Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Kai Medical, Inc. See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $702,679 Associated Brokers / Dealers N/A CIK Number 0001544171 Filed Document 0001544171-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
clypd, inc. See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $8,350,000 Associated Brokers / Dealers N/A CIK Number 0001571349 Filed Document 0001571349-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
American Smartphone, Inc See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised $561,500 Associated Brokers / Dealers N/A CIK Number 0001585897 Filed Document 0001135432-13-000019 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Witt/Kieffer, Ford, Hadelman, Lloyd Corp See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $437,764 Associated Brokers / Dealers N/A CIK Number 0001411942 Filed Document 0001411942-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
RANDOLPH STREET INVESTMENT PARTNERS, L.P. - 2014 PEF See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001593160 Filed Document 0001593160-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Bourbon Brothers Holding Company, LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001577669 Filed Document 0001577669-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Hotchkis & Wiley Hedged Value, L.P. See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592045 Filed Document 0000935836-13-000556 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lexington Wellness Holdings, LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $630,000 Associated Brokers / Dealers N/A CIK Number 0001592484 Filed Document 0001592484-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Tell Me All Partners Ltd Liability Co See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001592673 Filed Document 0001592673-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COPYTELE INC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0000715446 Filed Document 0001513162-13-000894 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Cinema Diner Alamo LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001587332 Filed Document 0001587332-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Recycled Asphalt Shingle Technology, LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $165,000 Associated Brokers / Dealers none CIK Number 0001500988 Filed Document 0001500988-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
MFSC Holding Corp. See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $10,903,944 Associated Brokers / Dealers N/A CIK Number 0001548859 Filed Document 0001192482-13-000203 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SpectroClick, Inc. See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $61,093 Associated Brokers / Dealers N/A CIK Number 0001578858 Filed Document 0001578858-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Olympia Media Group LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001589952 Filed Document 0001140361-13-044328 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
JULEP BEAUTY, INC. See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001384445 Filed Document 0001384445-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Enlightenment Capital Solutions Fund I, L.P. See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001562718 Filed Document 0001562718-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROYAL MINES & MINERALS CORP See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $513,000 Associated Brokers / Dealers N/A CIK Number 0001371424 Filed Document 0001534122-13-000033 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised $4,949,780 Associated Brokers / Dealers Kevin Ballou, Gordon Chisholm, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-13-000212 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ALF-DV, LLC See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001568556 Filed Document 0001568556-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
Wilderness Lake Holdings, LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $13,462,450 Associated Brokers / Dealers N/A CIK Number 0001592726 Filed Document 0001592726-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SOLICORE INC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $10,027,362 Associated Brokers / Dealers CEA Atlantic Advisors, LLC CIK Number 0001170554 Filed Document 0001170554-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
KEYEDIN SOLUTIONS HOLDINGS, INC. See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $1,469,745 Associated Brokers / Dealers N/A CIK Number 0001559332 Filed Document 0001559332-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Raike Real Estate Income Fund LLC See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Marc Kalter CIK Number 0001382999 Filed Document 0001382999-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Double K Orchard, LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001592671 Filed Document 0001592671-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Xtreme Power Inc. See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001394007 Filed Document 0001394007-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
MONARCH COMMUNITY BANCORP INC See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised $16,500,000 Associated Brokers / Dealers Donnelly Penman & Partners, Boenning & Scattergood, Inc., and McDonald Partners, LLC CIK Number 0001169769 Filed Document 0001061655-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business MICHIGAN Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CoachUp, Inc. See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $6,693,121 Associated Brokers / Dealers N/A CIK Number 0001565330 Filed Document 0001140361-13-044140 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Culinary Agents Inc. See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554733 Filed Document 0001554733-13-000005 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
Bielet, Inc. See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001561090 Filed Document 0001561090-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Fourthstone Opportunity Fund LP See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595412 Filed Document 0001095449-14-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ff Rose Venture Capital Fund, L.P. See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers Cato Capital, LLC and IEG (Deutschland) GmbH CIK Number 0001563194 Filed Document 0001563194-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Know Normal, Inc. See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $1,171,000 Associated Brokers / Dealers N/A CIK Number 0001566293 Filed Document 0001566293-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Synergy Capital, Inc. See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001556552 Filed Document 0001556552-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Presagium (BVI) Ltd See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585989 Filed Document 0001585989-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Avalanche Biotechnologies, Inc. See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $6,138,277 Associated Brokers / Dealers N/A CIK Number 0001501756 Filed Document 0001501756-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SugarOak Kimball Royal, LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001592715 Filed Document 0001592715-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Inland Beverage Company, LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001591002 Filed Document 0001140361-13-044017 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
PCI Investors Fund III, LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001592619 Filed Document 0001592619-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Signet JT2 Investment, LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001592653 Filed Document 0001592653-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PT Motion Works, Inc. See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $1,000,128 Associated Brokers / Dealers N/A CIK Number 0001478263 Filed Document 0001590528-13-000011 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
QUANTUMSPHERE INC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001280521 Filed Document 0001144204-13-063747 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Centrexion Corp See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001592052 Filed Document 0001592052-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
BREP Europe IV Real Estate Trust See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $548,380,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001592590 Filed Document 0001592590-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
California Energy & Power See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $210,540 Associated Brokers / Dealers N/A CIK Number 0001413687 Filed Document 0001413687-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
REPUBLIC RESOURCES LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001087062 Filed Document 0001087062-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Salient MLP Total Return Fund, L.P. See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig C. Dawson, Kevin B. Davis, Matthew H. Moncrief, and EDI Financial, Inc. CIK Number 0001589065 Filed Document 0001589065-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised $16,829,257 Associated Brokers / Dealers Kevin Ballou, Gordon Chisholm, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-13-000213 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SC Credit Opportunities Mandate, LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592641 Filed Document 0000919574-13-006806 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
29th Street Financial Asset Opportunities Fund I, LP See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001592687 Filed Document 0001592687-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity