Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Halotechnics, Inc. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001481864 Filed Document 0001140361-13-038369 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Sequim Retail Plaza LLC See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001588546 Filed Document 0001588546-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Blue Pine Financial Opportunities Fund II, LP See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001588793 Filed Document 0001588793-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pointer Offshore III, Ltd. See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560058 Filed Document 0001560058-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
KGR SERIES III, LLC See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529718 Filed Document 0001529718-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
Polaris Value-Catalyst Managers LLC See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588890 Filed Document 0001588890-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACM FINANCIAL TRUST INC See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $165,344,752 Associated Brokers / Dealers N/A CIK Number 0001077157 Filed Document 0001077157-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
Emerald City Beer Company, LLC See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001490579 Filed Document 0001490579-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OUTSMART POWER SYSTEMS LLC See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001428749 Filed Document 0001567353-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Greyhawk Fund, L.P. See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493436 Filed Document 0001493436-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kingswell Capital, LP See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583014 Filed Document 0000919574-13-005783 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OrbiMed Global Healthcare Fund, Ltd. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588471 Filed Document 0000902664-13-003452 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LA JOLLA PHARMACEUTICAL CO See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $17,755,714 Associated Brokers / Dealers N/A CIK Number 0000920465 Filed Document 0001588839-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GUGGENHEIM PRIVATE DEBT FUND LTD See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised $1,400,000,000 Associated Brokers / Dealers N/A CIK Number 0001555384 Filed Document 0001555384-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CSSAF Private Investors Offshore, L.P. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001587140 Filed Document 0000950103-13-005945 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Timco CNG Fund I, LLC See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001587093 Filed Document 0001019687-13-003849 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Remedify, Inc. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001588442 Filed Document 0001588442-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Podomus Capital Partners, LP See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588778 Filed Document 0000919574-13-005776 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Centice Corp See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001415617 Filed Document 0001415617-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Precise Light Surgical, Inc. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $8,053,546 Associated Brokers / Dealers N/A CIK Number 0001524514 Filed Document 0001524514-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LM Value Investors II, LLC See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001588786 Filed Document 0001588786-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Central Park Group Global Distressed Fund, LLC See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James and Associates, Inc., LPL Financial LLC, Essex Financial Services, Inc., Stiffel, Nicolaus and Company, Inc., NFP Securities Inc., Raymond James Financial Services, Inc., and CBIZ Financial Solutions, Inc. CIK Number 0001461558 Filed Document 0001140361-13-038243 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Duncan Park Holdings Corp See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001527587 Filed Document 0001527587-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
WASH.IO, INC. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $4,335,680 Associated Brokers / Dealers N/A CIK Number 0001588822 Filed Document 0001588822-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fibroblast, Inc. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001587278 Filed Document 0000897069-13-000374 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ExchangeRight Net Leased Portfolio 4 DST See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $8,650,000 Associated Brokers / Dealers Sandlapper Securities LLC CIK Number 0001588872 Filed Document 0001588793-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EIG Energy Fund XVI Feeder, L.P. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588908 Filed Document 0001181431-13-053327 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Phrixus Pharmaceuticals Inc See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001408693 Filed Document 0001408693-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Quikserve Restaurants, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001588575 Filed Document 0001588575-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Muzico International, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001588735 Filed Document 0001376474-13-000492 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
TUMMY COMPANY, INC. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001525789 Filed Document 0001525789-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Debt
Songstand, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $500 Associated Brokers / Dealers N/A CIK Number 0001588255 Filed Document 0001588255-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Ad Hoc Labs, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $2,423,642 Associated Brokers / Dealers N/A CIK Number 0001588687 Filed Document 0001588687-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Conquest Distressed Real Estate Fund I, LLC See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Liberty Tree Advisors, LLC CIK Number 0001555845 Filed Document 0001555845-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
HARVEST NATURAL RESOURCES, INC. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $2,000,700 Associated Brokers / Dealers N/A CIK Number 0000845289 Filed Document 0001209191-13-047713 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
MacKay Shields High Yield Active Core Fund LP See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kirk Kashevaroff, Therese Hernandez, and Jeffrey Anderson CIK Number 0001502130 Filed Document 0001181431-13-053253 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Goldeneye Ventures LLC See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001588660 Filed Document 0001588660-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
2013-1 Blumhouse Fund Series, a series of PubVest Fund Complex, LP See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001580214 Filed Document 0001580214-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FAIRWAY BREEZE, LLC See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $6,483,586 Associated Brokers / Dealers NONE CIK Number 0001588423 Filed Document 0001588423-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Iris Mobile Corp See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $485,295 Associated Brokers / Dealers N/A CIK Number 0001586261 Filed Document 0001586261-13-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
enimai, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001588690 Filed Document 0001588690-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bridgeline Digital, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Taglich Brothers Inc CIK Number 0001378590 Filed Document 0001567353-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
ENGAGED CAPITAL I LP See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559851 Filed Document 0001144204-13-054649 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Engaged Capital I Offshore Ltd See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559940 Filed Document 0001144204-13-054651 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cypress Capital Master, LP See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545269 Filed Document 0001545269-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTEGRA HEALTH MANAGEMENT INC See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable CIK Number 0001445484 Filed Document 0001445484-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ANAPTYSBIO INC See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001370053 Filed Document 0001370053-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Dysonics Corp See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001547477 Filed Document 0001586906-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TriMed Equipment, L.P. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001588492 Filed Document 0001588492-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LF George Holdings, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $165,000 Associated Brokers / Dealers N/A CIK Number 0001580676 Filed Document 0001580676-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity