Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Waterstone Market Neutral Fund, L.P. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001259323 Filed Document 0000919574-14-000686 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHWOODS OFFSHORE FUND, LTD. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542203 Filed Document 0000919574-14-000821 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
J.P. Morgan Access Multi-Strategy Fund II See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001524115 Filed Document 0000943663-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UNDERUTILIZED SPACE SOLUTIONS, INC. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001595022 Filed Document 0001595022-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
HUSKY VENTURES, INC. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
LEE Fund LP See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559183 Filed Document 0000919574-14-000706 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REDLEN TECHNOLOGIES INC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $2,698,813 Associated Brokers / Dealers N/A CIK Number 0001452133 Filed Document 0001140361-14-007818 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $1,431,948 Associated Brokers / Dealers Richard Devita CIK Number 0001135856 Filed Document 0001135856-14-000067 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TEXAS HEALTH SPINE CENTER ARLINGTON, LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001600063 Filed Document 0001600063-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
CUBES Inc. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $10 Associated Brokers / Dealers N/A CIK Number 0001584512 Filed Document 0001441557-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
2100 Decatur St., LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $591,710 Associated Brokers / Dealers N/A CIK Number 0001580744 Filed Document 0001580744-14-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Nuron Biotech, Inc. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $35,718,166 Associated Brokers / Dealers N/A CIK Number 0001565636 Filed Document 0001565636-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Waypoint Health Innovations, LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $670,000 Associated Brokers / Dealers N/A CIK Number 0001478818 Filed Document 0001478818-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Boston Co Global Healthcare Alpha Opportunities Fund LP See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MBSC Securities Corporation CIK Number 0001568992 Filed Document 0000902664-14-000768 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MLEF B Holdings B, L.P. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596285 Filed Document 0001596285-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FORCE CAPITAL II LLC See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460002 Filed Document 0001460002-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Enlightenment Capital Solutions Fund SPV I, L.P. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600006 Filed Document 0001600006-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Diamond Technology Enterprises Inc. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590743 Filed Document 0001590743-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
WorkFlex Solutions, LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001599874 Filed Document 0001599874-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
COMPASS INVESTORS LP (A NY LP) See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001459031 Filed Document 0001181431-14-006377 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Other
CODESMART HOLDINGS, INC. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001543098 Filed Document 0001543098-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Stinger WorkFlex, LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001600013 Filed Document 0001600013-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Cardinal Spine, LLC See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001574608 Filed Document 0001574608-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Carrhae Capital Long Master Fund Ltd See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599934 Filed Document 0000902664-14-000807 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Charged Concepts, Inc. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $800 Associated Brokers / Dealers N/A CIK Number 0001599311 Filed Document 0001599311-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Vivacelle Bio, Inc. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001600053 Filed Document 0001600053-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Debt
MLW Squared, Inc. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001595719 Filed Document 0001595719-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Tiger Pacific Offshore Fund Ltd. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569465 Filed Document 0001569465-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kive Co See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001542862 Filed Document 0001542862-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
IBS Opportunity Fund, Ltd. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542502 Filed Document 0001542502-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arris Petroleum Corp See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised $121,827,411 Associated Brokers / Dealers N/A CIK Number 0001591341 Filed Document 0001591341-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NAKED BRAND GROUP INC. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $347,201 Associated Brokers / Dealers N/A CIK Number 0001383097 Filed Document 0001085037-14-000021 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Fairway America Fund VI, LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001578879 Filed Document 0001578879-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised $5,420,355 Associated Brokers / Dealers Scott Holton, William Holton, Richard DeVita, and Michael Godwin CIK Number 0001135856 Filed Document 0001135856-14-000068 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CookBrite Inc. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001589445 Filed Document 0001589445-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
PLUSCIOS FUND LLC See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wayne Hummer Investments L.L.C. and North South Capital, LLC CIK Number 0001373702 Filed Document 0001373702-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lux Bio Group, Inc. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $675,000 Associated Brokers / Dealers N/A CIK Number 0001536312 Filed Document 0001536312-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Option To Acquire
FORCE CAPITAL II LTD See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460004 Filed Document 0001460004-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Capso Vision Inc See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $16,100,000 Associated Brokers / Dealers N/A CIK Number 0001378325 Filed Document 0001378325-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mode Analytics, Inc. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001588695 Filed Document 0001588695-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
HPEV, INC. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Drexel Hamilton CIK Number 0001399352 Filed Document 0001477932-14-000648 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
MedGap Solutions LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001599964 Filed Document 0001599964-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
HAMBLETONIAN PARTNERS LP See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000909403 Filed Document 0000919574-14-000692 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MCB-Eagle Rock NYSC Holdings LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $3,361,785 Associated Brokers / Dealers N/A CIK Number 0001599145 Filed Document 0001599145-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BITCOIN SHOP INC. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $1,875,000 Associated Brokers / Dealers N/A CIK Number 0001436229 Filed Document 0001415889-14-000533 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Glacier Bear Fund L.P. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001480099 Filed Document 0001480099-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAM US Institutional Trading II L.P. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496537 Filed Document 0001496537-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DYNAVEST CAPITAL PARTNERS, L.P. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587253 Filed Document 0001587253-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $Not Applicable Type of Security Equity
Carrhae Capital Long Fund LP See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599948 Filed Document 0000902664-14-000806 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Avalon Health Management LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $1,167,248 Associated Brokers / Dealers N/A CIK Number 0001599567 Filed Document 0001140361-14-008942 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity