Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Quantum Technology Sciences, Inc. See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $4,875,475 Associated Brokers / Dealers N/A CIK Number 0001599596 Filed Document 0001599596-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ROYCE GLOBAL EXPLORER FUND, LTD. See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599521 Filed Document 0000919574-14-000623 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPPENHEIMER CAPITAL STRUCTURE OPPORTUNITIES FUND LP See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Company Inc. CIK Number 0001457945 Filed Document 0001140361-14-005835 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SlamAd.Com, Inc. See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001599338 Filed Document 0001144204-14-007143 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ClearPath, Inc. See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001533988 Filed Document 0001533988-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
One Fulton Square Fund LLC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers e888 BIZ LLC CIK Number 0001599336 Filed Document 0001599336-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
AngelList-Leap-Fund, a series of AngelList Funds, LLC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $218,500 Associated Brokers / Dealers N/A CIK Number 0001599253 Filed Document 0001599253-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
U.S. Government Properties Income & Growth Fund II, LP See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers GREENHILL & CO., LLC CIK Number 0001569626 Filed Document 0001569626-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Rockdale Resources Corp See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001368637 Filed Document 0001368637-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AngelList-DSH-Fund, a series of AngelList Funds, LLC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $69,500 Associated Brokers / Dealers N/A CIK Number 0001599244 Filed Document 0001599244-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Prom.QP-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $86,500 Associated Brokers / Dealers N/A CIK Number 0001599250 Filed Document 0001599250-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
7044 TEUTONIA LLC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $1,842,105 Associated Brokers / Dealers N/A CIK Number 0001600028 Filed Document 0001600028-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Dash Software, LLC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001583090 Filed Document 0001583090-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
YRC Worldwide Inc. See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $287,700,194 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0000716006 Filed Document 0001599684-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets $Over $100,000,000 Type of Security Equity
Alphaworks, Inc. See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001599435 Filed Document 0001140361-14-005253 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
NW 100 Broadway LLC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities dba First Liberties Financial CIK Number 0001599234 Filed Document 0001599234-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WINDACRE DOMESTIC PARTNERSHIP LP See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599473 Filed Document 0000919574-14-000603 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAWABUNGA! LLC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001598812 Filed Document 0001181431-14-005756 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
KARYA FUND LTD See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC and Alternative Asset Investment Management Securities, LLC CIK Number 0001541556 Filed Document 0001541556-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Saba Capital Offshore Fund, Ltd. See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469487 Filed Document 0000902664-14-000615 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Senior Loan Fund (Cayman) Ltd. See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468584 Filed Document 0001468584-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RESPECT YOUR UNIVERSE, INC. See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001472601 Filed Document 0001085037-14-000020 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
PAMLI Global Credit Strategies Offshore Ltd. See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ZIA U. NAEEM CIK Number 0001509469 Filed Document 0000919574-14-000627 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
i minerals inc See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $67,615 Associated Brokers / Dealers N/A CIK Number 0001405663 Filed Document 0001183740-14-000040 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SAVILE ROW MANAGED FUTURES T, LLC See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532124 Filed Document 0001532124-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Nordic Venture Partners Fund III, LLC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001599535 Filed Document 0001599535-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Heartland Arkansas Equity Fund I, LLC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $9,241,939 Associated Brokers / Dealers N/A CIK Number 0001599138 Filed Document 0001599138-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Debt
SILVERBACK ARBITRAGE FUND LTD. See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A. INVESTCORP LLC CIK Number 0001469490 Filed Document 0000919574-14-000634 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acadian Frontier Markets Equity Fund See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405793 Filed Document 0001405793-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Real Return Funds PLC See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541450 Filed Document 0000945621-14-000034 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NGA Institutional LIBOR Feeder Fund Ltd See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541611 Filed Document 0001515350-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celebrate Everywhere, LLC See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised $270,000 Associated Brokers / Dealers None CIK Number 0001539570 Filed Document 0001539570-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Phoenix Distressed Opportunities Fund (Cayman) Ltd. See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462230 Filed Document 0001462230-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alston Value Fund LLC See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488689 Filed Document 0001488689-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Orbiter, Inc. See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001556004 Filed Document 0001077048-14-000016 Exclusions or Exemptions 506c Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Luminus Energy Partners QP LP See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001307684 Filed Document 0001140361-14-009019 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Seven Bridges Multi-Strategy Fund LP See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541477 Filed Document 0001541477-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wave Semiconductor, Inc. See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $8,357,394 Associated Brokers / Dealers N/A CIK Number 0001599764 Filed Document 0001599764-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
UWW Holdings, LLC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $277,500,000 Associated Brokers / Dealers N/A CIK Number 0001599260 Filed Document 0001599260-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BVP IV SPECIAL AFFILIATES LIMITED PARTNERSHIP See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers ROBERT W. BAIRD & CO. INCORPORATED CIK Number 0001597128 Filed Document 0001597128-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Liberty Park Fund, LP See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540853 Filed Document 0001315863-14-000073 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
J.A. Cosmetics Holdings, Inc. See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600033 Filed Document 0001140361-14-007068 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Eleusis Benefit Corporation, PBC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001599453 Filed Document 0001599453-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
TORCHLIGHT ENERGY RESOURCES INC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers None CIK Number 0001431959 Filed Document 0001078782-14-000176 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Kestrel Investment Fund, L.P. See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372702 Filed Document 0001372702-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rotella Acrospire Global Equity Fund Ltd. See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599382 Filed Document 0001599382-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rotella Orion Fund LLC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372061 Filed Document 0001599428-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cicayda, LLC See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001548450 Filed Document 0001548450-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
BioAegis Therapeutics, Inc. See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001546604 Filed Document 0001546604-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Habrok Ltd See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001293548 Filed Document 0000902664-14-000595 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund