Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Hillview Special Opportunities Fund, LP See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001175850 Filed Document 0001175850-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
HILLVIEW GLOBAL ALPHA FUND OFFSHORE LTD See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001348299 Filed Document 0001348299-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
HARVEST NATURAL RESOURCES, INC. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $1,928,000 Associated Brokers / Dealers N/A CIK Number 0000845289 Filed Document 0001209191-13-047708 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Bourbon & Boots, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001568699 Filed Document 0001568699-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Kineta Three, LLC See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588696 Filed Document 0001588696-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AIF VIII Private Investors Offshore, L.P. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588613 Filed Document 0001012975-13-000466 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Hillview Special Opportunities Fund, LP See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hillview Capital Advisors, LLC CIK Number 0001175850 Filed Document 0001175850-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
OH Lakewood Investor, LLC See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $10,072,243 Associated Brokers / Dealers N/A CIK Number 0001572936 Filed Document 0001572936-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Offline Media, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001588427 Filed Document 0001588427-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Stonelake Opportunity Partners III, L.P. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001565861 Filed Document 0001565861-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
P2 Capital Fund, L.P. See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001391204 Filed Document 0001181431-13-053453 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Marcato, L.P. See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502801 Filed Document 0000919574-13-005768 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marcato International Ltd. See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502802 Filed Document 0000919574-13-005770 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIRTLE CALLAGHAN ABSOLUTE RETURN OFFSHORE FUND II LTD See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351835 Filed Document 0001351835-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capitala Finance Corp. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $179,486,400 Associated Brokers / Dealers N/A CIK Number 0001571329 Filed Document 0001209191-13-047848 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Don't Tell My Wife Stables 2014 LLC See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001588788 Filed Document 0001588788-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
LCV Fund XVIII, LLC See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $2,070,000 Associated Brokers / Dealers N/A CIK Number 0001588736 Filed Document 0001588736-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
GUERDON ENTERPRISES LLC See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $3,335,000 Associated Brokers / Dealers N/A CIK Number 0001588507 Filed Document 0001588507-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
American Vanadium Corp. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $18,670,413 Associated Brokers / Dealers Scarsdale Equities LLC, Dundee Securities Ltd., Canaccord Genuity Corp., and Haywood Securities Inc. CIK Number 0001517179 Filed Document 0001140361-13-038388 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
MKP Macro Partners, L.P. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586952 Filed Document 0000902664-13-003408 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DEEM, INC. See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised $98,461,824 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001115646 Filed Document 0001556663-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HILLVIEW GLOBAL ALPHA FUND LP See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001348297 Filed Document 0001348299-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Trycera Financial, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001117045 Filed Document 0001185185-13-002184 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Blab, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $2,502,500 Associated Brokers / Dealers N/A CIK Number 0001551838 Filed Document 0001551838-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Foomanchew, LLC See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001588520 Filed Document 0000911959-13-000042 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
BiddRocket, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001588636 Filed Document 0001588636-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
iSpot.tv, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $5,336,475 Associated Brokers / Dealers N/A CIK Number 0001553559 Filed Document 0001553559-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Bolis Properties Land Development, LP See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Gregory M Weinberg CIK Number 0001588071 Filed Document 0001588071-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Kainos Capital Partners, L.P. See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Shannon Advisors LLC and Elm Capital USA Limited CIK Number 0001554441 Filed Document 0001554441-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Marcato II, L.P. See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502825 Filed Document 0000919574-13-005769 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cypress Capital Offshore, Ltd See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543327 Filed Document 0001543327-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Actinium Pharmaceuticals, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001388320 Filed Document 0001213900-13-005605 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Residential World Business Trust See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fidel Jenkins CIK Number 0001500287 Filed Document 0001500287-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Bay Capital Investments Ltd See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531209 Filed Document 0001531209-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sentio Healthcare Properties Inc See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001378774 Filed Document 0001378774-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
MACKAY SHIELDS STATUTORY TRUST See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers not applicable CIK Number 0001161014 Filed Document 0001181431-13-053252 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CYPRESS CAPITAL FOUNDERS, LP See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cypress Capital Management GP, LLC CIK Number 0001448262 Filed Document 0001448262-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chip Path Design Systems, Inc. See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised $5,702,718 Associated Brokers / Dealers N/A CIK Number 0001504591 Filed Document 0001504591-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
J. Smith Lanier & Co. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $5,506,500 Associated Brokers / Dealers N/A CIK Number 0001529498 Filed Document 0001529498-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
VP Energy, LLC See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588750 Filed Document 0001588750-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
West Capital Partners Bill.com LLC See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001589204 Filed Document 0000906318-13-000078 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CYNVENIO BIOSYSTEMS INC See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001445789 Filed Document 0001445789-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
CCMP III Private Investors, LLC See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001588513 Filed Document 0001588513-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Endurant Health Fund LP See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588655 Filed Document 0001588655-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TriMed Real Estate, L.P. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001588476 Filed Document 0001588476-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CCMP III Private Investors Offshore, L.P. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001588514 Filed Document 0001588514-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brenham Capital Fund, L.P. See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539381 Filed Document 0001539381-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Blue Fish IV, LLC See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001588118 Filed Document 0001588118-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
UNTANGLE INC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $2,674,902 Associated Brokers / Dealers N/A CIK Number 0001431968 Filed Document 0001431968-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RidePal, Inc. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $3,125,764 Associated Brokers / Dealers N/A CIK Number 0001588483 Filed Document 0001588483-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity