Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Clearstream.TV, Inc. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $1,541,562 Associated Brokers / Dealers N/A CIK Number 0001536221 Filed Document 0001536221-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Preserve at Wolf Laurel Fund, LLC See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised $2,114,600 Associated Brokers / Dealers N/A CIK Number 0001595543 Filed Document 0001595543-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Yarrow Group, LLC See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $448,000 Associated Brokers / Dealers N/A CIK Number 0001564280 Filed Document 0001564280-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Associated Group Holdings, LLC See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised $25,332,234 Associated Brokers / Dealers N/A CIK Number 0001558262 Filed Document 0001042167-14-000021 Exclusions or Exemptions 506c Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intellinote, Inc. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers N/A CIK Number 0001598211 Filed Document 0001598211-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Camden Creeks Fund, LLC See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised $1,210,000 Associated Brokers / Dealers N/A CIK Number 0001595554 Filed Document 0001595554-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
HEDGEFORUM THIRD POINT, LLC See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001430406 Filed Document 0001430406-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerge Woodstone LLC See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001598383 Filed Document 0001598383-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NYBX LLC See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001596252 Filed Document 0001596252-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
TeamSnap, Inc. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $7,538,949 Associated Brokers / Dealers N/A CIK Number 0001469599 Filed Document 0001469599-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree High Income Convertible Fund, L.P. See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001162436 Filed Document 0001181431-14-005161 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised $12,338,220 Associated Brokers / Dealers Kenneth Dayton CIK Number 0001135856 Filed Document 0001135856-14-000032 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
buddyTruk, Inc. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001598394 Filed Document 0001598394-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SCHRODER INTERNATIONAL SMALL COMPANIES PORTFOLIO, A SEPARATE SERIES OF SCHRODER INVESTMENT PORTFOLIOS, L.P. See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001388288 Filed Document 0000819176-14-000018 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEI Prime Rate Fund LLC See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001546282 Filed Document 0001546282-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
KnowledgeTree, Inc. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $671,051 Associated Brokers / Dealers N/A CIK Number 0001553723 Filed Document 0001553723-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ALGEBRIS GLOBAL FINANCIALS FUND See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001421399 Filed Document 0000902664-14-000426 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised $18,170,017 Associated Brokers / Dealers Scott Seibel and Donald Harrington CIK Number 0001135856 Filed Document 0001135856-14-000037 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Artigent China Strategic, LP See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567870 Filed Document 0001567870-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BrightWater R&B Mezzanine Partners, LLC See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers Ausdal Financial Partners, Inc. CIK Number 0001598369 Filed Document 0001598369-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CANVAS SOLUTIONS INC See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $2,061,183 Associated Brokers / Dealers N/A CIK Number 0001459444 Filed Document 0001459444-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Camp Woods Gas Company, LLC See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001598146 Filed Document 0001598146-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Debt
Safety Products Group LLC See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $6,254,208 Associated Brokers / Dealers N/A CIK Number 0001597872 Filed Document 0001597872-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
United Wind, Inc. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001583842 Filed Document 0001583842-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Realtyshares 3, LLC See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001598355 Filed Document 0001595481-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Arrow Holding Corp. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598391 Filed Document 0001598391-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
YouEye, Inc. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001578759 Filed Document 0001578759-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FH Emerging Markets Debt Fund LP See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001295174 Filed Document 0001295174-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yalla Mallow Limited Partnership See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001598334 Filed Document 0001598334-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Candente Gold Corp See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $132,487 Associated Brokers / Dealers N/A CIK Number 0001479480 Filed Document 0001140361-14-003524 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
2701 Decatur LLC See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers N/A CIK Number 0001597781 Filed Document 0001597781-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Parvus European Absolute Opportunities Fund See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001320120 Filed Document 0000902664-14-000425 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SafeGuard Guaranty Corp See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001584437 Filed Document 0001584437-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Loud Games, Inc. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001598390 Filed Document 0001598390-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Nextdoor.com, Inc. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $59,999,880 Associated Brokers / Dealers N/A CIK Number 0001597925 Filed Document 0001597925-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Realtyshares 1, LLC, Series I See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $49,000 Associated Brokers / Dealers N/A CIK Number 0001598354 Filed Document 0001595481-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Falcon Sovereign, Ltd See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598215 Filed Document 0000902664-14-000413 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SCHRODER EMERGING MARKETS DEBT FUND, A SEPARATE SERIES OF SCHRODER INVESTMENT PORTFOLIOS, L.P. See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001376186 Filed Document 0000819176-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PARVUS EUROPEAN OPPORTUNITIES FUND See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429185 Filed Document 0000902664-14-000420 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgeForum Visium, LLC See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001532029 Filed Document 0001532029-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Auda Secondary Fund III L.P. See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised $332,330,000 Associated Brokers / Dealers Trinity Group Limited, Diversus Investment Advisers Pty Limited, Wise Capital (Middle East) Limited, eQ Asset Management Ltd., FPG Partners, LLC and Funds Placement Group LLC, DLR Partners, LLC, eQ Asset Management Sweden AB, ICECAPITAL Asset Management (Denmark) A/S, and ICECAPITAL Asset Management (Norway) AS CIK Number 0001569685 Filed Document 0001569685-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Ivanovic LP See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597908 Filed Document 0001597908-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mass. Seaport (REIT), LLC See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001598464 Filed Document 0001598464-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MBA POLYMERS INC See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised $11,764,896 Associated Brokers / Dealers N/A CIK Number 0001097780 Filed Document 0001097780-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised $2,418,194 Associated Brokers / Dealers Scott Seibel and Donald Harrington CIK Number 0001135856 Filed Document 0001135856-14-000038 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Strategic Commodities Fund Ltd See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, and Barclays Capital Inc. CIK Number 0001331180 Filed Document 0001140361-14-003383 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised $33,971,517 Associated Brokers / Dealers Kenneth Dayton CIK Number 0001135856 Filed Document 0001135856-14-000033 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HUSKY VENTURES, INC. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
U.S. RESIDENTIAL OPPORTUNITY OFFSHORE FUND IV LP See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598214 Filed Document 0001565908-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgeForum Saba, LLC See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001526367 Filed Document 0001526367-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund