Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Hayfin DLF V USD SCSp See All Filings	D/A	2026-01-16 15:45:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002034191 Filed Document 0002034191-26-000002 Exclusions or Exemptions 506b Accepted Date 2026-01-16 15:45:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sciens Water Treatment Partners LP See All Filings	D/A	2026-01-16 15:44:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PAPAMARKOU WELLNER & CO., INC. CIK Number 0002007052 Filed Document 0000919574-26-000381 Exclusions or Exemptions 506b Accepted Date 2026-01-16 15:44:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TSW3 VC 1, LLC See All Filings	D/A	2026-01-16 15:44:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001957168 Filed Document 0001957168-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-16 15:44:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LP Investors a series of Western Frontier Master LLC See All Filings	D/A	2026-01-16 15:39:51 UTC
Amount To Be Raised $438,000 Associated Brokers / Dealers N/A CIK Number 0002105840 Filed Document 0002105840-26-000002 Exclusions or Exemptions 506b Accepted Date 2026-01-16 15:39:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
NextTrip Privilege, Inc. See All Filings	1-A	2026-01-16 15:37:04 UTC
Amount To Be Raised $0 Associated Brokers / Dealers Icon Capital Group, LLC CIK Number 0002097592 Filed Document 0001753926-26-000132 Accepted Date 2026-01-16 15:37:04 UTC Type of Offering 1-A Industry TRANSPORTATION SERVICES Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
TSW3, LP See All Filings	D/A	2026-01-16 15:33:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799985 Filed Document 0001799985-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-16 15:33:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DRAPER GOREN BLOCKCHAIN EARLY-STAGE OPPORTUNITY FUND, L.P. See All Filings	D	2026-01-16 15:29:16 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0002104425 Filed Document 0002104425-26-000003 Exclusions or Exemptions 506b Accepted Date 2026-01-16 15:29:16 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Pound Athletics LLC See All Filings	D	2026-01-16 15:28:16 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0002105859 Filed Document 0002105859-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-16 15:28:16 UTC Type of Offering D Industry Other Technology Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
Allocate SPV 3, L.P. See All Filings	D	2026-01-16 15:27:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002102069 Filed Document 0001012975-26-000060 Exclusions or Exemptions 506b Accepted Date 2026-01-16 15:27:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vigil Ichor Fund, LP See All Filings	D/A	2026-01-16 15:24:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002069415 Filed Document 0002069415-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-16 15:24:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alpine Recap LLC See All Filings	D	2026-01-16 15:19:14 UTC
Amount To Be Raised $886,851 Associated Brokers / Dealers N/A CIK Number 0002105043 Filed Document 0002105043-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-16 15:19:14 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
GSF 2025-5 REIT LLC See All Filings	D	2026-01-16 15:18:59 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Scott Harrison, Lori Mayfield, Charles Harrison, and Patrick J. Whelchel CIK Number 0002105902 Filed Document 0002105902-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-16 15:18:59 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Next Generation SPV 3 LLC See All Filings	D	2026-01-16 15:14:04 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0002105012 Filed Document 0002105012-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-16 15:14:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NYDIG Digital Assets Fund VII, LP See All Filings	D/A	2026-01-16 15:13:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001877176 Filed Document 0001877176-26-000001 Exclusions or Exemptions 506c Accepted Date 2026-01-16 15:13:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TSWS, L.P. See All Filings	D/A	2026-01-16 15:13:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001961946 Filed Document 0001961946-26-000001 Exclusions or Exemptions 506c Accepted Date 2026-01-16 15:13:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VERSE GAMING, INC. See All Filings	D	2026-01-16 15:08:30 UTC
Amount To Be Raised $1,581,994 Associated Brokers / Dealers N/A CIK Number 0002105374 Filed Document 0002105374-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-16 15:08:30 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TSW II, L.P. See All Filings	D/A	2026-01-16 15:01:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000871240 Filed Document 0000871240-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-16 15:01:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NYDIG Digital Assets Fund V, LP See All Filings	D/A	2026-01-16 14:59:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001858346 Filed Document 0001858346-26-000001 Exclusions or Exemptions 506c Accepted Date 2026-01-16 14:59:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CF CENTURY OWNER, LLC See All Filings	D	2026-01-16 14:58:15 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0002097607 Filed Document 0002097607-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-16 14:58:15 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SPA II SPV a Series of FDVC LFG LLC See All Filings	D	2026-01-16 14:55:41 UTC
Amount To Be Raised $15,643,516 Associated Brokers / Dealers N/A CIK Number 0002105710 Filed Document 0002105710-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-16 14:55:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nomad Inc. See All Filings	D	2026-01-16 14:53:41 UTC
Amount To Be Raised $2,001,184 Associated Brokers / Dealers N/A CIK Number 0002041028 Filed Document 0002041028-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-16 14:53:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Dig.ai SPV Dec 2025 a Series of CGF2021 LLC See All Filings	D	2026-01-16 14:53:01 UTC
Amount To Be Raised $479,381 Associated Brokers / Dealers N/A CIK Number 0002105763 Filed Document 0002105763-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-16 14:53:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LP Investors a series of Western Frontier Master LLC See All Filings	D	2026-01-16 14:51:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002105840 Filed Document 0002105840-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-16 14:51:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Fund FG-DOG a series of Forge Investments See All Filings	D/A	2026-01-16 14:51:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FORGE SECURITIES LLC CIK Number 0002086517 Filed Document 0002086517-26-000002 Exclusions or Exemptions 506b Accepted Date 2026-01-16 14:51:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTWAY STUDIOS LLC See All Filings	D	2026-01-16 14:48:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0002105848 Filed Document 0002105848-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-16 14:48:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Variant Seed Dec 2025 a Series of CGF2021 LLC See All Filings	D	2026-01-16 14:47:36 UTC
Amount To Be Raised $133,875 Associated Brokers / Dealers N/A CIK Number 0002105691 Filed Document 0002105691-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-16 14:47:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flatiron Markets Offshore LTD See All Filings	D	2026-01-16 14:45:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002105784 Filed Document 0002105784-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-16 14:45:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LFG SPX a Series of LFG VC LLC See All Filings	D	2026-01-16 14:44:29 UTC
Amount To Be Raised $2,633,003 Associated Brokers / Dealers N/A CIK Number 0002105688 Filed Document 0002105688-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-16 14:44:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TSW II Domestic, L.P. See All Filings	D/A	2026-01-16 14:41:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000918813 Filed Document 0000918813-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-16 14:41:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cosmic VP 30b Anduril a Series of CGF2021 LLC See All Filings	D	2026-01-16 14:39:52 UTC
Amount To Be Raised $1,501,618 Associated Brokers / Dealers N/A CIK Number 0002105702 Filed Document 0002105702-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-16 14:39:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPlus3 Qualified Fund LP See All Filings	D/A	2026-01-16 14:39:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002053434 Filed Document 0002053434-26-000001 Exclusions or Exemptions 506c Accepted Date 2026-01-16 14:39:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
ether.fi Ventures Fund I LP See All Filings	D/A	2026-01-16 14:37:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002095730 Filed Document 0002095730-26-000001 Exclusions or Exemptions 506c Accepted Date 2026-01-16 14:37:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cosmic VP 30 Anduril a Series of CGF2021 LLC See All Filings	D	2026-01-16 14:36:05 UTC
Amount To Be Raised $2,783,381 Associated Brokers / Dealers N/A CIK Number 0002105701 Filed Document 0002105701-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-16 14:36:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds PLC - MW Eureka Fund See All Filings	D/A	2026-01-16 14:33:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Trust Company Americas, Deutsche Bank Securities Inc., Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. CIK Number 0001504531 Filed Document 0000902664-26-000307 Exclusions or Exemptions 506b Accepted Date 2026-01-16 14:33:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIN Informuta Dec 2025 a Series of CGF2021 LLC See All Filings	D	2026-01-16 14:32:46 UTC
Amount To Be Raised $79,500 Associated Brokers / Dealers N/A CIK Number 0002105522 Filed Document 0002105522-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-16 14:32:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Xantium Partners Fund Ltd. See All Filings	D/A	2026-01-16 14:29:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786016 Filed Document 0000947871-26-000057 Exclusions or Exemptions 506b Accepted Date 2026-01-16 14:29:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Z4 Revenue or Assets Decline to Disclose Type of Security Equity
Bawi, Inc. See All Filings	D	2026-01-16 14:29:18 UTC
Amount To Be Raised $6,000,475 Associated Brokers / Dealers N/A CIK Number 0002102136 Filed Document 0002102136-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-16 14:29:18 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Xantium Partners Fund L.P. See All Filings	D/A	2026-01-16 14:27:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786017 Filed Document 0000947871-26-000056 Exclusions or Exemptions 506b Accepted Date 2026-01-16 14:27:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NGC Opportunities Onshore Fund LP See All Filings	D	2026-01-16 14:26:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002105451 Filed Document 0002105451-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-16 14:26:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bainbridge Strand Fund Ltd See All Filings	D/A	2026-01-16 14:25:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002067991 Filed Document 0002067991-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-16 14:25:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FS NYDIG Select Bitcoin Fund LP See All Filings	D/A	2026-01-16 14:24:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001853407 Filed Document 0001853407-26-000001 Exclusions or Exemptions 506c Accepted Date 2026-01-16 14:24:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SpotitEarly, Inc. See All Filings	1-A/A	2026-01-16 14:23:46 UTC
Amount To Be Raised $69,444,439 Associated Brokers / Dealers N/A CIK Number 0002077992 Filed Document 0001096906-26-000101 Accepted Date 2026-01-16 14:23:46 UTC Type of Offering 1-A/A Industry SERVICES-HEALTH SERVICES Offering Tier Tier2 Principal Place of Business NEW JERSEY Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Adgentek LLC See All Filings	D	2026-01-16 14:23:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002104847 Filed Document 0002104847-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-16 14:23:30 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Other
Pimlico Partners, L.P. See All Filings	D	2026-01-16 14:23:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002104937 Filed Document 0001315863-26-000046 Exclusions or Exemptions 506b Accepted Date 2026-01-16 14:23:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Two Sigma Absolute Return Enhanced Fund, LP See All Filings	D/A	2026-01-16 14:18:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553761 Filed Document 0001553761-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-16 14:18:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NGC Opportunities Offshore Fund LP See All Filings	D	2026-01-16 14:17:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002100357 Filed Document 0002100357-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-16 14:17:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRILLIUM 440GR OWNER, LLC See All Filings	D	2026-01-16 14:15:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002102643 Filed Document 0002102643-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-16 14:15:50 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Capital Fund LP / UT / See All Filings	D/A	2026-01-16 14:12:17 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0002041404 Filed Document 0001096906-26-000100 Exclusions or Exemptions 506c Accepted Date 2026-01-16 14:12:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
NGC Opportunities Master Fund LP See All Filings	D	2026-01-16 14:11:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002099870 Filed Document 0002099870-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-16 14:11:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vector Access Partners Dec 2025 a Series of CGF2021 LLC See All Filings	D	2026-01-16 14:11:03 UTC
Amount To Be Raised $1,336,500 Associated Brokers / Dealers N/A CIK Number 0002105249 Filed Document 0002105249-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-16 14:11:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund