Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ZoomCar, Inc. See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $1,082,744 Associated Brokers / Dealers N/A CIK Number 0001588864 Filed Document 0001588864-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Equity
166 Productions LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers None CIK Number 0001593918 Filed Document 0001593918-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Title Center of Greater Kentucky LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $14,000 Associated Brokers / Dealers N/A CIK Number 0001331084 Filed Document 0001331084-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RREEF Debt Investments Offshore I REIT See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001561642 Filed Document 0000950172-13-000124 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ATS INVESTMENT SPV LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001591850 Filed Document 0001591850-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Invesco U.S. Income Fund, L.P. See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575920 Filed Document 0001575920-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Innovative Med Concepts, LLC See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547539 Filed Document 0001547539-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
WHOLESOME VALLEY FOODS See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $1,020,001 Associated Brokers / Dealers FUNDME SECURITIES LLC CIK Number 0001591027 Filed Document 0001591027-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Global Absolute Return Bond Fund, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592977 Filed Document 0001592977-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLG European Long-Short Offshore Fund Ltd. See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc., Barclays Capital Inc., CAIS Capital LLC, J.P. Morgan Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001520116 Filed Document 0000902664-13-003937 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Xagenic Inc. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $21,286,648 Associated Brokers / Dealers N/A CIK Number 0001594154 Filed Document 0001594154-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Co-Investors VIII (A), L.P. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593853 Filed Document 0000950142-13-002404 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SOUTH GEORGIA PARTNERS, LP See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494929 Filed Document 0001494929-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
My Personal Network, Inc. See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001575473 Filed Document 0001575473-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
International Infrastructure Finance Co Feeder, L.P. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593901 Filed Document 0001593901-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SecurityScorecard, Inc. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $900,531 Associated Brokers / Dealers N/A CIK Number 0001594266 Filed Document 0001594266-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JAMF Holdings, Inc. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $29,999,920 Associated Brokers / Dealers Pacific Crest Securities LLC CIK Number 0001593760 Filed Document 0001593760-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
MW Eureka (US) Fund See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504533 Filed Document 0000902664-13-003931 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABS Materials, Inc. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $3,874,022 Associated Brokers / Dealers N/A CIK Number 0001491027 Filed Document 0001491027-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $6,033,010 Associated Brokers / Dealers Jeffrey Micklege CIK Number 0001135856 Filed Document 0001135856-13-000239 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Renola Income, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001429504 Filed Document 0001429504-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Griffin-American Healthcare REIT II Holdings, LP See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $3,088,995 Associated Brokers / Dealers N/A CIK Number 0001566462 Filed Document 0001566462-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Capital Partners III, L.P. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001593999 Filed Document 0001593999-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $50,784,570 Associated Brokers / Dealers Andrew Arigo and Trevor Nelson CIK Number 0001135856 Filed Document 0001135856-13-000241 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RREEF Debt Investments Offshore II, LP See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001564410 Filed Document 0000950172-13-000125 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Sagil Latin American Opportunities Fund LP See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479173 Filed Document 0000902664-13-003929 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Union Atlantic Enterprises, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers Clifford Mark Ginn CIK Number 0001593841 Filed Document 0001593841-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MAINE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Simple Admit, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001572321 Filed Document 0001572321-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PIDC Regional Center LP XXXI See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $65,760,000 Associated Brokers / Dealers CANAM INVESTOR SERVICES LLC CIK Number 0001593733 Filed Document 0001593733-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FineMark Holdings, Inc. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001586628 Filed Document 0001586628-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MEL FISHER EXPEDITIONS 2014, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers SOUTHERNMOST EXPEDITIONS, LLC CIK Number 0001593807 Filed Document 0001593807-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
FONEMINE INC See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $4,630,412 Associated Brokers / Dealers N/A CIK Number 0001384074 Filed Document 0001384074-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arc Partners, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $10,100,000 Associated Brokers / Dealers N/A CIK Number 0001591949 Filed Document 0000897069-13-000415 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Alfalfa's Market, Inc. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001503837 Filed Document 0001503837-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AtheroMed Inc See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001384897 Filed Document 0001384897-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Apollo Co-Investors VIII (E), L.P. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $40,250,000 Associated Brokers / Dealers N/A CIK Number 0001593820 Filed Document 0000950142-13-002403 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Quisk, Inc. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001408373 Filed Document 0001408373-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Sovereign Funding, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers none CIK Number 0001593922 Filed Document 0001593922-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH DAKOTA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
HCM Venture Fund VII, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591686 Filed Document 0001591686-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pixie Technology Inc. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $4,999,999 Associated Brokers / Dealers N/A CIK Number 0001593817 Filed Document 0001593817-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stilwell Activist Fund, L.P. See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GS Capital Management, LLC CIK Number 0001564452 Filed Document 0001564452-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Volition Capital Fund II, L.P. See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $170,000,000 Associated Brokers / Dealers N/A CIK Number 0001580915 Filed Document 0001580915-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PANTHEON GLOBAL INFRASTRUCTURE FUND II, L.P. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578079 Filed Document 0001578079-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
LakeWater Total Return Opportunity Fund, L.P. See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490162 Filed Document 0001490162-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $15,396,832 Associated Brokers / Dealers Andrew Arigo and Trevor Nelson CIK Number 0001135856 Filed Document 0001135856-13-000242 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LGIMA Canada LDI Fund, LLC See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $384,466,857 Associated Brokers / Dealers N/A CIK Number 0001537453 Filed Document 0001537253-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
GroupZoom Inc. See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001593696 Filed Document 0001593696-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Other Travel Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Tonare Energy, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001593614 Filed Document 0001593614-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
GAM Global Rates Hedge Fund (US Domicile) See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484560 Filed Document 0001484560-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OneEnergy, Inc. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $197,575 Associated Brokers / Dealers N/A CIK Number 0001539014 Filed Document 0001539014-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity