Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
KGI Rhino #1 Joint Venture See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $320,250 Associated Brokers / Dealers N/A CIK Number 0001593376 Filed Document 0001593376-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Hosking Global Sub-Fund No.1 See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593309 Filed Document 0001019056-13-001328 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Industry Ventures Secondary VII, L.P. See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $425,000,000 Associated Brokers / Dealers CSP Securities, LP CIK Number 0001585712 Filed Document 0001585712-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raith Real Estate Fund I LP See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers Lazard Freres & Co., LLC CIK Number 0001592327 Filed Document 0000945621-13-000352 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BIODESIX INC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001439725 Filed Document 0001439725-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Gold Surgical Products VIII, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001593370 Filed Document 0001593370-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bankers South High Yield Fund A, LLC See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001506390 Filed Document 0001506390-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
CrowdComfort, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001593054 Filed Document 0001593054-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
America Net Lease Portfolio I, DST See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $10,533,632 Associated Brokers / Dealers Jeffrey S. Cederberg, William S. Sheehan, Corbin S. Thomas, Warren Wee Lin Woon, Michael A. Bendix, John P. Harvey, Robert L. Boggess, Steven D. Meahan, Dwight K. Kay, Robert L. Lincoln, Chester Ju, Jonathan R. Creighton, Jeffrey L. Gove, and Kirk M. Balin CIK Number 0001566683 Filed Document 0001566683-13-000012 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Cyalume Technologies Holdings, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001335293 Filed Document 0001144204-13-065564 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
DHT Holdings, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $110,000,025 Associated Brokers / Dealers RS PLATOU MARKETS, INC. CIK Number 0001331284 Filed Document 0000950157-13-000438 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BERMUDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Sparks Management LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $5,050,000 Associated Brokers / Dealers Galaxy Sparks LLC CIK Number 0001592674 Filed Document 0001592674-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ZEBRA IMAGING INC See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $5,232,002 Associated Brokers / Dealers N/A CIK Number 0001052348 Filed Document 0001052348-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Pacific Castle Zinfandel, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001593101 Filed Document 0001593101-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Javelin Capital Markets, LLC See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Edward McElwreath CIK Number 0001543398 Filed Document 0001543398-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rumr, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001593312 Filed Document 0001593312-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NIS Short Duration High Yield Fund, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573178 Filed Document 0000897069-13-000410 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Provell Pharmaceuticals, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001592082 Filed Document 0001592082-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
III Credit Opportunities Fund L.P. See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James River Securities Corp., AVM, L.P., Norfolk Markets, LLC, Anchor Asset Management LLC, and Frontier Solutions, LLC CIK Number 0001493595 Filed Document 0001493595-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Second Order Offshore, Ltd. See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563311 Filed Document 0001563311-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FANZO, INC. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001560563 Filed Document 0001560563-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Second Order, L.P. See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563272 Filed Document 0001563272-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MH Partners First LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $334,900 Associated Brokers / Dealers N/A CIK Number 0001593347 Filed Document 0001593347-13-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
VMG Solid Gold Holdings, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $46,021,227 Associated Brokers / Dealers N/A CIK Number 0001593420 Filed Document 0001593421-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EZ Pocket Eyewear, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,000,500 Associated Brokers / Dealers N/A CIK Number 0001593145 Filed Document 0001593145-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
JRK Platform 3 REIT LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001593125 Filed Document 0001593125-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FIRST GROWTH HOLDINGS LTD. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $19,180 Associated Brokers / Dealers N/A CIK Number 0001593146 Filed Document 0001085037-13-000188 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Zebedee Growth Fund Ltd See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484264 Filed Document 0000919574-13-006877 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QUATERRA RESOURCES INC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $95,000 Associated Brokers / Dealers N/A CIK Number 0001339688 Filed Document 0001339688-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Platypi, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001593311 Filed Document 0001593311-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
NM Group Global LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001546953 Filed Document 0001546953-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
ShopTap, Inc. See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001520726 Filed Document 0001520726-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Focused Opportunity Fund, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,275,000 Associated Brokers / Dealers none CIK Number 0001593300 Filed Document 0001593302-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Carlton James Skywatch Inn Ltd See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers Rycal Investment Group Limited CIK Number 0001593296 Filed Document 0001209191-13-055302 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Debt
Pinta Biotherapeutics, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $17,998,555 Associated Brokers / Dealers N/A CIK Number 0001593629 Filed Document 0001019687-13-004770 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AL-Lob-Fund, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $153,500 Associated Brokers / Dealers N/A CIK Number 0001593323 Filed Document 0001593323-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Inspire Capital Corp See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001591832 Filed Document 0001591832-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
ConnXus, Inc. See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001585824 Filed Document 0001585824-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Juneau Biosciences, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0001400105 Filed Document 0001400105-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
rePlanet Holdings, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $66,523,794 Associated Brokers / Dealers N/A CIK Number 0001591527 Filed Document 0001140361-13-044862 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
KOA Organic Beverages, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558780 Filed Document 0001558780-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SLO Tech Campus, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001592289 Filed Document 0001140361-13-044836 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PMB LOS ALAMITOS INVESTORS LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $6,600,700 Associated Brokers / Dealers N/A CIK Number 0001576583 Filed Document 0001576583-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LEG II, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592439 Filed Document 0001592439-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Managed Futures Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001479045 Filed Document 0000898432-13-001625 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Centrexion Corp See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001592052 Filed Document 0001592052-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
AIS Futures Fund L.P. (3X-6X) See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC, Avisen Securities, Inc., Wedbush Securities Inc., Capital Management Partners, Inc., Equus Financial Consulting LLC, Equinox Group Distributors, LLC, and Grant Williams L.P. CIK Number 0001038627 Filed Document 0001038627-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Disruptor Beam, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001579283 Filed Document 0001579283-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Clear Sky Electric Transportation, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001593443 Filed Document 0001593443-13-000001 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GEAHI Old Town Kern LP See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $7,782,973 Associated Brokers / Dealers N/A CIK Number 0001602641 Filed Document 0001602641-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other