Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Uniken Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001593428 Filed Document 0001593428-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Apple Sun LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $3,738,250 Associated Brokers / Dealers N/A CIK Number 0001593426 Filed Document 0001593426-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
100 Plaza Holdings, LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $816,600 Associated Brokers / Dealers N/A CIK Number 0001593419 Filed Document 0001593419-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SimpleDeal, Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001593497 Filed Document 0001593497-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
ZeoGas LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001593648 Filed Document 0001593648-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
Commonfund Hedged Equity Co See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001410322 Filed Document 0001593310-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MERSIVE TECHNOLOGIES INC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001453977 Filed Document 0001453977-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
TOK Hospitality, LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $1,922,222 Associated Brokers / Dealers N/A CIK Number 0001592013 Filed Document 0001592013-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Tricadia Distressed & Special Situations Fund II, L.P. See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets CIK Number 0001537077 Filed Document 0001537078-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GENERAL AMERICAN LIFE INSURANCE Co See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jason H. Kurchner and Various Agents CIK Number 0000728240 Filed Document 0000728240-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Other
FoodBiome.com See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001593577 Filed Document 0001593577-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business HAWAII Revenue or Assets $No Revenues Type of Security Equity
Filip Technologies, Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $8,000,002 Associated Brokers / Dealers N/A CIK Number 0001590201 Filed Document 0001590201-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DHX Media Ltd. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $84,295 Associated Brokers / Dealers Canaccord Genuity Inc. CIK Number 0001490186 Filed Document 0001490186-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Cheyne Equity Fund L.P. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590785 Filed Document 0000945621-13-000356 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheyne Multi Strategy Fund L.P. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590905 Filed Document 0000945621-13-000370 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlackRock Appreciation Fund IV (ERISA), Ltd. See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CIK Number 0001478205 Filed Document 0001140361-13-045431 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sketchfab, Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $1,902,833 Associated Brokers / Dealers N/A CIK Number 0001593373 Filed Document 0001593373-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cheyne Global Credit Enhanced Fund Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590868 Filed Document 0000945621-13-000363 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTMOUNTAIN GOLD, INC. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $10,706,000 Associated Brokers / Dealers N/A CIK Number 0001421601 Filed Document 0001161697-13-000868 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Cheyne Malacca Asia Equity Fund L.P. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590903 Filed Document 0000945621-13-000368 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SeatGeek, Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001481915 Filed Document 0001231919-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
PERIDIEM MULTI STRATEGY CORE PLUS BOND FUND, L.P. See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530152 Filed Document 0001144204-13-066863 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Latakoo, Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001567883 Filed Document 0001567883-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Rev Worldwide, Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001593534 Filed Document 0001593534-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Sutherland Asset Management Corp See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $230,000,010 Associated Brokers / Dealers FBR Capital Markets & Co. CIK Number 0001456906 Filed Document 0001456906-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LEARNVEST INC. See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised $19,824,976 Associated Brokers / Dealers N/A CIK Number 0001470425 Filed Document 0001470425-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Institutional Core Equity Fund LLC See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001301591 Filed Document 0001593310-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Russell Total Return Fund (Quarterly) Ltd. See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536210 Filed Document 0000943663-13-000210 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROCKY MOUNTAIN WEALTH CONCEPTS CREDIT ALPHA FUND, LP See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440105 Filed Document 0001440105-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Great Bay Energy, LLC See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001509628 Filed Document 0001509628-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tricadia Distressed & Special Situations II, Ltd. See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets CIK Number 0001537078 Filed Document 0001537078-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ENDURANCE PARTNERS LP See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001161270 Filed Document 0001315863-13-000591 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JPMORGAN WINTON MANAGED FUTURES LLC See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001445504 Filed Document 0000899140-13-000572 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARCHSTONE PARTNERS II LP See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Keegan and Company, Inc. and RAYMOND JAMES & ASSOCIATES, INC. CIK Number 0001447552 Filed Document 0000871613-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FAM Capital Partners, LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001593509 Filed Document 0001593509-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Fortress Florida Pref Fund (Fund B) LP See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $5,825,202 Associated Brokers / Dealers Fortress Capital Formation LLC CIK Number 0001593322 Filed Document 0000950172-13-000121 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cashie Commerce, Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001549030 Filed Document 0001549030-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PROVIDENCE SURGERY CENTERS LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $472,155 Associated Brokers / Dealers N/A CIK Number 0001350464 Filed Document 0001350464-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Equity
Livingston Investment Fund I, LP See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564531 Filed Document 0001095449-13-000128 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forefront Select Fund, LP See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592915 Filed Document 0001592915-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Cheyne Equity Fund Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590786 Filed Document 0000945621-13-000355 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheyne Explorer Equity Fund L.P. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590749 Filed Document 0000945621-13-000362 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIRST FRAMTIDEN LP See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001077900 Filed Document 0001077900-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
AWCB Investments, LLC See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001536892 Filed Document 0001536892-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
AJO Emerging Markets All-Cap Offshore Fund, Ltd. See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565073 Filed Document 0001565073-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cerberus SC Partners, L.P. See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers See Item 15 CIK Number 0001561238 Filed Document 0001140361-13-045005 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FPWL 5 Lake Louise, LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $1,730,001 Associated Brokers / Dealers N/A CIK Number 0001593531 Filed Document 0001593531-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Creekalpha Capital Strategic Investments L.P. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001592409 Filed Document 0001592409-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Cheyne Malacca Asia Equity Fund Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590902 Filed Document 0000945621-13-000367 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheyne Total Return Credit Fund L.P. - December 2017 See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590789 Filed Document 0000945621-13-000374 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund