Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Kings & Associates Management LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers Kings & Associates Management LLC CIK Number 0001587705 Filed Document 0001587705-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Finger Lakes Region Rural Broadband Company, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001587695 Filed Document 0001587695-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
EDD HOLDINGS, LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001587414 Filed Document 0001587414-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DGFund 3 LLC See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers Alan Hald CIK Number 0001585032 Filed Document 0001585032-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Tyrosine Pharma Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001587644 Filed Document 0001587644-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
Splash Technologies, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Rory Reiff CIK Number 0001587687 Filed Document 0001587687-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Morgan Stanley HedgePremier/Discovery Global Macro Offshore Fund Ltd. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001587481 Filed Document 0001587481-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Antivirus Therapeutics, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001588163 Filed Document 0001588163-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Instant BioScan, LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Darin Richard Pastor CIK Number 0001586354 Filed Document 0001586354-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Theobroma Enterprises, Inc. See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Miller Gold Partners and Caccioppoli Anderson, LLC CIK Number 0001569260 Filed Document 0001569260-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SOFTWARE TECHNOLOGY INC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001211591 Filed Document 0001211591-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
WYNNEFIELD PARTNERS SMALL CAP VALUE LP I See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001251565 Filed Document 0001251565-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Venture Financing V LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $2,350,000 Associated Brokers / Dealers None CIK Number 0001587181 Filed Document 0001587181-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Seen Digital Media, Inc See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001512188 Filed Document 0001512188-13-000004 Exclusions or Exemptions 504 and 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Revenew, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $4,500,001 Associated Brokers / Dealers N/A CIK Number 0001587762 Filed Document 0001587762-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DGFund 3 LLC See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers Alan Hald CIK Number 0001585032 Filed Document 0001585032-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Coolhouse Labs Fund I, LLC See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001580112 Filed Document 0001580112-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Commonfund International Focus Fund II, LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001587632 Filed Document 0001587632-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AION Feeder III Ltd. See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558972 Filed Document 0001558972-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CENTRAL FLORIDA SALON MGMT., LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001588075 Filed Document 0001588075-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Evena Medical, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001587784 Filed Document 0001587784-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eat Here LV, LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Eat Here LV, LLC CIK Number 0001586854 Filed Document 0001586854-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CYTODYN INC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $10,010,000 Associated Brokers / Dealers Paulson Investment Company, Inc. CIK Number 0001175680 Filed Document 0000892917-13-000028 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Black Math Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001587212 Filed Document 0001587212-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MDK Triangle LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001587409 Filed Document 0001587409-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Rimrock Series of Copperstone Multi-Series IDF, LP See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586621 Filed Document 0000916002-13-000051 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Member Assist, LLC See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $1,770,000 Associated Brokers / Dealers N/A CIK Number 0001570673 Filed Document 0001570673-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Pine Cobble Onshore Fund LP See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409844 Filed Document 0001409844-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WEBROTATOR, INC. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001587793 Filed Document 0001056520-13-000221 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Goodsmiths, LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001587817 Filed Document 0001587817-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HOLT OPPORTUNITY FUND (PARALLEL 1), 2013, L.P. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001586772 Filed Document 0001586772-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Pivotstream Inc. See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001579766 Filed Document 0001579766-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Credit Nation Acceptance, LLC See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001586460 Filed Document 0001586460-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
PSF Founders Group, LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $515,000 Associated Brokers / Dealers N/A CIK Number 0001586427 Filed Document 0001586427-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
GoodLux Technology, LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001587849 Filed Document 0001587849-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC TRADEWINDS FUND LTD See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001214729 Filed Document 0001565908-13-000088 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tansna Therapeutics, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers NA CIK Number 0001587426 Filed Document 0001587426-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
PNP THERAPEUTICS INC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $565,000 Associated Brokers / Dealers N/A CIK Number 0001156062 Filed Document 0001156062-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Greenwave Holdings Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $8,531,760 Associated Brokers / Dealers N/A CIK Number 0001495381 Filed Document 0001495381-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TNI BIOTECH, INC. See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559356 Filed Document 0001559356-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hubub, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001522721 Filed Document 0001522721-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
BIG TREE CAPITAL OPPORTUNITY FUND I, L.P. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582911 Filed Document 0001582911-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueData Software, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $14,999,998 Associated Brokers / Dealers N/A CIK Number 0001569617 Filed Document 0001569617-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Indie Capital Offshore, SPC on behalf of & for the account of Indie Long Biased Segregated Portfolio See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587486 Filed Document 0001507943-13-000075 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRASMERE MACRO DOMESTIC FUND LP See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574814 Filed Document 0001574814-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Paymetric Holdings, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $80,581,180 Associated Brokers / Dealers N/A CIK Number 0001587719 Filed Document 0001587719-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AEGEA, INC. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers NA CIK Number 0001424549 Filed Document 0001079974-13-000612 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Other
Cydan, LLC See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $26,333,836 Associated Brokers / Dealers N/A CIK Number 0001573851 Filed Document 0001573851-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WYNNEFIELD PARTNERS SMALL CAP VALUE LP See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000899083 Filed Document 0000899083-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wellness Center USA, Inc. See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $1,648,500 Associated Brokers / Dealers SECURITY RESEARCH ASSOCIATES INC CIK Number 0001516887 Filed Document 0001078782-13-001897 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity