Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Pivotstream Inc. See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001579766 Filed Document 0001579766-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Credit Nation Acceptance, LLC See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001586460 Filed Document 0001586460-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
PSF Founders Group, LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $515,000 Associated Brokers / Dealers N/A CIK Number 0001586427 Filed Document 0001586427-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
GoodLux Technology, LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001587849 Filed Document 0001587849-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC TRADEWINDS FUND LTD See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001214729 Filed Document 0001565908-13-000088 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tansna Therapeutics, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers NA CIK Number 0001587426 Filed Document 0001587426-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
PNP THERAPEUTICS INC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $565,000 Associated Brokers / Dealers N/A CIK Number 0001156062 Filed Document 0001156062-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Greenwave Holdings Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $8,531,760 Associated Brokers / Dealers N/A CIK Number 0001495381 Filed Document 0001495381-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TNI BIOTECH, INC. See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559356 Filed Document 0001559356-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hubub, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001522721 Filed Document 0001522721-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
BIG TREE CAPITAL OPPORTUNITY FUND I, L.P. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582911 Filed Document 0001582911-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueData Software, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $14,999,998 Associated Brokers / Dealers N/A CIK Number 0001569617 Filed Document 0001569617-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Indie Capital Offshore, SPC on behalf of & for the account of Indie Long Biased Segregated Portfolio See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587486 Filed Document 0001507943-13-000075 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRASMERE MACRO DOMESTIC FUND LP See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574814 Filed Document 0001574814-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Paymetric Holdings, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $80,581,180 Associated Brokers / Dealers N/A CIK Number 0001587719 Filed Document 0001587719-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AEGEA, INC. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers NA CIK Number 0001424549 Filed Document 0001079974-13-000612 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Other
Cydan, LLC See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $26,333,836 Associated Brokers / Dealers N/A CIK Number 0001573851 Filed Document 0001573851-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WYNNEFIELD PARTNERS SMALL CAP VALUE LP See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000899083 Filed Document 0000899083-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wellness Center USA, Inc. See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $1,648,500 Associated Brokers / Dealers SECURITY RESEARCH ASSOCIATES INC CIK Number 0001516887 Filed Document 0001078782-13-001897 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $621,448,081 Associated Brokers / Dealers Dennis Morris CIK Number 0001135856 Filed Document 0001135856-13-000150 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/Discovery Global Macro Partnership Fund LP See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001587224 Filed Document 0001587224-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highgrade Resources Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001587673 Filed Document 0001587673-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
eDossea, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001587356 Filed Document 0001587356-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business IOWA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Porch.com, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $27,679,466 Associated Brokers / Dealers N/A CIK Number 0001553181 Filed Document 0001140361-13-037048 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
K-V Pharmaceutical Co See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $260,877,100 Associated Brokers / Dealers N/A CIK Number 0000057055 Filed Document 0000057055-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
HOLT OPPORTUNITY FUND, 2013, L.P. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001586770 Filed Document 0001586770-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Wolfe Diversified Industries LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers City Securities Corporation CIK Number 0001586871 Filed Document 0001178858-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Panco Haverhill Co-Investment, LP See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587823 Filed Document 0001587823-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Makaira Indica, L.P. See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554163 Filed Document 0000935836-13-000477 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Swiftype, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $9,244,075 Associated Brokers / Dealers N/A CIK Number 0001587753 Filed Document 0001587753-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IMRIS Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $36,834,000 Associated Brokers / Dealers Cowen and Company CIK Number 0001489161 Filed Document 0001181431-13-050525 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MANITOBA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
BIG TREE CAPITAL EMERGING MARKETS FUND, L.P. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582936 Filed Document 0001582936-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caledonian Royalty Corp See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001587612 Filed Document 0001587612-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
GoCarrot Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001576004 Filed Document 0001576004-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Myine Electronics, Inc. See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $413,188 Associated Brokers / Dealers N/A CIK Number 0001494263 Filed Document 0001494263-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Debt
BIOCONNECT SYSTEMS INC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001363271 Filed Document 0001363271-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Force Select LTD See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586675 Filed Document 0001586675-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
GLOBAL PHOTONIC ENERGY CORP See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001025462 Filed Document 0001025462-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Debt
TAS Energy Inc. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $19,904,386 Associated Brokers / Dealers N/A CIK Number 0001491868 Filed Document 0001491868-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Napier Park European Credit Global Feeder Ltd See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587343 Filed Document 0000902664-13-003280 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCIP Limited Partnership OTH, L.P. See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised $115,000,000 Associated Brokers / Dealers CitiBank, N.A. and The Silverfern Group CIK Number 0001558664 Filed Document 0000902664-13-003300 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chilton Small Cap Partners, L.P. See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001169535 Filed Document 0000950103-13-005561 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KoolSpan, Inc. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001295875 Filed Document 0001295875-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Lumz'n Blooms LTD. Corp. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers none CIK Number 0001587615 Filed Document 0001587615-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Chilton Global Credit Opportunities, L.P. See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379542 Filed Document 0000950103-13-005566 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sierra Europe QP, L.P. See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, N/A, N/A, and N/A CIK Number 0001545459 Filed Document 0000919574-13-005621 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gold Port Resources Ltd. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $114,140 Associated Brokers / Dealers N/A CIK Number 0001321334 Filed Document 0001140361-13-036924 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
PLH GROUP, INC. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $1,793,000 Associated Brokers / Dealers N/A CIK Number 0001549468 Filed Document 0001140361-13-036967 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ELN Partners Fund I, LP See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573975 Filed Document 0001573975-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TEGEAN FUND LP See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454540 Filed Document 0000919574-13-005626 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund