Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HJS Fund I LP See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569661 Filed Document 0001569661-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LACM Emerging Markets Fund L.P. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001599755 Filed Document 0001599758-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
BlackRock NTR Renewable Power Fund (Feeder B), L.P. See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Morgan Stanley Asia Limited, and Bank Morgan Stanley AG CIK Number 0001552018 Filed Document 0001140361-14-008539 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cokeville, LLC See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001595920 Filed Document 0001080368-14-000006 Exclusions or Exemptions 504 and 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Vision Fund, L.P. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001600102 Filed Document 0001600102-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
HUSKY VENTURES, INC. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
VECTORMAX Corp See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001136418 Filed Document 0001144204-14-008435 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Indoor Harvest Corp See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Chad Sykes CIK Number 0001572565 Filed Document 0001572565-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
MTS Health Investors III, L.P. See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised $188,027,500 Associated Brokers / Dealers DU PASQUIER & CO., INC. and Probitas Funds Group, LLC CIK Number 0001526540 Filed Document 0001526540-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BDR Mount Baker I LLC See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001600107 Filed Document 0001600107-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
WYTEC INTERNATIONAL INC See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560143 Filed Document 0001065949-14-000047 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CAYENNE MEDICAL INC See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001330717 Filed Document 0001330717-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Wavetec Vision Systems Inc See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001402824 Filed Document 0001402824-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MYDISTRIKT INC. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001600014 Filed Document 0001600014-14-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Greenspring Global Partners VI-B, L.P. See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers ALFILUX Partners, Newcastle Distributors LLC, and PAS Advisory Services (T/A Principle Advisory Services) CIK Number 0001593583 Filed Document 0001593583-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Multi-Strategy Portfolio Sherpa, LLC See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001569206 Filed Document 0001140361-14-006634 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CosmeSys, Inc. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001599647 Filed Document 0001599647-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Gelato Fiasco, Inc. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001555971 Filed Document 0001555971-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
DBR Phase III US Investors LLC See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $9,035,000 Associated Brokers / Dealers N/A CIK Number 0001600140 Filed Document 0001600140-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
COMM-N-SENSE CORP. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001599608 Filed Document 0001599608-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
DBR Phase III PR Investors LLC See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001600079 Filed Document 0001600079-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Post Traditional High Yield Fund, L.P. See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494266 Filed Document 0001494266-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MABVAX THERAPEUTICS INC See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $15,089,998 Associated Brokers / Dealers N/A CIK Number 0001429968 Filed Document 0001429968-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kultevat, Inc. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $6,050,000 Associated Brokers / Dealers N/A CIK Number 0001599925 Filed Document 0001599925-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Post Ltd Term High Yield Fund, L.P. See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475247 Filed Document 0001475247-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRG Dynamic Risk Manager - Level 2 Fund, L.P. See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596241 Filed Document 0001596241-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
PATE CAPITAL PARTNERS LP See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001269841 Filed Document 0001269841-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Post Senior Loan Fund, L.P. See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566589 Filed Document 0001566589-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCP MULTI-FUND FEEDER IX/DII, LP See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001599556 Filed Document 0001599556-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock NTR Renewable Power Fund (A),L.P. See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552019 Filed Document 0001140361-14-008538 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cedar Ridge Short-Term Fund, LP See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001436428 Filed Document 0000919574-14-000891 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LACM Large Cap Alpha Fund L.P. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001599761 Filed Document 0001599758-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
HUSKY VENTURES, INC. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
United States Debt Recovery XIV, L.P. See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590648 Filed Document 0001590648-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CORD:USE Cord Blood Bank Inc See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised $4,158,300 Associated Brokers / Dealers N/A CIK Number 0001408727 Filed Document 0001408727-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
EscaWheel, Inc. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001600836 Filed Document 0001600836-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Northcreek Mezzanine Fund II, L.P. See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001599943 Filed Document 0001599943-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Input Factory Inc. See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised $1,830,000 Associated Brokers / Dealers N/A CIK Number 0001573070 Filed Document 0001573070-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mobilio, LLC See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001600077 Filed Document 0001600077-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bitco Income Property Fund LLC See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548569 Filed Document 0001548569-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Other
2013 Natural Resources Series, a series of Gresham Real Assets Strategies, L.P. See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570084 Filed Document 0001570084-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Little Bird Technologies, Inc. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $1,723,668 Associated Brokers / Dealers N/A CIK Number 0001544071 Filed Document 0001544071-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Blinkers Capital Investors, LLC See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $12,785,000 Associated Brokers / Dealers N/A CIK Number 0001600551 Filed Document 0001600551-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Capital Parallel Fund B, L.P. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001600069 Filed Document 0001600069-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OORJA PROTONICS, INC. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $5,607,988 Associated Brokers / Dealers N/A CIK Number 0001335768 Filed Document 0001335768-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tintri, Inc. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $74,999,996 Associated Brokers / Dealers N/A CIK Number 0001554875 Filed Document 0001554875-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lowerline Capital Fund, LP See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570294 Filed Document 0001570294-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Randall Investment Partners, LP See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600111 Filed Document 0001600111-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific West Real Estate Income Fund, LLC See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001598114 Filed Document 0001598114-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
NW 100 Broadway LLC See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities dba First Liberties Financial CIK Number 0001599234 Filed Document 0001599234-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity