Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Juneau Biosciences, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0001400105 Filed Document 0001400105-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
rePlanet Holdings, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $66,523,794 Associated Brokers / Dealers N/A CIK Number 0001591527 Filed Document 0001140361-13-044862 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
KOA Organic Beverages, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558780 Filed Document 0001558780-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SLO Tech Campus, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001592289 Filed Document 0001140361-13-044836 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PMB LOS ALAMITOS INVESTORS LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $6,600,700 Associated Brokers / Dealers N/A CIK Number 0001576583 Filed Document 0001576583-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LEG II, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592439 Filed Document 0001592439-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Managed Futures Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001479045 Filed Document 0000898432-13-001625 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Centrexion Corp See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001592052 Filed Document 0001592052-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
AIS Futures Fund L.P. (3X-6X) See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC, Avisen Securities, Inc., Wedbush Securities Inc., Capital Management Partners, Inc., Equus Financial Consulting LLC, Equinox Group Distributors, LLC, and Grant Williams L.P. CIK Number 0001038627 Filed Document 0001038627-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Disruptor Beam, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001579283 Filed Document 0001579283-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Clear Sky Electric Transportation, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001593443 Filed Document 0001593443-13-000001 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GEAHI Old Town Kern LP See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $7,782,973 Associated Brokers / Dealers N/A CIK Number 0001602641 Filed Document 0001602641-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Concurix Corp See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001550790 Filed Document 0001550790-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Nina Biotherapeutics, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $2,503,048 Associated Brokers / Dealers N/A CIK Number 0001593634 Filed Document 0001019687-13-004769 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Centrexion Corp See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $8,750,000 Associated Brokers / Dealers N/A CIK Number 0001592052 Filed Document 0001592052-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Saisei Networks, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001581074 Filed Document 0000897069-13-000412 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AL-Soil-Fund, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $198,500 Associated Brokers / Dealers N/A CIK Number 0001593315 Filed Document 0001593323-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Hudson Valley Property Group LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001593385 Filed Document 0001593385-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Mogo Industries LLC See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Blackwall Capital Markets, Inc. and Halycon Cabot Partners Ltd. CIK Number 0001584595 Filed Document 0001013762-13-001515 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Industry Ventures Special Opportunities Fund II-B, L.P. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $99,960,008 Associated Brokers / Dealers N/A CIK Number 0001586288 Filed Document 0001586288-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SignaTouch Corp See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers 0 CIK Number 0001558628 Filed Document 0001558628-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Clough Access LLC See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001518552 Filed Document 0001518552-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Industry Ventures Special Opportunities Fund II-A, L.P. See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001585711 Filed Document 0001585711-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantified Impressions, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,175,000 Associated Brokers / Dealers N/A CIK Number 0001593393 Filed Document 0001593393-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
CV Maryland Farms, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $6,818,000 Associated Brokers / Dealers N/A CIK Number 0001592191 Filed Document 0001592191-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Santa Maria Biotherapeutics, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $17,998,555 Associated Brokers / Dealers N/A CIK Number 0001593628 Filed Document 0001019687-13-004771 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FWD I, L.L.C. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $4,370,000 Associated Brokers / Dealers N/A CIK Number 0001589086 Filed Document 0001380389-13-000110 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Vibrant Composites Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001592714 Filed Document 0001592714-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MAGNOPUS LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001593121 Filed Document 0001593121-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ASGI Agility Income Fund See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499947 Filed Document 0000898432-13-001624 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VOLITIONRX LTD See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0000093314 Filed Document 0001078782-13-002391 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business SINGAPORE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ADAPX INC See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001421441 Filed Document 0001421441-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Vox Media, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $3,632,220 Associated Brokers / Dealers N/A CIK Number 0001440746 Filed Document 0001440746-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
VIEWRAY INC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $14,999,993 Associated Brokers / Dealers N/A CIK Number 0001336705 Filed Document 0001140361-13-044746 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
BUYER CELLAR TOUR LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593328 Filed Document 0001593328-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cambridge Capital Acquisition Corp See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $4,275,000 Associated Brokers / Dealers N/A CIK Number 0001588869 Filed Document 0001094891-13-000135 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
PC Zinfandel Investor, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $497,100 Associated Brokers / Dealers N/A CIK Number 0001593106 Filed Document 0001593101-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hygea Holdings Corp. See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $4,320,000 Associated Brokers / Dealers Dawson James Securities, Inc. CIK Number 0001469628 Filed Document 0001013762-13-001516 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
AMICUS THERAPEUTICS INC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001178879 Filed Document 0001192482-13-000207 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Solid Gold Employee Holdings, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,244,673 Associated Brokers / Dealers N/A CIK Number 0001593421 Filed Document 0001593421-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Longbridge Financial, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001555321 Filed Document 0001144204-13-065515 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
STARSTREAM ENTERTAINMENT, INC. See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001561686 Filed Document 0001561686-13-000023 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
ASEPTIA, INC. See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $22,800,000 Associated Brokers / Dealers N/A CIK Number 0001519954 Filed Document 0001519954-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Primatope Therapeutics, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001593407 Filed Document 0001593407-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pivotal Manufacturing Group, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001590425 Filed Document 0001590425-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
MindClick Global, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001591314 Filed Document 0001140361-13-046866 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Saisei Networks, Inc. See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001581074 Filed Document 0000897069-13-000413 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Morgan Stanley HedgePremier/OZ DP II Fund II LP See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001593095 Filed Document 0001593095-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mokena Medical Development Partners, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001593335 Filed Document 0001593335-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Panda Power Fund II A, L.P. See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Beacon Hill Financial Corporation CIK Number 0001581416 Filed Document 0001140361-13-044663 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund