|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001293909
- Filed Document
- 0001293909-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- n/a and Julien Dargent
- CIK Number
- 0001578129
- Filed Document
- 0001181431-13-062675
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $2,080,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594193
- Filed Document
- 0000945621-13-000378
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594471
- Filed Document
- 0001594471-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001517514
- Filed Document
- 0001012975-13-000548
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567010
- Filed Document
- 0001567010-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001379208
- Filed Document
- 0000919574-13-006914
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $2,400,000
- Associated Brokers / Dealers
- Steven Russell, William Barry, and Kelly Milligan
- CIK Number
- 0001135856
- Filed Document
- 0001135856-13-000249
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Catherine Zhang, Sam Ma, Yang Dan, Xi Jing, Kong Qiu, Louis Gao, Zhou Haihong, Leslie Liu, Li Jiangmei, Dai Hefang, Hong Jingxin, Luo Jinfeng, and Echo DX Liang
- CIK Number
- 0001593625
- Filed Document
- 0001593625-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $151,040
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001178428
- Filed Document
- 0001183740-13-000460
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594024
- Filed Document
- 0001594024-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580997
- Filed Document
- 0000919574-13-006907
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Barclays Capital Inc., UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, Morgan Stanley & Co. Incorporated, and Neuberger Berman LLC
- CIK Number
- 0001322692
- Filed Document
- 0000902664-13-003945
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588181
- Filed Document
- 0001588181-13-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $940,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001558311
- Filed Document
- 0000897069-13-000420
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594122
- Filed Document
- 0001594122-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- John Ramsey, Donald Friedman, David Gagnon, Michael Corrigan, Daniel Wagner, William Granville, William Borchert, James Cheney, Todd Mezrah, William Solfisburg, Stephen Kaufman, Richard Melnick, Carlos Huerta, Jeffrey Davis, James Wagner, Gus Comiskey, Daryl Brockman, Raymond Layman, Kevin Conley, Glenn Blackwood, Jason Prather, Robert Leeper, Stephen Whipple, David Larson, Thomas Lynch, Bobby Whitfield Jr, Wayne Cravens, Jose Garza, Jeremy Knobel, Michael Layne, James R. Cole, Judson Gray Teekell, David Byers, Joseph Crea, David Emery, Wesley Caudell, Stephen Coale, Steven Goldberg, Bennett Meyer, John Ellis, Richard Boothby, Richard Brock, David Soczek, Robert J. Kozloski II, Mero Capo, Michael Nolan, Jay Petty, Robert M Rushing, Matthew Henebry, John Sproule, Mark Duder, John Pesh, Albert Schiff, Louis Moore, Andy Roller, Todd Andritsch, Steven Cochlan, Alan Meltzer, Matthew E Schiff, Michael Bremer, Lynn Butkus, Ronald Paulseen, Aeramy Paulseen, Karl Marzocchi, Everett Noack, William Chatfield, Brian Sheldon, Bryant Kirk, J. Dave Hunter, Gerald Middel, Cameron McElhany, Arnold Winick, Joseph Kelly, Charles Provow, Richard Deutsch, Donald Curristan, John Moreno, Lon P. Haines, Andrew Roquet, Ronald Krizek, Scott Krizek, Bruce Bauer, Michael Downey, Richard J Brock, George Diamantis, Mark Wilson, Louis C. Ciliberti, Richard Brock, James Cheney, Mark W. Boomgaarden, Douglas P. Dreyer, Scott Richardson, PAUL E. EVANS, and DAVID A. SOCZEK
- CIK Number
- 0001452178
- Filed Document
- 0001181431-13-062602
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $1,798,800
- Associated Brokers / Dealers
- Brett Ellen
- CIK Number
- 0001135856
- Filed Document
- 0001135856-13-000251
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- James A. Cheney
- CIK Number
- 0001458491
- Filed Document
- 0001181431-13-062537
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- n/a and Julien Dargent
- CIK Number
- 0001591998
- Filed Document
- 0001181431-13-062676
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- n/a and Julien Dargent
- CIK Number
- 0001578109
- Filed Document
- 0001181431-13-062671
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $80,850,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001563505
- Filed Document
- 0001563505-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Telecommunications
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592416
- Filed Document
- 0001592416-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $990,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594201
- Filed Document
- 0001594201-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
John Hancock Life Insurance Co (U.S.A.) Separate Account PPM1-T
See All Filings
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brent Kinetz, Campbell Gerrish, Michael L. Silverberg, Milton H. Cohn, Michael Padon, Vernon Holleman III, Richard J. Chaffee, Kevin Bachler, Clune J. Walsh, Jr., Guy Richard Thomas, Michael Liebeskind, Eric Naison-Phillips, Gary Sitzmann, Edward C. Houghton, IV, and David Wexler
- CIK Number
- 0001458488
- Filed Document
- 0001181431-13-062599
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594072
- Filed Document
- 0000892251-13-000153
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001545403
- Filed Document
- 0001545403-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $1,709,041
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594183
- Filed Document
- 0001181431-13-062614
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- Aegis Capital Corp.
- CIK Number
- 0001568996
- Filed Document
- 0001568996-13-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Environmental Services
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Dan Toney, David Byers, Gary Sitzmann, Guy Richard Thomas, James A. Cheney, James M. Pollock, John D. Becker, Patrick Trammell, and William Wood
- CIK Number
- 0001143982
- Filed Document
- 0001181431-13-062570
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $10,554,466
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590169
- Filed Document
- 0001590169-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $65,330,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594082
- Filed Document
- 0000945621-13-000377
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594156
- Filed Document
- 0001594156-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-11 00:00:00 UTC |
- Amount To Be Raised
- $605,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593675
- Filed Document
- 0001593675-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593878
- Filed Document
- 0001593877-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-11 00:00:00 UTC |
- Amount To Be Raised
- $1,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593923
- Filed Document
- 0001593923-13-000001
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2013-12-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NORTH DAKOTA
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D/A |
2013-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001477035
- Filed Document
- 0001565908-13-000098
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NORTH CREEK BUTLER
- CIK Number
- 0001556305
- Filed Document
- 0000919574-13-006903
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580592
- Filed Document
- 0001315863-13-000598
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001441535
- Filed Document
- 0000919574-13-006895
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Boomerang Capital LLC
- CIK Number
- 0001473501
- Filed Document
- 0001473501-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593755
- Filed Document
- 0001593755-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-11 00:00:00 UTC |
- Amount To Be Raised
- $400,000,000
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC
- CIK Number
- 0001592787
- Filed Document
- 0001592787-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2013-12-11 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594278
- Filed Document
- 0001594278-13-000001
- Exclusions or Exemptions
- 505 and 506c
- Accepted Date
- 2013-12-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-11 00:00:00 UTC |
- Amount To Be Raised
- $5,709,784
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594006
- Filed Document
- 0001594006-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593818
- Filed Document
- 0001593818-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001525853
- Filed Document
- 0001525853-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594036
- Filed Document
- 0001594036-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-11 00:00:00 UTC |
- Amount To Be Raised
- $68,537,239
- Associated Brokers / Dealers
- Michael Shannon
- CIK Number
- 0001135856
- Filed Document
- 0001135856-13-000245
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-11 00:00:00 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001488711
- Filed Document
- 0001488711-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|