Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
EMROSE PARTNERS LP See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001453586 Filed Document 0000935836-14-000038 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kenwood Holdings, Ltd. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459857 Filed Document 0001459857-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
McIntyre Investment Opportunity Fund I, LP See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596943 Filed Document 0001596943-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Birch Grove Credit Strategies Fund LP See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590733 Filed Document 0000902664-14-001050 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lexington Hills-Minneapolis LLC See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001597546 Filed Document 0001597546-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Wave Hill Cayman Fund Ltd See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552432 Filed Document 0001552432-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Wave Hill USA Fund, L.P. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510243 Filed Document 0001510243-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Serengeti Multi-Series LLC - Series USF II See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594191 Filed Document 0000902664-14-000300 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Doddington Global Fund LLC See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001348822 Filed Document 0001012975-14-000023 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AKO FUND LTD See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001346796 Filed Document 0000919574-14-000317 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CANYON VALUE REALIZATION FUND LP See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452726 Filed Document 0001452726-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
XPV Water Fund II Limited Partnership See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001594910 Filed Document 0001471052-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EXOGAL, LLC See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001596387 Filed Document 0001596387-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Country Bank Shares, Inc. See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001594956 Filed Document 0001594956-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
CORMATRIX CARDIOVASCULAR INC See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001434206 Filed Document 0001434206-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Band of Magicians PTY LTD See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001596177 Filed Document 0001596177-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
AkesoGenX Corp. See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $32,814,985 Associated Brokers / Dealers N/A CIK Number 0001578909 Filed Document 0001578909-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
5i Sciences, Inc. See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001591087 Filed Document 0000819176-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Scoot Investor Holdings I, LLC See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $205,000 Associated Brokers / Dealers N/A CIK Number 0001597282 Filed Document 0001597282-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Loadspring Solutions, Inc. See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001597170 Filed Document 0001597170-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
HEDGE STRATEGY FUND NON-QP LLC See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370040 Filed Document 0001370040-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Schroder Frontier Markets Equity Portfolio, L.P. See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001596170 Filed Document 0000819176-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEDGE STRATEGY FUND LLC See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001053423 Filed Document 0001053423-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Square Mile Partners IV REIT Inc. See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers REIT Funding, LLC CIK Number 0001596831 Filed Document 0001596831-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHARD Stewart Fund Ltd See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566995 Filed Document 0000919574-14-000296 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV Real Estate Fund I Series 1 See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers William Clark, Jaclyn Strife, and Garrett Paul CIK Number 0001597059 Filed Document 0001596981-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
INTERSTATE WAREHOUSE LLC See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $2,650,000 Associated Brokers / Dealers N/A CIK Number 0001597785 Filed Document 0001597785-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Spectrum Opportunities Fund LP See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597185 Filed Document 0001597185-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA LARGE CAP PARTNERSHIP LLC See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442547 Filed Document 0001442547-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
JLLJ Development, LLC See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $1,150,090 Associated Brokers / Dealers John A. Marxer CIK Number 0001585797 Filed Document 0001585797-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Security To Be Acquired
Mountain West Debt Fund, LP See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538536 Filed Document 0001538536-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
CMWA Mid Cap Partnership LLC See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411361 Filed Document 0001411361-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
HIO 12th Avenue Investors LLC See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $5,693,663 Associated Brokers / Dealers N/A CIK Number 0001597337 Filed Document 0001597337-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Hutensky Capital REIT III See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001596228 Filed Document 0001596228-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Cetera Advisors LLC /CO See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001164252 Filed Document 0001140361-14-002327 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Criterion Capital Partners BP Ltd. See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511514 Filed Document 0000935836-14-000034 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pillars4Life, Inc. See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001549214 Filed Document 0001250853-14-000022 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Pine River Financial Services Fund L.P. See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539772 Filed Document 0001539881-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Med Fusion, LLC See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $65,745,000 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001470794 Filed Document 0001470794-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Deloitte Financial Advisory Services LLP See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590831 Filed Document 0000950172-14-000021 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
DELOITTE CONSULTING LLP See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276294 Filed Document 0000950172-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
ABACI CP I, L.P. See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560189 Filed Document 0001560189-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
Seven Bridges Private Opportunity Fund LP See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597161 Filed Document 0001597161-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scoot Investor Holdings I, LLC See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised $205,000 Associated Brokers / Dealers N/A CIK Number 0001597282 Filed Document 0001597282-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SMAHF Fund II L.L.C. See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597187 Filed Document 0001597187-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ohr Pharmaceutical Inc See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $569,581 Associated Brokers / Dealers N/A CIK Number 0001173281 Filed Document 0001387131-14-000154 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Option To Acquire
Medina Singh Investment Partners, L.P. See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504373 Filed Document 0001209191-14-003649 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnetar Constellation Fund IV LLC See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001567111 Filed Document 0001567111-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lexington Capital Partners VIII, L.P. See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $8,000,000,000 Associated Brokers / Dealers Compass Group Global Advisors S.A., Irad Capital Ltd., and Shinhan Investment Corporation CIK Number 0001595007 Filed Document 0001595007-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund