Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Morgan Stanley HedgePremier/Two Sigma Constellation U.S. Fund, LP See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001530555 Filed Document 0001530555-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RANCHO HOUSTON BASSETT, LP See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001592475 Filed Document 0001592475-13-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pecos VP#1, LLC See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001592830 Filed Document 0001592830-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
EarLens Corp See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised $6,500,650 Associated Brokers / Dealers N/A CIK Number 0001490171 Filed Document 0001490171-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
JUVENTAS THERAPEUTICS INC See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001448342 Filed Document 0001448342-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SR4U 2014, LLC See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Lois Abbott CIK Number 0001592099 Filed Document 0001592116-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MONDRIAN GLOBAL INFLATION-LINKED BONDS FUND, L.P. See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504738 Filed Document 0001393725-13-000104 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenbytes, Inc. See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $3,500,002 Associated Brokers / Dealers N/A CIK Number 0001464254 Filed Document 0001464254-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Franklin Templeton Emerging Market Debt Opportunities Fund, L.P. See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas John Dickson, John Carter Bailey, Jr., Daniel R. Veddern, Sr., and Brian Zeiler CIK Number 0001504957 Filed Document 0001504957-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AUTHENTIDATE HOLDING CORP See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $2,465,006 Associated Brokers / Dealers N/A CIK Number 0000885074 Filed Document 0001209191-13-053376 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Ocera Therapeutics, Inc. See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers Stifel, Nicolaus & Company Incorporated and Cowen & Company LLC CIK Number 0001274644 Filed Document 0001274644-13-000056 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tosca Commercial Property Fund LP See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $44,125,000 Associated Brokers / Dealers N/A CIK Number 0001591757 Filed Document 0000919574-13-006767 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reign Development Group, LLC See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers None CIK Number 0001570092 Filed Document 0001570092-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Silicon Valley Growth Syndicate Fund I, LP See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001592096 Filed Document 0001592096-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Joho Fund, Ltd. See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477840 Filed Document 0000919574-13-006762 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thrive Frozen Nutrition, Inc. See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001562856 Filed Document 0001562856-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Peer60, Inc. See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001592679 Filed Document 0001592679-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
McGuire Denim, LLC See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001592088 Filed Document 0001592088-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor/Tremblant Long Short Equity Fund Ltd See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001592429 Filed Document 0001140361-13-043641 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/Starboard Value & Opportunity Fund Ltd. See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001530554 Filed Document 0001530554-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MONDRIAN FOCUSED GLOBAL AGGREGATE FIXED INCOME FUND, L.P. See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504685 Filed Document 0001393725-13-000100 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JVP VII Cyber Strategic Partners, L.P. See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001590081 Filed Document 0001590081-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Altair Diversified Portfolio, LLC See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001538791 Filed Document 0001144204-13-063672 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vitreous Partners, LLC See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001592271 Filed Document 0001592271-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Fireclay Tile, Inc. See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised $2,088,001 Associated Brokers / Dealers N/A CIK Number 0001577815 Filed Document 0001577815-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Amansa Feeder, Ltd See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502693 Filed Document 0001502693-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAPHEON, INC. See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001463358 Filed Document 0001463358-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Hover, Inc. See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001565235 Filed Document 0001565235-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Moderna LLC See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $110,000,026 Associated Brokers / Dealers N/A CIK Number 0001592247 Filed Document 0001592247-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Happy Inspector, Inc. See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001592440 Filed Document 0001592440-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pacific & General Investments Inc. See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503162 Filed Document 0001209191-13-053699 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MONDRIAN FOCUSED INTERNATIONAL FIXED INCOME FUND, L.P. See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504739 Filed Document 0001393725-13-000105 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Illuminate Ventures I, L.P. See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised $19,690,000 Associated Brokers / Dealers N/A CIK Number 0001516548 Filed Document 0001516548-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Associated Petroleum Inc See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $295,000 Associated Brokers / Dealers n/a CIK Number 0001568870 Filed Document 0001568870-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Alternative Investments-Gold Traditions, LLC See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Koch Financial Advisors & Insurance Brokers, LLC CIK Number 0001592116 Filed Document 0001592116-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
TinyBop Inc. See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $6,031,267 Associated Brokers / Dealers N/A CIK Number 0001591830 Filed Document 0001591830-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Contravent LLC See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001592370 Filed Document 0001592370-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Czech II Senior Loan Trust See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised $370,765,000 Associated Brokers / Dealers Merril Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001578290 Filed Document 0001578290-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pzena Emerging Markets Focused Value Fund (GT) a separate investment fund of Pzena Value Group Trust See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592345 Filed Document 0001393725-13-000098 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ONSITE-STX, LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001592259 Filed Document 0001592259-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Morgan Stanley HedgePremier Millennium USA LP See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001502357 Filed Document 0001502357-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRINCETON CREDIT OPPORTUNITY FUND, LLC See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534692 Filed Document 0001192482-13-000198 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rothenberg Ventures Fund I, LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001592077 Filed Document 0001592077-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Little Bird Technologies, Inc. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001544071 Filed Document 0001544071-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
RODA GROUP CLEAN TECH FUND XI, LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592262 Filed Document 0001592262-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/Millennium Strategic Capital LP See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001530551 Filed Document 0001530551-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vantage Energy II, LLC See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562688 Filed Document 0001562688-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CG Gulf Freeway, LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001592325 Filed Document 0001592325-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WCP Custom Home Fund, LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001592218 Filed Document 0001592218-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Exeo Entertainment, Inc. See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001528760 Filed Document 0001528760-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity