Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CHIMNEY ROCK VALUE FUND OFFSHORE LTD. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595189 Filed Document 0001013594-13-000588 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CHIMNEY ROCK VALUE FUND LP See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595233 Filed Document 0001013594-13-000590 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
West Face Alternative Credit Cayman L.P. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595482 Filed Document 0001595482-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Encore Energy, Inc. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $1,541,250 Associated Brokers / Dealers N/A CIK Number 0001532342 Filed Document 0001532342-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Mineral Property
Daylight Digital, Inc. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001593894 Filed Document 0001587668-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Adapteva, Inc. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001473283 Filed Document 0001473283-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Omada MGP, Ltd See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595636 Filed Document 0000950142-14-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hartford Life Insurance Co Separate Account ICMG III-B See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lynch and Associates, Executive Services Securities, LLC, Executive Services Securities, LLC, M Holdings Securities, Inc., and Newport Group Securities, Inc. CIK Number 0001459851 Filed Document 0001104659-14-003747 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOUND MARK HORIZONS FUND, LP See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588444 Filed Document 0001588444-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TerraX Minerals Inc. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $571,586 Associated Brokers / Dealers Wolverton Securities (USA), Ltd. CIK Number 0001595332 Filed Document 0001595332-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Tricida, Inc. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $13,164,243 Associated Brokers / Dealers N/A CIK Number 0001595585 Filed Document 0001595585-14-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Atlas Investment Partners LP See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595501 Filed Document 0001595501-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
FPWL5 SEQ LLC See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised $12,725,501 Associated Brokers / Dealers N/A CIK Number 0001580163 Filed Document 0001580163-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Inspired Homes, LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001595843 Filed Document 0001595843-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Progenitor Life Sciences LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001595632 Filed Document 0001595632-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
PSCM Proprietary Investment Portfolio Fund, LP See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595473 Filed Document 0001019056-13-001398 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Southgate Center Associates, LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001595443 Filed Document 0001014100-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Kirk & Associates, LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $517,572 Associated Brokers / Dealers N/A CIK Number 0001589674 Filed Document 0001589674-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Pyramid Green Power Corp. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001595186 Filed Document 0001595186-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Structured Alpha 1000 Plus LLC See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs Execution & Clearing, L.P., Newedge USA LLC, and Barclays Capital, Inc. CIK Number 0001555565 Filed Document 0001528570-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Z CAPITAL SPECIAL SITUATIONS FUND II, L.P. See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Jefferies & Company, Inc., TRIAGO EUROPE S.A., TRIAGO AMERICAS, INC., TRIAGO MEA LTD., and DIAMOND DRAGON CAPITAL CIK Number 0001561035 Filed Document 0001561035-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Spartan Fund, LP See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481597 Filed Document 0001481597-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
WF ACF KY I L.P. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595504 Filed Document 0001595504-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRONTIER SMALL CAP GROWTH FUND, L.P. See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001232646 Filed Document 0001594791-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mandala Agribusiness Fund See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Access Alpha Worldwide CIK Number 0001591836 Filed Document 0001591836-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
Can USA Group, Inc., a California Corp See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $2,000,100 Associated Brokers / Dealers N/A CIK Number 0001594858 Filed Document 0001594858-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Realtyshares 2, LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001595494 Filed Document 0001595494-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
M87, Inc. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $5,344,054 Associated Brokers / Dealers N/A CIK Number 0001595282 Filed Document 0001595282-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Victory Social Capital, LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001587668 Filed Document 0001587668-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Pegasi Energy Resources Corporation. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001363254 Filed Document 0001185185-13-002740 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FRONTIER MID CAP GROWTH FUND LIMITED PARTNERSHIP See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001119766 Filed Document 0001594791-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beacon Title Agency LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $26,125 Associated Brokers / Dealers N/A CIK Number 0001411627 Filed Document 0001411627-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Ursa Major Natural Care LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $82,500 Associated Brokers / Dealers N/A CIK Number 0001478036 Filed Document 0001478036-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
DFW-IV COINVEST, LLC See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575199 Filed Document 0001594791-13-000015 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCM PRIVATE EQUITY FUND IV LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers DUPONT CAPITAL MANAGEMENT MARKETING CORP. CIK Number 0001595328 Filed Document 0001595328-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aqueos Corp See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001595281 Filed Document 0001595281-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business LOUISIANA Revenue or Assets $Not Applicable Type of Security Debt
FR Dixie Management LP See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595522 Filed Document 0001595522-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT ICMG SERIES VII See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stern Capital LLC CIK Number 0001330652 Filed Document 0001104659-14-003746 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zachary Prell Inc. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001595925 Filed Document 0001595925-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IOGENETICS LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001113606 Filed Document 0000892712-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Magna Carta II, LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $740,037 Associated Brokers / Dealers N/A CIK Number 0001595656 Filed Document 0000950142-14-000012 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Roaring Creek Investors, LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $983,000 Associated Brokers / Dealers N/A CIK Number 0001595192 Filed Document 0001595192-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Nurix, Inc. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $25,150,000 Associated Brokers / Dealers N/A CIK Number 0001549595 Filed Document 0001549595-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Innovari, Inc. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $7,999,998 Associated Brokers / Dealers N/A CIK Number 0001520653 Filed Document 0001520653-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Summit Partners Credit Offshore Fund II, L.P. See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised $761,500,000 Associated Brokers / Dealers N/A CIK Number 0001583982 Filed Document 0001593657-14-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Structured Alpha U.S. Equity 250 LLC See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allianz Global Investors Distributors LLC CIK Number 0001372728 Filed Document 0001372728-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
BLI 8, LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001595606 Filed Document 0001595606-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Boundless Spatial, Inc. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $2,999,999 Associated Brokers / Dealers N/A CIK Number 0001596842 Filed Document 0001596842-14-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VICUNA CAPITAL I L P See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001071851 Filed Document 0000919574-13-007047 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parallax Offshore Investors Fund Ltd. See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428445 Filed Document 0000935836-13-000587 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund