|
|
D/A |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001493665
- Filed Document
- 0001019056-13-001391
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- David P Dyer, Marshall H. Dean, Michael M. Roberts, and Thomas R. Cameron
- CIK Number
- 0001587255
- Filed Document
- 0001587255-13-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Telecommunications
- Principal Place of Business
- KANSAS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Other
|
|
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $4,372,930
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594828
- Filed Document
- 0001594828-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- North Creek Butler
- CIK Number
- 0001594059
- Filed Document
- 0000919574-13-007032
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $11,050,000
- Associated Brokers / Dealers
- Nicholas Cochran, A J Houston, Jack Kenny, Joel Knight, Clarence Yee, Bryan Kocen, Gail Kocen, Joel Kocen, Kenneth Foreman, Russell Ketron, Helen Dietz, Donald Finsthwait, Robert E Gee, Jeffrey Keimer, Dieter Kaelker, Daniel McCourt, Martin Shapiro, Mary Warga, Mary Gustafson, Richard Warga, Jordan Gibbs, John Kirkpatrick, Talia Pierluissi, Gregory Hubbell, John Parsons, and S. Katherine Campbell
- CIK Number
- 0001400821
- Filed Document
- 0001400821-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Mineral Property
|
|
|
D/A |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001538359
- Filed Document
- 0001538359-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594629
- Filed Document
- 0001144204-13-069531
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2013-12-29 00:00:00 UTC |
- Amount To Be Raised
- $7,313,053
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001503387
- Filed Document
- 0001503387-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-29 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001423273
- Filed Document
- 0001423273-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-12-28 00:00:00 UTC |
- Amount To Be Raised
- $5,058,074
- Associated Brokers / Dealers
- GMP Securities L.P., Canaccord Genuity Corp., Beacon Securities Limited, Cormark Securities Inc., and National Bank Financial Inc.
- CIK Number
- 0001595330
- Filed Document
- 0001140361-13-047682
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
TRICOR PACIFIC CAPITAL PARTNERS (FUND V), LIMITED PARTNERSHIP
See All Filings
|
D/A |
2013-12-28 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Shannon Advisors, LLC
- CIK Number
- 0001560319
- Filed Document
- 0001560319-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $44,364,627
- Associated Brokers / Dealers
- Michael Shute
- CIK Number
- 0001135856
- Filed Document
- 0001135856-13-000322
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Beck, and Patrick Whelchel
- CIK Number
- 0001595474
- Filed Document
- 0001595474-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $50,020,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001420715
- Filed Document
- 0001420715-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Grandfund Investment Group, LLC
- CIK Number
- 0001595191
- Filed Document
- 0001595191-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001595414
- Filed Document
- 0001595414-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iriquois Capital Advisors, LLC
- CIK Number
- 0001595259
- Filed Document
- 0001595259-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $35,365
- Associated Brokers / Dealers
- John Sanford
- CIK Number
- 0001135856
- Filed Document
- 0001135856-13-000310
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001429896
- Filed Document
- 0001010924-13-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- Aegis Capital Corp.
- CIK Number
- 0001128725
- Filed Document
- 0001213900-13-007446
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $4,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001585275
- Filed Document
- 0001585275-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001595405
- Filed Document
- 0001595405-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595419
- Filed Document
- 0001595419-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $345,000
- Associated Brokers / Dealers
- Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc.
- CIK Number
- 0001595292
- Filed Document
- 0001595292-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $10,018,465
- Associated Brokers / Dealers
- Kirk Penland, Matt Sheehan, and Andrew Chase
- CIK Number
- 0001135856
- Filed Document
- 0001135856-13-000315
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001553175
- Filed Document
- 0001553175-13-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Computers
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560145
- Filed Document
- 0001560145-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Agriculture
- Principal Place of Business
- WYOMING
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595444
- Filed Document
- 0001595444-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $44,030,881
- Associated Brokers / Dealers
- Donald Tippett
- CIK Number
- 0001135856
- Filed Document
- 0001135856-13-000327
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $11,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594809
- Filed Document
- 0001594809-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $5,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595427
- Filed Document
- 0001595427-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594600
- Filed Document
- 0001594600-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001585455
- Filed Document
- 0001585455-13-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001538210
- Filed Document
- 0001538210-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595210
- Filed Document
- 0001595210-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $787,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595436
- Filed Document
- 0001595436-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594488
- Filed Document
- 0001315863-13-000606
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001595400
- Filed Document
- 0001595400-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001466764
- Filed Document
- 0001209191-13-058727
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001595421
- Filed Document
- 0001595421-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001481136
- Filed Document
- 0001140361-14-001784
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $4,906,914
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595301
- Filed Document
- 0001595301-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595142
- Filed Document
- 0001595142-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Lazard Asset Management Securities LLC
- CIK Number
- 0001538407
- Filed Document
- 0001538407-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $41,860
- Associated Brokers / Dealers
- John Sanford
- CIK Number
- 0001135856
- Filed Document
- 0001135856-13-000311
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- MACGREGOR GLOBAL INVESTMENTS
- CIK Number
- 0001595319
- Filed Document
- 0001595319-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $5,399,988
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595407
- Filed Document
- 0001595407-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001303559
- Filed Document
- 0001303559-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001595397
- Filed Document
- 0001595397-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None
- CIK Number
- 0001595469
- Filed Document
- 0001595469-13-000001
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2013-12-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|