Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Palantir Technologies Inc. See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley & Co. LLC CIK Number 0001321655 Filed Document 0001321655-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DOUBLE EAGLE CAPITAL ACE FUND LP See All Filings	D/A	2013-09-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460417 Filed Document 0001315863-13-000436 Exclusions or Exemptions 506b Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GENOLOGICS LIFE SCIENCES SOFTWARE INC See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $1,878,082 Associated Brokers / Dealers N/A CIK Number 0001452539 Filed Document 0001140361-13-037199 Exclusions or Exemptions 506b Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
CafeX Communications Inc. See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $9,996,670 Associated Brokers / Dealers N/A CIK Number 0001587843 Filed Document 0001209191-13-045925 Exclusions or Exemptions 506b Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Brews 4100 LP See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001587971 Filed Document 0001587971-13-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Vista Credit Opportunities Fund I, L.P. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587493 Filed Document 0001587493-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VictorOps, Inc. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $6,499,995 Associated Brokers / Dealers N/A CIK Number 0001563566 Filed Document 0001563566-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BioNano Genomics, Inc See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $13,663,054 Associated Brokers / Dealers N/A CIK Number 0001411690 Filed Document 0001454189-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Edesia Select Fund LP See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530215 Filed Document 0000902664-13-003297 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SEPATON INC See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001285133 Filed Document 0001285133-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
QCA First Fund IV, LLC See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001587826 Filed Document 0001587826-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $17,493,159 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-13-000163 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FARFIELD CO See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587799 Filed Document 0001587799-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MARTIN CURRIE EUROPEAN HEDGE FUND - US DOLLAR PORTFOLIO See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546035 Filed Document 0001587485-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREEN T G2 FUND LTD See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001231550 Filed Document 0000902664-13-003292 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thompson Block Partners, LLC See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $1,740,000 Associated Brokers / Dealers N/A CIK Number 0001587805 Filed Document 0001587805-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Polaris Masters Multi-Strategy Fund #1 LLC See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544266 Filed Document 0001544266-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $14,760,000 Associated Brokers / Dealers Michael P. Corry, Robert L. Scharff, Paul E. Flotken, Gwen M. Middeke, and Raymond J. North, Jr. CIK Number 0001135856 Filed Document 0001135856-13-000168 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Frontier Market Opportunities Fund, L.P. See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523292 Filed Document 0001523292-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Calamos Global Opportunities Fund LP See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001403002 Filed Document 0001403002-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $8,950,695 Associated Brokers / Dealers Jennifer Kephart, Davis Stecher, and Joel Davidowski CIK Number 0001135856 Filed Document 0001135856-13-000156 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Newburyport Brewing Co See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001556429 Filed Document 0001556429-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Alta Growth Capital, Mexico Fund II, L.P. See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001554105 Filed Document 0001554105-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
C & C SHOP LLC See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001587873 Filed Document 0001587873-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Actively Learn Inc. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $625,190 Associated Brokers / Dealers N/A CIK Number 0001586575 Filed Document 0001586575-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
HEREONBIZ, INC. See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $499,500 Associated Brokers / Dealers N/A CIK Number 0001584177 Filed Document 0001584177-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Pacifica Mortgage Fund LLC See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001360366 Filed Document 0001360366-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
US TELEHEALTH SERVICES LP See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001586995 Filed Document 0001586995-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Student Loan Strategies, LLC See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001582931 Filed Document 0001582931-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
RWC European Focus Fund Inc. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587786 Filed Document 0000902664-13-003296 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medu III International Partnership, L.P. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001587109 Filed Document 0001181431-13-050832 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $9,650,648 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-13-000164 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Ranovus Inc. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001587491 Filed Document 0000908662-13-000267 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
eXacly, Inc. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001446891 Filed Document 0001446891-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $3,982,323 Associated Brokers / Dealers Jennifer Kephart, David Stecher, and Joel Davidowski CIK Number 0001135856 Filed Document 0001135856-13-000157 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Frontier Market Opportunities Master Fund, L.P. See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523294 Filed Document 0001523294-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
NeuroTrack Technologies, Inc. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $1,999,999 Associated Brokers / Dealers N/A CIK Number 0001577569 Filed Document 0001577569-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sycamore Lane Fund, L.P. See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546658 Filed Document 0000919574-13-005646 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eden Creamery LLC See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001576122 Filed Document 0001576122-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Frontier Market Offshore Select Fund, Ltd. See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523293 Filed Document 0001523293-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Aon Hewitt Group Trust See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aon Benfield Securities, Inc. CIK Number 0001496672 Filed Document 0001496672-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $4,560,000 Associated Brokers / Dealers Michael P. Corry, Robert L. Scharff, Gwen M. Middeke, and Raymond J. North, Jr. CIK Number 0001135856 Filed Document 0001135856-13-000169 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Fusion Resources, LLC See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers Garth deNiord, Dana Truesdell, JR Hadley, and Justin D Brown CIK Number 0001585079 Filed Document 0001585079-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Mineral Property
EK Investments, LP See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001481343 Filed Document 0001481343-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
PROVECTUS PHARMACEUTICALS INC See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers Network 1 Financial Securities, Inc. and Maxim Group LLC CIK Number 0000315545 Filed Document 0001140361-13-037057 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
WMS Allegheny Fund, LLC See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001587164 Filed Document 0001587164-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Other
Specialized Tech Inc See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $36,000,000 Associated Brokers / Dealers N/A CIK Number 0001587839 Filed Document 0001587839-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ALBERTA, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Jive Communications, Inc. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $21,624,803 Associated Brokers / Dealers N/A CIK Number 0001587220 Filed Document 0001587220-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Student Loan Strategies, LLC See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001582931 Filed Document 0001582931-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SCVNGR, INC. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001453398 Filed Document 0001453398-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity