Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Technology Innovation Momentum Fund (Cayman), L.P. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001593942 Filed Document 0001593942-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
212 Capital Trading, Ltd. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594987 Filed Document 0001019056-13-001377 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Knighthead SSRE REIT, Inc. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595076 Filed Document 0001595076-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Credit Opportunity Fund III LP See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $1,250,000,000 Associated Brokers / Dealers N/A CIK Number 0001565243 Filed Document 0000950142-13-002462 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Opaleye, L.P. See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001391634 Filed Document 0001546927-13-000240 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Surface Properties Investment Fund IV LP See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001595154 Filed Document 0001595154-13-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Novia Products, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001505646 Filed Document 0001505646-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Collins Capital Master Fund II LP See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001383887 Filed Document 0001264128-13-000067 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Osteonovus, Inc. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001595323 Filed Document 0001595323-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
LSB Real Estate, Inc. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisers, LLC CIK Number 0001593854 Filed Document 0001593854-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business INDIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PIMCO BRAVO FUND ONSHORE FEEDER II, L.P. See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC and CITIGROUP GLOBAL MARKETS INC. CIK Number 0001572533 Filed Document 0001594911-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Daily Futures, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers None CIK Number 0001595234 Filed Document 0001595234-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Hylan Debt Fund, LLC - Fund Series 5 See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001594647 Filed Document 0001594647-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-13-000015 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $12,505,615 Associated Brokers / Dealers Kenneth Dayton, Jason Chepenik, and Barnett Chepenik CIK Number 0001135856 Filed Document 0001135856-13-000294 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
APGR Green, Inc. See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $1,555,000 Associated Brokers / Dealers None CIK Number 0001528244 Filed Document 0001528244-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
ACP Investment Fund II, L.P. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594381 Filed Document 0001594911-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zola, Inc. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $3,503,115 Associated Brokers / Dealers N/A CIK Number 0001595209 Filed Document 0001595209-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AVB Maple Leaf REIT, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595129 Filed Document 0001595129-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
America Net Lease Portfolio I, DST See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $10,533,632 Associated Brokers / Dealers Jeffrey S. Cederberg, William S. Sheehan, Corbin S. Thomas, Warren Wee Lin Woon, Michael A. Bendix, John P. Harvey, Robert L. Boggess, Steven D. Meahan, Dwight K. Kay, Robert L. Lincoln, Chester Ju, Jonathan R. Creighton, Jeffrey L. Gove, Kirk M. Balin, Craig M. Rollins, and Robert R. Tweed CIK Number 0001566683 Filed Document 0001566683-13-000013 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
COBALT TECHNOLOGIES INC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001381588 Filed Document 0001381588-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Collins Capital Diversified Fund I L P See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Carolyn LaRocco CIK Number 0001385996 Filed Document 0001264128-13-000055 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blend Therapeutics, Inc. See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $21,001,168 Associated Brokers / Dealers N/A CIK Number 0001528747 Filed Document 0001528747-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BA Newtown Square Investors, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001594940 Filed Document 0001594940-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Marathon-London New Global Fund of The Marathon-London Pooled Trust See All Filings	D/A	2013-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458287 Filed Document 0001458287-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Brigade Distressed Value Offshore Fund Ltd. See All Filings	D/A	2013-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509885 Filed Document 0000919574-14-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GHC Castle Hill Investment II, LLC See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595081 Filed Document 0001595081-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SKYTOP OC MASTER FUND LTD. See All Filings	D/A	2013-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503255 Filed Document 0001012975-13-000557 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Saguaro Resources Ltd. See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $11,748,147 Associated Brokers / Dealers N/A CIK Number 0001562168 Filed Document 0001562168-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SSL Riverview LLC See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001595166 Filed Document 0001595166-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Pellucid Analytics, Inc. See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001595021 Filed Document 0001595021-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Metis Secure Solutions, LLC See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001544156 Filed Document 0001544156-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Promenade in Temecula REIT Inc. See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001593666 Filed Document 0000950172-13-000129 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Shoot 360 Inc. See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001595158 Filed Document 0001595158-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Kim Road RE Fund, LLC See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $3,550,000 Associated Brokers / Dealers N/A CIK Number 0001594974 Filed Document 0001594974-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Hylan Debt Fund, LLC - Portfolio Series 13 See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001594665 Filed Document 0001594665-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
South Bay Galleria REIT Inc. See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001593662 Filed Document 0000950172-13-000131 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KAZAZIAN CAPITAL FUND L P See All Filings	D/A	2013-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001367664 Filed Document 0001367664-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AREG US Fund VIII REIT LLC See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595072 Filed Document 0001595072-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewater Real Asset Fund, Ltd. See All Filings	D/A	2013-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536987 Filed Document 0001536980-13-000012 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Eagle Energy Exploration, LLC See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594497 Filed Document 0001594497-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
NTS 2013 Erwin Limited Partnership See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001594995 Filed Document 0001594995-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
MW Japan Market Neutral Fund See All Filings	D/A	2013-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504517 Filed Document 0000902664-13-004005 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hylan Debt Fund, LLC - Portfolio Series 12 See All Filings	D/A	2013-12-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001594664 Filed Document 0001594652-13-000025 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
LSF VIII Investments, L.P. See All Filings	D/A	2013-12-20 00:00:00 UTC
Amount To Be Raised $119,723,091 Associated Brokers / Dealers N/A CIK Number 0001594448 Filed Document 0001181431-13-064027 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Katena Holdings, Inc. See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001594999 Filed Document 0001594999-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 14 See All Filings	D/A	2013-12-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001594670 Filed Document 0001594670-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Greenspring Global Partners VI-B, L.P. See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $115,000,000 Associated Brokers / Dealers ALFILUX Partners, Newcastle Distributors LLC, and PAS Advisory Services (T/A Principle Advisory Services) CIK Number 0001593583 Filed Document 0001593585-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MW Core Fund See All Filings	D/A	2013-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504516 Filed Document 0000902664-13-004000 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UDECX, LLC See All Filings	D/A	2013-12-20 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001538705 Filed Document 0001538705-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity