348299-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
HARVEST NATURAL RESOURCES, INC. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $1,928,000 Associated Brokers / Dealers N/A CIK Number 0000845289 Filed Document 0001209191-13-047708 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Bourbon & Boots, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001568699 Filed Document 0001568699-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Kineta Three, LLC See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588696 Filed Document 0001588696-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AIF VIII Private Investors Offshore, L.P. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588613 Filed Document 0001012975-13-000466 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Hillview Special Opportunities Fund, LP See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hillview Capital Advisors, LLC CIK Number 0001175850 Filed Document 0001175850-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
OH Lakewood Investor, LLC See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $10,072,243 Associated Brokers / Dealers N/A CIK Number 0001572936 Filed Document 0001572936-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Offline Media, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001588427 Filed Document 0001588427-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Stonelake Opportunity Partners III, L.P. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001565861 Filed Document 0001565861-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
P2 Capital Fund, L.P. See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001391204 Filed Document 0001181431-13-053453 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Marcato, L.P. See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502801 Filed Document 0000919574-13-005768 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marcato International Ltd. See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502802 Filed Document 0000919574-13-005770 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIRTLE CALLAGHAN ABSOLUTE RETURN OFFSHORE FUND II LTD See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351835 Filed Document 0001351835-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capitala Finance Corp. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $179,486,400 Associated Brokers / Dealers N/A CIK Number 0001571329 Filed Document 0001209191-13-047848 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Don't Tell My Wife Stables 2014 LLC See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001588788 Filed Document 0001588788-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
LCV Fund XVIII, LLC See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $2,070,000 Associated Brokers / Dealers N/A CIK Number 0001588736 Filed Document 0001588736-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
GUERDON ENTERPRISES LLC See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $3,335,000 Associated Brokers / Dealers N/A CIK Number 0001588507 Filed Document 0001588507-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
American Vanadium Corp. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $18,670,413 Associated Brokers / Dealers Scarsdale Equities LLC, Dundee Securities Ltd., Canaccord Genuity Corp., and Haywood Securities Inc. CIK Number 0001517179 Filed Document 0001140361-13-038388 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
MKP Macro Partners, L.P. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586952 Filed Document 0000902664-13-003408 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DEEM, INC. See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised $98,461,824 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001115646 Filed Document 0001556663-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HILLVIEW GLOBAL ALPHA FUND LP See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001348297 Filed Document 0001348299-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Trycera Financial, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001117045 Filed Document 0001185185-13-002184 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Blab, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $2,502,500 Associated Brokers / Dealers N/A CIK Number 0001551838 Filed Document 0001551838-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Foomanchew, LLC See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001588520 Filed Document 0000911959-13-000042 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
BiddRocket, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001588636 Filed Document 0001588636-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
iSpot.tv, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $5,336,475 Associated Brokers / Dealers N/A CIK Number 0001553559 Filed Document 0001553559-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Bolis Properties Land Development, LP See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Gregory M Weinberg CIK Number 0001588071 Filed Document 0001588071-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Kainos Capital Partners, L.P. See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Shannon Advisors LLC and Elm Capital USA Limited CIK Number 0001554441 Filed Document 0001554441-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Marcato II, L.P. See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502825 Filed Document 0000919574-13-005769 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cypress Capital Offshore, Ltd See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543327 Filed Document 0001543327-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Actinium Pharmaceuticals, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001388320 Filed Document 0001213900-13-005605 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Residential World Business Trust See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fidel Jenkins CIK Number 0001500287 Filed Document 0001500287-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Bay Capital Investments Ltd See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531209 Filed Document 0001531209-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund