Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SPX Fund III, a series of Altra FrontierTech Investments I, LP See All Filings	D	2026-01-20 20:39:54 UTC
Amount To Be Raised $5,520,010 Associated Brokers / Dealers N/A CIK Number 0002105192 Filed Document 0002105192-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-20 20:39:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RM-1116 Fund I, a series of Riverside Ventures, LP See All Filings	D	2026-01-20 20:38:50 UTC
Amount To Be Raised $132,750 Associated Brokers / Dealers N/A CIK Number 0002097781 Filed Document 0002097781-26-000002 Exclusions or Exemptions 506b Accepted Date 2026-01-20 20:38:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SI-1216 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2026-01-20 20:32:25 UTC
Amount To Be Raised $46,876 Associated Brokers / Dealers N/A CIK Number 0002104805 Filed Document 0002104805-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-20 20:32:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CL-1121 Fund IV, a series of FJ Labs Funds, LP See All Filings	D	2026-01-20 20:31:11 UTC
Amount To Be Raised $7,421,400 Associated Brokers / Dealers N/A CIK Number 0002099476 Filed Document 0002099476-26-000002 Exclusions or Exemptions 506b Accepted Date 2026-01-20 20:31:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SP-1216 Fund I, a series of Avlok Capital, LP See All Filings	D	2026-01-20 20:26:08 UTC
Amount To Be Raised $165,000 Associated Brokers / Dealers N/A CIK Number 0002103857 Filed Document 0002103857-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-20 20:26:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AU-0707 Fund III, a series of Feld Ventures Fund, LP See All Filings	D	2026-01-20 20:21:50 UTC
Amount To Be Raised $407,000 Associated Brokers / Dealers N/A CIK Number 0002100598 Filed Document 0002100598-26-000002 Exclusions or Exemptions 506b Accepted Date 2026-01-20 20:21:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Koios Medical, Inc. See All Filings	C/A	2026-01-20 20:21:42 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,949,999 CIK Number 0001764417 Filed Document 0001764417-26-000001 Accepted Date 2026-01-20 20:21:42 UTC Type of Offering C/A Security Offered Amount 11,765 Security Offered Type Preferred Stock State NEW YORK
BE-1204 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2026-01-20 20:19:23 UTC
Amount To Be Raised $2,495,500 Associated Brokers / Dealers N/A CIK Number 0002103617 Filed Document 0002103617-26-000002 Exclusions or Exemptions 506b Accepted Date 2026-01-20 20:19:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sycamore Labs, a series of Roll Up Vehicles, LP See All Filings	D	2026-01-20 20:15:09 UTC
Amount To Be Raised $3,655,000 Associated Brokers / Dealers N/A CIK Number 0002101735 Filed Document 0002101735-26-000002 Exclusions or Exemptions 506b Accepted Date 2026-01-20 20:15:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silent Capital XXVIII, a Series of Silent Capital Holdings, LP See All Filings	D	2026-01-20 20:12:48 UTC
Amount To Be Raised $711,000 Associated Brokers / Dealers N/A CIK Number 0002102337 Filed Document 0002102337-26-000002 Exclusions or Exemptions 506b Accepted Date 2026-01-20 20:12:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUNX LTD. See All Filings	D	2026-01-20 20:08:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers GUOJUN CHANG CIK Number 0002106288 Filed Document 0002106288-26-000001 Exclusions or Exemptions 506c Accepted Date 2026-01-20 20:08:01 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Albizia ASEAN Opportunities Fund See All Filings	D/A	2026-01-20 20:05:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598496 Filed Document 0001598496-26-000002 Exclusions or Exemptions 506b Accepted Date 2026-01-20 20:05:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RE-0331 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2026-01-20 20:04:43 UTC
Amount To Be Raised $894,500 Associated Brokers / Dealers N/A CIK Number 0002106090 Filed Document 0002106090-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-20 20:04:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PH-1218 Fund IV, a series of Zachary Ginsburg Funds, LP See All Filings	D	2026-01-20 19:57:04 UTC
Amount To Be Raised $220,360 Associated Brokers / Dealers N/A CIK Number 0002104797 Filed Document 0002104797-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-20 19:57:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UNC, a series of Giordano Capital X, LP See All Filings	D	2026-01-20 19:45:01 UTC
Amount To Be Raised $1,267,500 Associated Brokers / Dealers N/A CIK Number 0002104796 Filed Document 0002104796-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-20 19:45:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SREDS U.S. REIT SQK, L.L.C. See All Filings	D	2026-01-20 19:45:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0002106327 Filed Document 0002106327-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-20 19:45:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LCD-HHC VA Clemson Realty, LLC See All Filings	D	2026-01-20 19:43:56 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0002106366 Filed Document 0002106366-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-20 19:43:56 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
LCD-HHC VA Orlando, LLC See All Filings	D	2026-01-20 19:42:59 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0002106362 Filed Document 0002106362-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-20 19:42:59 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
LCD-HHC VA Knoxville, LLC See All Filings	D	2026-01-20 19:42:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0002106360 Filed Document 0002106360-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-20 19:42:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
LPD-JH Auburn REIT, LLC See All Filings	D	2026-01-20 19:41:06 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0002106356 Filed Document 0002106356-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-20 19:41:06 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
LPD-JH West Lafayette REIT, LLC See All Filings	D	2026-01-20 19:39:48 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0002106351 Filed Document 0002106351-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-20 19:39:48 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Intec Bioplastics, Inc. See All Filings	1-A	2026-01-20 19:11:52 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Andes Capital CIK Number 0002030337 Filed Document 0001096906-26-000119 Accepted Date 2026-01-20 19:11:52 UTC Type of Offering 1-A Industry PLASTICS PRODUCTS, NEC Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $55,592 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
ARTI ANALYTICS, INC. See All Filings	D	2026-01-20 19:09:21 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001993638 Filed Document 0001993638-26-000003 Exclusions or Exemptions 506b Accepted Date 2026-01-20 19:09:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Fermi 42 Opportunity Fund I, LP See All Filings	D/A	2026-01-20 19:06:45 UTC
Amount To Be Raised $46,907,030 Associated Brokers / Dealers N/A CIK Number 0002061346 Filed Document 0002061346-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-20 19:06:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vandal AI Inc. See All Filings	D	2026-01-20 19:04:02 UTC
Amount To Be Raised $4,999,996 Associated Brokers / Dealers N/A CIK Number 0002106339 Filed Document 0002106339-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-20 19:04:02 UTC Type of Offering D Industry Computers Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Nucleation Capital, LP - E3 See All Filings	D	2026-01-20 19:03:01 UTC
Amount To Be Raised $6,000 Associated Brokers / Dealers N/A CIK Number 0002103345 Filed Document 0002103345-26-000003 Exclusions or Exemptions 506c Accepted Date 2026-01-20 19:03:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Boy Ventures II LLC See All Filings	D/A	2026-01-20 18:48:40 UTC
Amount To Be Raised $33,095,617 Associated Brokers / Dealers N/A CIK Number 0001777681 Filed Document 0001777681-26-000002 Exclusions or Exemptions 506b Accepted Date 2026-01-20 18:48:40 UTC Type of Offering D/A Industry Construction Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Freaks of Nature Inc See All Filings	D	2026-01-20 18:47:41 UTC
Amount To Be Raised $14,854,807 Associated Brokers / Dealers N/A CIK Number 0002034659 Filed Document 0002034659-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-20 18:47:41 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Science Rolling Fund, LP - E2 See All Filings	D/A	2026-01-20 18:46:35 UTC
Amount To Be Raised $286,000 Associated Brokers / Dealers N/A CIK Number 0002103275 Filed Document 0002103275-26-000003 Exclusions or Exemptions 506b Accepted Date 2026-01-20 18:46:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anthropocene X, LLC See All Filings	D	2026-01-20 18:38:55 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0002105947 Filed Document 0002105947-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-20 18:38:55 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
Tolleson 2016 Private Investment, LP See All Filings	D/A	2026-01-20 18:33:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684511 Filed Document 0001684511-26-000003 Exclusions or Exemptions 506b Accepted Date 2026-01-20 18:33:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Augment Collective, LLC See All Filings	D	2026-01-20 18:33:10 UTC
Amount To Be Raised $4,360,847 Associated Brokers / Dealers AUGMENT CAPITAL, LLC CIK Number 0002023866 Filed Document 0002023866-26-000005 Exclusions or Exemptions 506b Accepted Date 2026-01-20 18:33:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Augment Collective, LLC See All Filings	D	2026-01-20 18:24:01 UTC
Amount To Be Raised $4,202,987 Associated Brokers / Dealers AUGMENT CAPITAL, LLC CIK Number 0002023866 Filed Document 0002023866-26-000004 Exclusions or Exemptions 506b Accepted Date 2026-01-20 18:24:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
House Fund Breakout XIV, L.P. See All Filings	D	2026-01-20 18:12:46 UTC
Amount To Be Raised $50,505,050 Associated Brokers / Dealers N/A CIK Number 0002105030 Filed Document 0000905148-26-000262 Exclusions or Exemptions 506b Accepted Date 2026-01-20 18:12:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Evolution Ventures Minerva Fund, LP - B3 See All Filings	D/A	2026-01-20 18:11:36 UTC
Amount To Be Raised $13,751 Associated Brokers / Dealers N/A CIK Number 0002093585 Filed Document 0002093585-26-000002 Exclusions or Exemptions 506c Accepted Date 2026-01-20 18:11:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIS Diversifying Strategies Fund, L.P. See All Filings	D/A	2026-01-20 18:04:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001841896 Filed Document 0001841896-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-20 18:04:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anthropocene XIV, LLC See All Filings	D	2026-01-20 18:04:48 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0002105944 Filed Document 0002105944-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-20 18:04:48 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
2301 Blake LLC See All Filings	D	2026-01-20 18:02:39 UTC
Amount To Be Raised $2,550,000 Associated Brokers / Dealers N/A CIK Number 0002105793 Filed Document 0002105793-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-20 18:02:39 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Anthropocene XI, LLC See All Filings	D	2026-01-20 17:58:27 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0002105945 Filed Document 0002105945-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-20 17:58:27 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
Aligned.AI REIT I, LLC See All Filings	D	2026-01-20 17:56:35 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0002106303 Filed Document 0002106303-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-20 17:56:35 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Anthropocene XII, LLC See All Filings	D	2026-01-20 17:52:14 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0002105943 Filed Document 0002105943-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-20 17:52:14 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
AL-1229 Fund I, a series of MV Funds, LP See All Filings	D	2026-01-20 17:50:27 UTC
Amount To Be Raised $308,000 Associated Brokers / Dealers N/A CIK Number 0002106094 Filed Document 0002106094-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-20 17:50:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aligned IAD Holdings, LLC See All Filings	D	2026-01-20 17:49:04 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0002106330 Filed Document 0002106330-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-20 17:49:04 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Anthropocene XIII, LLC See All Filings	D	2026-01-20 17:45:08 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0002105946 Filed Document 0002105946-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-20 17:45:08 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
Varsity Emergency Care Holdings, LLC See All Filings	D	2026-01-20 17:44:23 UTC
Amount To Be Raised $3,456,000 Associated Brokers / Dealers N/A CIK Number 0001827174 Filed Document 0000929638-26-000195 Exclusions or Exemptions 506b Accepted Date 2026-01-20 17:44:23 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Invesco U.S. Income Fund, L.P. See All Filings	D/A	2026-01-20 17:44:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. and Invesco Hong Kong Limited CIK Number 0001575920 Filed Document 0001575920-26-000001 Exclusions or Exemptions 506c Accepted Date 2026-01-20 17:44:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIS Global Equity Fund, L.P. See All Filings	D/A	2026-01-20 17:38:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001841847 Filed Document 0001841847-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-20 17:38:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anthropocene VIII, LLP See All Filings	D	2026-01-20 17:32:30 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0002105312 Filed Document 0002105312-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-20 17:32:30 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
EB5 Capital - Jobs Fund 47, LLC See All Filings	D	2026-01-20 17:26:51 UTC
Amount To Be Raised $56,000,000 Associated Brokers / Dealers N/A CIK Number 0002106294 Filed Document 0002106294-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-20 17:26:51 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Kaushika Capital LLC See All Filings	D	2026-01-20 17:25:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002106193 Filed Document 0002106193-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-20 17:25:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund