Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Round Hill Music Motown Coinvest, LP See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592039 Filed Document 0001592039-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Zero Coupon Pharmacy II DST See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised $5,054,738 Associated Brokers / Dealers Tracy R. Turner, Chester Ju, Warren J. Thomas, Joshua P. Ungerecht, Rena B. Morris, John G. Chess, Daniel T. Hawtree, David B. Levinson, Robert R. Tweed, Joseph M. Insalaco, Joseph G. Michaletz, Craig A. Hoff, Kenneth M. Chong, Richard J. Heuberger, Michael A. Bendix, Joral T. Schmalle, Douglas J. Lagerstrom, Christopher T. Miller, Gregory A. Block, Corbin S. Thomas, Troy Thomas, John P. Harvey, Jr., Robert J. Carlson, and Curtis H. Smiley CIK Number 0001585758 Filed Document 0001585758-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
RealizeX, LLC See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001591300 Filed Document 0001591300-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NGA Institutional LIBOR Fund Ltd See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Nomura Securities International, Inc. CIK Number 0001504733 Filed Document 0001504733-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Telly, Inc. See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised $8,420,553 Associated Brokers / Dealers N/A CIK Number 0001531143 Filed Document 0001531143-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JPMorgan Global Access Strategies SPC Ltd. See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001539833 Filed Document 0001415522-13-000011 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
tripBAM, Inc. See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001585195 Filed Document 0001585195-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lion Biotechnologies, Inc. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $23,290,600 Associated Brokers / Dealers Roth Capital Partners, LLC, Scarsdale Equities LLC, American Portfolio Financial Services, Inc., and Agincourt, Ltd. CIK Number 0001425205 Filed Document 0001250853-13-000113 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mast Admiral Fund, Ltd. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591247 Filed Document 0001591252-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DLJ Real Estate Capital Partners V, L.P. See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Real Estate Group LLC CIK Number 0001582407 Filed Document 0001012975-13-000519 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TURBOGEN, LLC See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001591948 Filed Document 0001591948-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO BRAVO Fund II Special Onshore Feeder (TE), L.P. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001591348 Filed Document 0001590528-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WILLIS AERONAUTICAL SERVICES, INC. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001591951 Filed Document 0001591951-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Jukin Media, Inc. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $562,263 Associated Brokers / Dealers None CIK Number 0001590257 Filed Document 0001590257-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
REINVENT COMMERCE HOLDINGS, LLC See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001591013 Filed Document 0001591013-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Causam Energy, Inc. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001592042 Filed Document 0001592042-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
RESPECT YOUR UNIVERSE, INC. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001472601 Filed Document 0001085037-13-000165 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
84 William Street Realty Associates, LLC See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001590881 Filed Document 0001590881-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Redwood Housing Partners, LLC See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001591678 Filed Document 0001591678-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Franklin Templeton Global Multisector Plus (Cayman) Fund, Ltd. See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers William J. Makris, Brian Zeiler, John Carter Bailey, Jr., Tom Dickson, and Patrick Hughes CIK Number 0001476350 Filed Document 0001476350-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prodigy Shorewood New York REP Co. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001590878 Filed Document 0001590878-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JPMorgan Global Access Strategies LLC See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001492060 Filed Document 0001415522-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TYHEE GOLD CORP See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $766,352 Associated Brokers / Dealers N/A CIK Number 0001178428 Filed Document 0001183740-13-000430 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SnowShoeFood Inc. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001553538 Filed Document 0001553538-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Princeton Stable Income Fund, Ltd See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561916 Filed Document 0001192482-13-000193 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ankeny Complex, LP See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $580,000 Associated Brokers / Dealers Richfield Orion International, Inc. CIK Number 0001592009 Filed Document 0001592009-13-000001 Exclusions or Exemptions 504.1 and 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
ZAIS Atlas Fund, Ltd. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584763 Filed Document 0001590528-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Downers Grove Retail DST See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised $11,604,054 Associated Brokers / Dealers Richard J. Reynolds, Daniel J. Woog, James R. Reynolds, Christina S. Nielson, Robert L. Boggess, Susan J. Gitt, Rena B. Morris, Joseph A. Nugent, Warren J. Thomas, Thomas J. Ealy, Joshua P. Ungerecht, Craig A. Cooper, Anthony J. Pitta, Samuel J. Angelo, Jr., William F. Walsh, Corbin S. Thomas, Rocco Santorsola, Brian D. Vosberg, Michael A. DiPietro, Jonathan R. Creighton, Mark O. Coombe, Gary L. Forry, Daniel R. Mueller, and Vic V. Mullet CIK Number 0001583111 Filed Document 0001583111-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Boston Common International Social Fund LLC See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised $17,265,000 Associated Brokers / Dealers N/A CIK Number 0001365067 Filed Document 0001365067-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
White Wolf Capital Investment Partners II, LLC See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised $3,175,000 Associated Brokers / Dealers N/A CIK Number 0001591374 Filed Document 0001591374-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stark Bank Group Ltd See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $17,900,000 Associated Brokers / Dealers N/A CIK Number 0001363650 Filed Document 0001363650-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
JPMorgan Global Access Strategies SPC Ltd. See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001539833 Filed Document 0001415522-13-000012 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LC Co-Invest Holdings LP See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589700 Filed Document 0001589700-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Rutherfoord Hospitality, LLC See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001591623 Filed Document 0001591623-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Piadina Inc See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001567655 Filed Document 0001442811-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MBV-Belize II LLC See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers Eric Tait CIK Number 0001591439 Filed Document 0001591439-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Petra Credit Fund I, LP See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591808 Filed Document 0001019056-13-001278 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRICON XI B-2, L.P. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001591015 Filed Document 0001591015-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
August Wine Group, L.L.C. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001591992 Filed Document 0001591992-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Moogsoft (Herd) Inc. See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised $99,999 Associated Brokers / Dealers N/A CIK Number 0001577982 Filed Document 0001577982-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JPMorgan Global Access Portfolio LLC See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001415522 Filed Document 0001415522-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONVALO HEALTH INTERNATIONAL, CORP. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $1,637 Associated Brokers / Dealers N/A CIK Number 0001592022 Filed Document 0001183740-13-000429 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
North Central Equity LLC See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001309678 Filed Document 0001309678-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
PIMCO BRAVO Fund II Special Onshore Feeder, L.P. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001591346 Filed Document 0001590528-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DSC 1, LLC Series Two See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers none CIK Number 0001591975 Filed Document 0001591975-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
North Willets Holding Company, LLC See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $2,350,000 Associated Brokers / Dealers N/A CIK Number 0001591613 Filed Document 0001591613-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
I-Pulse Inc. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001502126 Filed Document 0001502126-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
CARDINAL CHANDLERING, LLC See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001591413 Filed Document 0001591413-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Downers Grove Retail DST See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised $11,604,054 Associated Brokers / Dealers Richard J. Reynolds, Daniel J. Woog, James R. Reynolds, Christina S. Nielson, Robert L. Boggess, Susan J. Gitt, Rena B. Morris, Joseph A. Nugent, Warren J. Thomas, Thomas J. Ealy, Joshua P. Ungerecht, Craig A. Cooper, Anthony J. Pitta, Samuel J. Angelo, Jr., William F. Walsh, Corbin S. Thomas, Rocco Santorsola, Brian D. Vosberg, Michael A. DiPietro, Jonathan R. Creighton, Mark O. Coombe, Gary L. Forry, and Daniel R. Mueller CIK Number 0001583111 Filed Document 0001583111-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Cleargate European Recovery Fund, Ltd. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591631 Filed Document 0000919574-13-006384 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund