Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
OPENPEAK INC See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $108,153,181 Associated Brokers / Dealers Blackstone CIK Number 0001171193 Filed Document 0001140361-13-045206 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LEG II, LLC See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592439 Filed Document 0001592439-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PetroForce Energy I, L.P. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $1,238,500 Associated Brokers / Dealers N/A CIK Number 0001593529 Filed Document 0001593529-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Greenwood Global Micro Fund, LP See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593528 Filed Document 0001593528-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lionheart Strategic Lending Fund, Ltd. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593570 Filed Document 0001593570-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salient MLP Total Return Fund, L.P. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig C. Dawson, Kevin B. Davis, Matthew H. Moncrief, EDI Financial, Inc., and J. Matthew Newtown CIK Number 0001589065 Filed Document 0001589065-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BW PRIVATE INVESTORS OFFSHORE, LTD. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001440620 Filed Document 0001315863-13-000595 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NDA Fund XIV LLC See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $270,000 Associated Brokers / Dealers N/A CIK Number 0001592571 Filed Document 0001592571-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
THELOCKER, INC. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001593493 Filed Document 0001593493-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GP Mortgage Opportunity Fund II, LP See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593336 Filed Document 0001593336-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BeHome247, Inc. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $1,666,340 Associated Brokers / Dealers N/A CIK Number 0001593586 Filed Document 0001593586-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Ignyta, Inc. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $7,620,576 Associated Brokers / Dealers National Securities Corporation CIK Number 0001557421 Filed Document 0001557421-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Falcon Strategic Partners IV (Cayman), LP See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Atlantic-Pacific Capital, Inc. CIK Number 0001592373 Filed Document 0001557006-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
OCA Lechworth Fund LP See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551874 Filed Document 0001551874-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GroupZoom Inc. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001593696 Filed Document 0001593696-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Structured Polymers Inc. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001593433 Filed Document 0001593433-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Invention Investment Fund III, L.P. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001593743 Filed Document 0001181431-13-061831 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Danville Group See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised $5,750,000 Associated Brokers / Dealers N/A CIK Number 0001480585 Filed Document 0001480585-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kotak Advantage Fund -1 (Segregated Portfolio of K Opportunities Fund SPC) See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591960 Filed Document 0001591960-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NG Advantage LLC See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001571671 Filed Document 0001571671-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
Global Growth Opportunities Fund, LP See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506754 Filed Document 0001140361-13-045629 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAND & BUILDINGS CAPITAL GROWTH FUND LP See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442392 Filed Document 0001442392-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Triple Lift, Inc. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001593668 Filed Document 0001593668-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hanover Strategic Value Fund L P See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001297664 Filed Document 0001297664-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BION ENVIRONMENTAL TECHNOLOGIES INC See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0000875729 Filed Document 0001437904-13-000092 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Datahero, Inc. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $3,156,064 Associated Brokers / Dealers N/A CIK Number 0001551056 Filed Document 0001551056-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BioDatomics, LLC See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001581018 Filed Document 0001581018-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
OncoMed Pharmaceuticals Inc See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $22,249,996 Associated Brokers / Dealers N/A CIK Number 0001302573 Filed Document 0001140361-13-045130 Exclusions or Exemptions 506c Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Harrier Fund (C), Ltd. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493435 Filed Document 0001493435-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Royalty Capital Corp See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001589271 Filed Document 0001589271-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Passco Vue21 DST See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $27,775,000 Associated Brokers / Dealers Passco Capital, Inc. CIK Number 0001593740 Filed Document 0001593740-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SHP CAPITAL SOLUTIONS FUND L.P. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511190 Filed Document 0001593310-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Naperville Retail Center DST See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised $11,822,500 Associated Brokers / Dealers Michael C. Schulmerich, Inland Securities Corporation, Christina S. Nielson, Richard S. Hyams, Dominick A. Ciocia, Harry R. Tyler, Eric S. Scaff, John H. Scully, Joseph A. Nugent, Mark A. Vanvoorhees, Robert A. Cannon, Corbin S. Thomas, Justin C. Lowy, Patrick R. Conway, Vinton D. Hartmann, Steven H. Murphy, Douglas W. Studer, Gregory A. Block, Michael P. Black, Robert R. Tweed, Bryan L. Stewart, Richard H. Hickman, Mark G. Kosanke, Gregory A. Merritt, Stephen K. Davis, Michael C. Ajello, William B. Elson, Eric A. Bicknese, and Clovis M. Morrison CIK Number 0001584586 Filed Document 0001584586-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
O'Connor Fund of Funds: Global Diversified Strategies LLC See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001521518 Filed Document 0001521518-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Falcon Strategic Partners IV, LP See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Atlantic-Pacific Capital, Inc. CIK Number 0001557006 Filed Document 0001557006-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Plug DJ, Inc. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001593482 Filed Document 0001593482-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ninja Metrics Inc. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised $2,800,003 Associated Brokers / Dealers N/A CIK Number 0001563669 Filed Document 0001140361-13-045344 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
J. Allen Partners, L.P. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533196 Filed Document 0001533196-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
WALDMAN STENSTROM FLAGSHIP FUND LP See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452111 Filed Document 0001209191-13-055777 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BW PRIVATE INVESTORS, LLC See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001440590 Filed Document 0001315863-13-000594 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Simparel, Inc. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $1,826,000 Associated Brokers / Dealers N/A CIK Number 0001593935 Filed Document 0001593935-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AIM II Offshore, L.P. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $56,200,000 Associated Brokers / Dealers N/A CIK Number 0001593043 Filed Document 0001593043-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rallysong, SPC See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $510,000 Associated Brokers / Dealers N/A CIK Number 0001593167 Filed Document 0001593167-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
C12 Helix Liquid Opportunities, Ltd. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512198 Filed Document 0000902664-13-003907 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
VOLAR VIDEO, INC. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $1,223,000 Associated Brokers / Dealers N/A CIK Number 0001103568 Filed Document 0000906318-13-000097 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Harloff Capital Partners, L.P. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers gary j. harloff CIK Number 0001593598 Filed Document 0001593598-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIFS Holdings Corp. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561827 Filed Document 0000899140-13-000574 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
O'Connor Fund of Funds: Global Diversified Strategies Ltd See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001529223 Filed Document 0001529223-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
H.I.G. MIDDLE MARKET LBO FUND II, L.P. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $1,600,000,000 Associated Brokers / Dealers N/A CIK Number 0001593723 Filed Document 0001593723-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Abbott Capital Private Equity Investors 2014, L.P. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593571 Filed Document 0001593571-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund