Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Kedaara Capital I Ltd See All Filings	D/A	2013-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556788 Filed Document 0001181431-13-050808 Exclusions or Exemptions 506b Accepted Date 2013-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
Proven Direct, LLC See All Filings	D	2013-09-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001587736 Filed Document 0001042167-13-000148 Exclusions or Exemptions 506b Accepted Date 2013-09-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Maker Studios, Inc. See All Filings	D	2013-09-19 00:00:00 UTC
Amount To Be Raised $61,421,813 Associated Brokers / Dealers N/A CIK Number 0001510397 Filed Document 0001140361-13-037074 Exclusions or Exemptions 506b Accepted Date 2013-09-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SafeShot Technologies, Inc. See All Filings	D	2013-09-19 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers OPPENHEIMER & CO. INC. CIK Number 0001559680 Filed Document 0001556663-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-09-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INVICTUS FINANCIAL INC. See All Filings	D	2013-09-19 00:00:00 UTC
Amount To Be Raised $57,748 Associated Brokers / Dealers N/A CIK Number 0001054097 Filed Document 0001183740-13-000352 Exclusions or Exemptions 506b Accepted Date 2013-09-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Juniper Garland, LLC See All Filings	D	2013-09-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001587333 Filed Document 0001140361-13-036780 Exclusions or Exemptions 506c Accepted Date 2013-09-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Omninet Ashler Oaks, LP See All Filings	D	2013-09-18 00:00:00 UTC
Amount To Be Raised $2,550,000 Associated Brokers / Dealers N/A CIK Number 0001587466 Filed Document 0001587466-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Overlay Studio, Inc. See All Filings	D	2013-09-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001587219 Filed Document 0001587219-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
NeuroChaos Solutions, Inc. See All Filings	D	2013-09-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001587204 Filed Document 0001587204-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Kawa Solar Partners, LP See All Filings	D	2013-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587125 Filed Document 0001398344-13-004735 Exclusions or Exemptions 506b Accepted Date 2013-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Pooled Investment Fund
CS Fixed Income Opportunities Fund Ltd See All Filings	D/A	2013-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559883 Filed Document 0001559883-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sunbelt Rental Investments II, LLC See All Filings	D	2013-09-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001588350 Filed Document 0001588350-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SRQ Diagnostic Ventures, LLC See All Filings	D	2013-09-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001586905 Filed Document 0000950138-13-000433 Exclusions or Exemptions 506c Accepted Date 2013-09-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Energy Materials Corp See All Filings	D	2013-09-16 00:00:00 UTC
Amount To Be Raised $3,225,000 Associated Brokers / Dealers N/A CIK Number 0001535160 Filed Document 0001535160-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-16 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Glossre Inc. See All Filings	D	2013-09-16 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001584933 Filed Document 0000897069-13-000371 Exclusions or Exemptions 506b Accepted Date 2013-09-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Reorg Reseach, Inc. See All Filings	D	2013-09-16 00:00:00 UTC
Amount To Be Raised $1,254,544 Associated Brokers / Dealers N/A CIK Number 0001586901 Filed Document 0001586901-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PHX - SILVERADO, L.P. See All Filings	D	2013-09-16 00:00:00 UTC
Amount To Be Raised $1,451,565 Associated Brokers / Dealers N/A CIK Number 0001586956 Filed Document 0001586956-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Figure 8 Surgical Inc. See All Filings	D/A	2013-09-16 00:00:00 UTC
Amount To Be Raised $1,299,999 Associated Brokers / Dealers N/A CIK Number 0001495430 Filed Document 0001495430-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-16 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Praedium VIII Multifamily Value Fund, L.P. See All Filings	D	2013-09-16 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers Ounavarra Capital LLC CIK Number 0001586858 Filed Document 0000902664-13-003282 Exclusions or Exemptions 506b Accepted Date 2013-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SELECTICA INC See All Filings	D/A	2013-09-13 00:00:00 UTC
Amount To Be Raised $10,575,745 Associated Brokers / Dealers Lake Street Capital Markets, LLC CIK Number 0001090908 Filed Document 0001437749-13-012795 Exclusions or Exemptions 506b Accepted Date 2013-09-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Copilot Labs Inc See All Filings	D	2013-09-13 00:00:00 UTC
Amount To Be Raised $799,999 Associated Brokers / Dealers N/A CIK Number 0001553014 Filed Document 0001553014-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BCR Environmental Corp See All Filings	D	2013-09-13 00:00:00 UTC
Amount To Be Raised $6,000,001 Associated Brokers / Dealers N/A CIK Number 0001531539 Filed Document 0001531539-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-13 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
USB Focus Fund XXVIII, LLC See All Filings	D/A	2013-09-13 00:00:00 UTC
Amount To Be Raised $4,525,000 Associated Brokers / Dealers U.S. Boston Capital Corporation CIK Number 0001580022 Filed Document 0001580022-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-09-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
8760 ENTERPRISES INC. See All Filings	D	2013-09-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001588223 Filed Document 0001181431-13-052362 Exclusions or Exemptions 506b Accepted Date 2013-09-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Starpoint Energy Partners #1,LP See All Filings	D	2013-09-11 00:00:00 UTC
Amount To Be Raised $1,025,000 Associated Brokers / Dealers Concorde Investment Services CIK Number 0001600792 Filed Document 0001600792-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
David Capital Partners Fund, LP See All Filings	D/A	2013-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532695 Filed Document 0001532695-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENDEAVOR CATALYST I L.P. See All Filings	D	2013-09-11 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001584338 Filed Document 0001584338-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Starpoint Imperial #1, LP See All Filings	D	2013-09-11 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Concorde Investment Services CIK Number 0001600795 Filed Document 0001600795-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
Toro Capital Income Fund LP See All Filings	D/A	2013-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517958 Filed Document 0001517958-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHARLIE CONTACTS CORP See All Filings	D	2013-09-10 00:00:00 UTC
Amount To Be Raised $549,000 Associated Brokers / Dealers N/A CIK Number 0001585893 Filed Document 0001181431-13-052426 Exclusions or Exemptions 506b Accepted Date 2013-09-10 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
MDF Special Investments SPC, Ltd. on behalf of & for the account of MDEF June 2011 Segretated Portfolio See All Filings	D/A	2013-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530984 Filed Document 0001507943-13-000069 Exclusions or Exemptions 506b Accepted Date 2013-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEXAVEST WORLD EQUITY FUND See All Filings	D/A	2013-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamersley Partners LLC and Eaton Vance Distributors, Inc. CIK Number 0001520746 Filed Document 0001476502-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APEX RESOURCES INC See All Filings	D	2013-09-10 00:00:00 UTC
Amount To Be Raised $585,000 Associated Brokers / Dealers JAMES BALDAUF and GERARD LUNA CIK Number 0000868868 Filed Document 0000868868-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-09-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Hexavest EAFE Equity Fund See All Filings	D/A	2013-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamersley Partners, LLC and Eaton Vance Distributors, Inc. CIK Number 0001476502 Filed Document 0001476502-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MDF SPECIAL INVESTMENTS SPC, LTD., ON BEHALF OF & FOR THE ACCOUNT OF MDFLTD/HARBINGER JUNE 2009 SEGREGATED PORTFOLIO See All Filings	D/A	2013-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470219 Filed Document 0001507943-13-000070 Exclusions or Exemptions 506b Accepted Date 2013-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cinque Partners VII LLC See All Filings	D/A	2013-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001342288 Filed Document 0001507943-13-000083 Exclusions or Exemptions 506b Accepted Date 2013-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BCC Cascades LLC See All Filings	D	2013-09-06 00:00:00 UTC
Amount To Be Raised $5,350,000 Associated Brokers / Dealers N/A CIK Number 0001586451 Filed Document 0001209191-13-045660 Exclusions or Exemptions 506b Accepted Date 2013-09-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Streamline, Inc. See All Filings	D/A	2013-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401899 Filed Document 0001401899-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-09-03 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Realty Mogul 5, LLC See All Filings	D	2013-08-30 00:00:00 UTC
Amount To Be Raised $1,015,000 Associated Brokers / Dealers N/A CIK Number 0001580757 Filed Document 0001580757-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-08-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Realty Mogul 5, LLC See All Filings	D/A	2013-08-30 00:00:00 UTC
Amount To Be Raised $1,015,000 Associated Brokers / Dealers N/A CIK Number 0001580757 Filed Document 0001580757-14-000002 Exclusions or Exemptions 506b Accepted Date 2013-08-30 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Cinque Partners Fund I LLC See All Filings	D/A	2013-08-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001410297 Filed Document 0001507943-13-000082 Exclusions or Exemptions 506b Accepted Date 2013-08-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOTOZUMA, LLC See All Filings	D	2013-08-29 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001585692 Filed Document 0001585692-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-08-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
CELLULAR BIOENGINEERING INC See All Filings	D	2013-08-21 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001254979 Filed Document 0001254979-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-08-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business HAWAII Revenue or Assets $$1 - $1,000,000 Type of Security Other
PEI - Cannon Ranch, LLC See All Filings	D	2013-08-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001584427 Filed Document 0001584427-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-08-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Overture Hospitality Capital I, LP See All Filings	D	2013-08-12 00:00:00 UTC
Amount To Be Raised $4,650,000 Associated Brokers / Dealers N/A CIK Number 0001584479 Filed Document 0001584479-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-08-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Active Mind Technology, Inc. See All Filings	D	2013-08-12 00:00:00 UTC
Amount To Be Raised $7,823,112 Associated Brokers / Dealers N/A CIK Number 0001584712 Filed Document 0001584712-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-08-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Overture Investment Partners, I LLC See All Filings	D	2013-08-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001584472 Filed Document 0001584472-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-08-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Bates - Stringer Lake Tahoe, LLC See All Filings	D	2013-08-09 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001584457 Filed Document 0001584457-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-08-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Affinity Investment Partners, L.P. See All Filings	D/A	2013-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001236855 Filed Document 0001095449-13-000107 Exclusions or Exemptions 506b Accepted Date 2013-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Affinity Investment Partners, L.P. See All Filings	D/A	2013-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001236855 Filed Document 0001095449-13-000106 Exclusions or Exemptions 506b Accepted Date 2013-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund