|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598341
- Filed Document
- 0001181431-14-003979
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001065716
- Filed Document
- 0001315863-14-000044
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $10,637,905
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001351905
- Filed Document
- 0001351905-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001548250
- Filed Document
- 0001548250-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $32,035,241
- Associated Brokers / Dealers
- Desjardins Securities Inc. and Canaccord Genuity Corp.
- CIK Number
- 0001598107
- Filed Document
- 0001140361-14-003121
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Keegan and Company, Inc. ("MK&C") and RAYMOND JAMES & ASSOCIATES, INC. ("RJ&A")
- CIK Number
- 0001170073
- Filed Document
- 0000871613-14-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001473383
- Filed Document
- 0000902664-14-000333
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001437860
- Filed Document
- 0000902664-14-000338
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Keegan and Company, Inc. ("MK&C") and RAYMOND JAMES & ASSOCIATES, INC. ("RJ&A")
- CIK Number
- 0001002493
- Filed Document
- 0000871613-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TCG Securities, L.L.C.
- CIK Number
- 0001479341
- Filed Document
- 0000919574-14-000390
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001436925
- Filed Document
- 0000902664-14-000340
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FUSION PARTNERS and LYXOR ASSET MANAGEMENT INC.
- CIK Number
- 0001457342
- Filed Document
- 0000919574-14-000388
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001541320
- Filed Document
- 0000919574-14-000383
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $1,703,749
- Associated Brokers / Dealers
- Arete Wealth Management LLC
- CIK Number
- 0001598103
- Filed Document
- 0001140361-14-003568
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001372962
- Filed Document
- 0001372962-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001362918
- Filed Document
- 0001540389-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001526732
- Filed Document
- 0001526732-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001372962
- Filed Document
- 0001372962-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001511165
- Filed Document
- 0001095449-14-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield
- CIK Number
- 0001597748
- Filed Document
- 0001597748-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $3,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001550736
- Filed Document
- 0001550736-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Other
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001459466
- Filed Document
- 0000902664-14-000337
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001563780
- Filed Document
- 0001315863-14-000043
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001310972
- Filed Document
- 0000902664-14-000325
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565055
- Filed Document
- 0000819176-14-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield
- CIK Number
- 0001597996
- Filed Document
- 0001597996-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598033
- Filed Document
- 0001274007-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001582054
- Filed Document
- 0001144204-14-003879
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $1,376,105
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000931788
- Filed Document
- 0000931788-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TCG Securities, L.L.C. and Barclays Capital Inc
- CIK Number
- 0001457600
- Filed Document
- 0000919574-14-000394
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598034
- Filed Document
- 0001598034-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001351905
- Filed Document
- 0001351905-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001490962
- Filed Document
- 0001490962-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001412687
- Filed Document
- 0000919574-14-000387
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001412428
- Filed Document
- 0001412428-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $6,105,623
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001254993
- Filed Document
- 0001254993-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Keegan and Company, Inc. ("MK&C") and RAYMOND JAMES & ASSOCIATES, INC. ("RJ&A")
- CIK Number
- 0001322305
- Filed Document
- 0000871613-14-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001473384
- Filed Document
- 0000902664-14-000332
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Keegan and Company, Inc. ("MK&C") and RAYMOND JAMES & ASSOCIATES, INC. ("RJ&A")
- CIK Number
- 0000871613
- Filed Document
- 0000871613-14-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597981
- Filed Document
- 0001019056-14-000085
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598165
- Filed Document
- 0001077048-14-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571273
- Filed Document
- 0001144204-14-004036
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595267
- Filed Document
- 0001595267-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001539564
- Filed Document
- 0001539564-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- Taglich Brothers, Inc.
- CIK Number
- 0001283259
- Filed Document
- 0001283259-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $1,225,000
- Associated Brokers / Dealers
- THE SECURITIES GROUP, LLC
- CIK Number
- 0001598120
- Filed Document
- 0001598120-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Hospitals and Physicians
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001254348
- Filed Document
- 0001572426-14-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564887
- Filed Document
- 0001564887-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SWITZERLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001028106
- Filed Document
- 0000902664-14-000329
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $131,633,425
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000316300
- Filed Document
- 0001209191-14-004861
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|