Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fresenius Medical Care Fort Wayne, LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $18,171,496 Associated Brokers / Dealers N/A CIK Number 0001599123 Filed Document 0001461373-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LLJ Adler Warner Ventures, LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $30,400,000 Associated Brokers / Dealers N/A CIK Number 0001599093 Filed Document 0001019687-14-000367 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
VITAL THERAPIES INC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001280776 Filed Document 0001280776-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prince Street Fund Ltd See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468770 Filed Document 0001468769-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
fitmob, inc. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $6,499,996 Associated Brokers / Dealers N/A CIK Number 0001598800 Filed Document 0001598800-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cornelius Capital Venture Fund I, LP See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596839 Filed Document 0001596839-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
e360 Power Fund, LP See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490874 Filed Document 0001315863-14-000059 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gaatu, lnc. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $56,802 Associated Brokers / Dealers N/A CIK Number 0001598527 Filed Document 0001598527-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lazarus Israel Partners (Zimperium) LLLP See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001598597 Filed Document 0001598597-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SP Fairfax 3700 REIT I, LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001598535 Filed Document 0001598535-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LLJ Adler Premier, LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $5,045,000 Associated Brokers / Dealers N/A CIK Number 0001598999 Filed Document 0001019687-14-000362 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GoldenTree Select Partners, L.P. See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567764 Filed Document 0000902664-14-000487 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cascata Long/Short Fund, LP See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568065 Filed Document 0001315863-14-000061 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cornelius Capital Resources Fund I, LP See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596838 Filed Document 0001596838-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Granite Loan Solutions Fund IV, LLC See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Carolina Financial Securities, LLC CIK Number 0001598680 Filed Document 0001598680-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arrowstreet Capital Global Equity Long/Short Fund (Feeder) Ltd See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594363 Filed Document 0001594363-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPG 2655 Meridian, LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001598457 Filed Document 0001598457-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
BSREP US REIT IV LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001598608 Filed Document 0001598608-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Partners VI, L.P. See All Filings	D/A	2014-01-30 00:00:00 UTC
Amount To Be Raised $11,980,000,000 Associated Brokers / Dealers TCG Securities, L.L.C., Moneda International Inc., Avalon Wealth Management LLC, Banco Itau (Suisse) SA, UBS AG Jersey Branch, Barclays Saudi Arabia, Financial Management Enterprises, Itau Europa International, Alejandro Probert, Commerce Street Capital, LLC, Morgan Stanley Smith Barney LLC, and Danoher Associates PTY CIK Number 0001549811 Filed Document 0001549811-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nowacki Partners LP See All Filings	D	2014-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001598160 Filed Document 0001598160-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Samsonite International S.A. See All Filings	D	2014-01-30 00:00:00 UTC
Amount To Be Raised $2,341,368 Associated Brokers / Dealers N/A CIK Number 0001598775 Filed Document 0001598775-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business LUXEMBOURG Revenue or Assets $Over $100,000,000 Type of Security Equity
EKSO BIONICS HOLDINGS, INC. See All Filings	D	2014-01-30 00:00:00 UTC
Amount To Be Raised $50,794,281 Associated Brokers / Dealers N/A CIK Number 0001549084 Filed Document 0001144204-14-005049 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PARALLAX CAPITAL PARTNERS L P See All Filings	D/A	2014-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Miller Global Investments LLC, William Moritz, William Payne, Jon Vaughan, Jonathan Platon, and John Bott CIK Number 0001091887 Filed Document 0001315863-14-000058 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Table to Tavern, LLC See All Filings	D	2014-01-30 00:00:00 UTC
Amount To Be Raised $540,000 Associated Brokers / Dealers N/A CIK Number 0001597582 Filed Document 0001597582-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
VK Global Select Holdings L.P. See All Filings	D/A	2014-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566108 Filed Document 0001012975-14-000043 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO BRAVO Fund II Special Onshore Feeder (TE), L.P. See All Filings	D/A	2014-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001591348 Filed Document 0000819176-14-000035 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ghostruck Inc. See All Filings	D	2014-01-30 00:00:00 UTC
Amount To Be Raised $35,000 Associated Brokers / Dealers N/A CIK Number 0001598731 Filed Document 0001598731-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Granite Loan Solutions Fund IV, LLC See All Filings	D	2014-01-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Carolina Financial Securities, LLC CIK Number 0001598680 Filed Document 0001598680-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OHA Diversified Credit Strategies Fund (Offshore), Ltd. See All Filings	D/A	2014-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555996 Filed Document 0000950142-14-000223 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MannGroup Radio Services, Inc. See All Filings	D	2014-01-30 00:00:00 UTC
Amount To Be Raised $3,000 Associated Brokers / Dealers N/A CIK Number 0001596195 Filed Document 0001596195-14-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Adelante Global Property Securities Fund LP See All Filings	D/A	2014-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001371811 Filed Document 0001371811-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shop Like A Man Inc. See All Filings	D	2014-01-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001598586 Filed Document 0001598586-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Private Equity Capital Partners 2014, L.L.C. See All Filings	D	2014-01-30 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001598410 Filed Document 0001598410-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Woodspear Regency, LLC See All Filings	D	2014-01-30 00:00:00 UTC
Amount To Be Raised $8,400,000 Associated Brokers / Dealers N/A CIK Number 0001596088 Filed Document 0001596088-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Casper Sleep Inc. See All Filings	D	2014-01-30 00:00:00 UTC
Amount To Be Raised $1,849,998 Associated Brokers / Dealers N/A CIK Number 0001598674 Filed Document 0001598674-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Anchorage Illiquid Opportunities IV Access Fund Offshore, L.P. See All Filings	D	2014-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001598268 Filed Document 0001140361-14-003750 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Belle Isle Craft Spirits, Inc. See All Filings	D	2014-01-30 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001598715 Filed Document 0001598715-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Blackheath Resources Inc. See All Filings	D	2014-01-30 00:00:00 UTC
Amount To Be Raised $20,318 Associated Brokers / Dealers N/A CIK Number 0001570994 Filed Document 0001140361-14-003820 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AppDate, Inc. See All Filings	D	2014-01-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001598690 Filed Document 0001598690-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
PC Lovelock, LLC See All Filings	D	2014-01-30 00:00:00 UTC
Amount To Be Raised $265,000 Associated Brokers / Dealers N/A CIK Number 0001597101 Filed Document 0001597101-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
trueEX Group LLC See All Filings	D	2014-01-30 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001525510 Filed Document 0001382963-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
VIRTUAL PIGGY, INC. See All Filings	D	2014-01-30 00:00:00 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001437283 Filed Document 0001214659-14-000676 Exclusions or Exemptions 506c Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO BRAVO Fund II Special Onshore Feeder, L.P. See All Filings	D/A	2014-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001591346 Filed Document 0000819176-14-000034 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scoot Networks, Inc. See All Filings	D/A	2014-01-30 00:00:00 UTC
Amount To Be Raised $2,593,658 Associated Brokers / Dealers Ryan Feit and Aaron Kellner CIK Number 0001592944 Filed Document 0001592944-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PC Cambridge, LLC See All Filings	D	2014-01-30 00:00:00 UTC
Amount To Be Raised $55,000 Associated Brokers / Dealers N/A CIK Number 0001597081 Filed Document 0001597081-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
JPMorgan All Country International Equity Fund, LLC See All Filings	D/A	2014-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments, Inc. CIK Number 0001541124 Filed Document 0001140361-14-003850 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Endosee Corp See All Filings	D	2014-01-30 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001534100 Filed Document 0001534100-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cygnus Property Fund III, LLC See All Filings	D/A	2014-01-30 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001590824 Filed Document 0001590824-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PWA South Bend, LP See All Filings	D/A	2014-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566693 Filed Document 0001566693-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SW Global Credit Opportunity Fund Ltd. See All Filings	D/A	2014-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482262 Filed Document 0001012975-14-000044 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity