|
|
D/A |
2013-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565306
- Filed Document
- 0000902664-14-000034
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-01-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561753
- Filed Document
- 0000935836-13-000528
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-01-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-01-03 00:00:00 UTC |
- Amount To Be Raised
- $32,784
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001450950
- Filed Document
- 0001140361-14-000380
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- ALBERTA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2012-12-19 00:00:00 UTC |
- Amount To Be Raised
- $2,004,061
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594744
- Filed Document
- 0001104659-13-091208
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2012-12-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2012-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001540735
- Filed Document
- 0000919574-14-007095
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2012-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2012-12-17 00:00:00 UTC |
- Amount To Be Raised
- $3,917,335
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001558526
- Filed Document
- 0001558526-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2012-12-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2012-10-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623036
- Filed Document
- 0000919574-14-005892
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2012-10-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2012-10-17 00:00:00 UTC |
- Amount To Be Raised
- $1,800,893
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607933
- Filed Document
- 0001607933-14-000001
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2012-10-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Other
|
|
|
D/A |
2012-10-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001503480
- Filed Document
- 0001503480-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2012-10-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2012-07-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001469088
- Filed Document
- 0001144204-14-004175
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2012-07-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2012-04-30 00:00:00 UTC |
- Amount To Be Raised
- $39,911,470
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001291031
- Filed Document
- 0001291031-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2012-04-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2012-04-11 00:00:00 UTC |
- Amount To Be Raised
- $1,293,622
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587001
- Filed Document
- 0001183740-13-000353
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2012-04-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2012-03-30 00:00:00 UTC |
- Amount To Be Raised
- $2,231,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001486239
- Filed Document
- 0001486239-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2012-03-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Other
|
|
|
D/A |
2012-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001189470
- Filed Document
- 0000902664-14-000330
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2012-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2011-10-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001503480
- Filed Document
- 0001503480-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2011-10-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2011-07-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001469088
- Filed Document
- 0001144204-14-004173
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2011-07-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2011-06-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001466510
- Filed Document
- 0001466510-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2011-06-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2011-06-23 00:00:00 UTC |
- Amount To Be Raised
- $175,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001669114
- Filed Document
- 0001669114-16-000002
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2011-06-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2011-04-30 00:00:00 UTC |
- Amount To Be Raised
- $34,872,416
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001290888
- Filed Document
- 0001290888-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2011-04-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2011-03-31 00:00:00 UTC |
- Amount To Be Raised
- $8,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001522222
- Filed Document
- 0001185185-14-001908
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2011-03-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- UTAH
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2010-04-27 00:00:00 UTC |
- Amount To Be Raised
- $340,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001669114
- Filed Document
- 0001669114-16-000001
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2010-04-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2007-09-28 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001171623
- Filed Document
- 0001171623-15-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2007-09-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pharmaceuticals
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2007-09-28 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001171623
- Filed Document
- 0001171623-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2007-09-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pharmaceuticals
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2007-04-30 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001171623
- Filed Document
- 0001171623-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2007-04-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2006-06-21 00:00:00 UTC |
- Amount To Be Raised
- $1,512,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001171623
- Filed Document
- 0001171623-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2006-06-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2004-12-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MONARCH BAY SECURITIES LLC
- CIK Number
- 0001629140
- Filed Document
- 0001171520-14-000832
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2004-12-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2003-12-02 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593377
- Filed Document
- 0001144204-13-065294
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2003-12-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
1915-04-09 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001637611
- Filed Document
- 0001140361-15-014878
- Exclusions or Exemptions
- 506b
- Accepted Date
- 1915-04-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Restaurants
- Principal Place of Business
- SOUTH DAKOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|