Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
H.D. Investments, Inc. See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $3,950,000 Associated Brokers / Dealers None CIK Number 0001539335 Filed Document 0001539335-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Allotrope Partners, LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001595865 Filed Document 0001595865-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Insight to Impact, Inc. See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $500,500 Associated Brokers / Dealers N/A CIK Number 0001595945 Filed Document 0001595945-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Main Street Cupertino Multi-Family REIT, LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595786 Filed Document 0001595786-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
New Generation Turnaround Fund (Delaware) LP See All Filings	D/A	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565329 Filed Document 0000945621-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Equity
Bengal Capital LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers Jeromy Salveson CIK Number 0001595902 Filed Document 0001595902-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Farallon European Private Credit Master, L.P. See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595783 Filed Document 0001595783-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wealthcare Holdings LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001595549 Filed Document 0001595549-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Equity
People Pattern Corp See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $4,759,489 Associated Brokers / Dealers N/A CIK Number 0001595821 Filed Document 0001595821-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ward Land Holdings, LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $1,023,720 Associated Brokers / Dealers N/A CIK Number 0001595610 Filed Document 0001595610-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
JamHub Corp See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $2,208,458 Associated Brokers / Dealers N/A CIK Number 0001445239 Filed Document 0001445239-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Silva Capital Liquid Opportunities Fund LP See All Filings	D/A	2014-01-06 00:00:00 UTC
Amount To Be Raised $11,700,000 Associated Brokers / Dealers N/A CIK Number 0001554235 Filed Document 0001554235-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Talon OP, L.P. See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001595840 Filed Document 0001426011-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Azabache Energy Inc. See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $2,633,289 Associated Brokers / Dealers Toll Cross Securities USA Inc. CIK Number 0001439682 Filed Document 0001439682-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
BestHomePro, LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001595882 Filed Document 0001595882-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Debt
CMNK LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001594047 Filed Document 0001594047-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Actis Energy 3 Co-Investment LP See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001593057 Filed Document 0001593057-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1050 Page Mill Road REIT, LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595776 Filed Document 0001595776-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
North West Upgrading Inc. See All Filings	D	2014-01-05 00:00:00 UTC
Amount To Be Raised $615,768 Associated Brokers / Dealers N/A CIK Number 0001370929 Filed Document 0001140361-15-000754 Exclusions or Exemptions 506b Accepted Date 2014-01-05 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Gainsight, Inc. See All Filings	D/A	2014-01-05 00:00:00 UTC
Amount To Be Raised $20,500,006 Associated Brokers / Dealers N/A CIK Number 0001591441 Filed Document 0001591441-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fort Washington Private Equity Investors VIII, L.P. See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised $204,775,000 Associated Brokers / Dealers N/A CIK Number 0001586543 Filed Document 0001586544-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
FPWL 5 Pit Stop & Thunder, LLC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $2,730,001 Associated Brokers / Dealers N/A CIK Number 0001595791 Filed Document 0001595791-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Second Curve Opportunity Fund International, Ltd. See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001308614 Filed Document 0000919574-14-000018 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLUS ENTERPRISES LLC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001595766 Filed Document 0001595766-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
JZ REIT Greenpoint Corp. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595873 Filed Document 0001595874-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Second Curve Vision Fund International, Ltd. See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415705 Filed Document 0000919574-14-000020 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PEDEVCO CORP See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001141197 Filed Document 0001141197-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Greenpower Motor Co Inc See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $80,015 Associated Brokers / Dealers N/A CIK Number 0001595675 Filed Document 0001183740-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Wells Fargo Emerging Markets Large/Mid Cap Fund, a series of Wells Fargo Trust for Institutional Investments See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001565287 Filed Document 0001565287-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KSL Capital Partners Credit Opportunities Fund, L.P. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Probitas Fund Group LLC CIK Number 0001595516 Filed Document 0001595516-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VETERANS' OPPORTUNITY FUND, L.P. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001595745 Filed Document 0001595745-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
GOOD TECHNOLOGY Corp See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $9,999,998 Associated Brokers / Dealers N/A CIK Number 0001089196 Filed Document 0001089196-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gravity Ventures Indiana III, LLC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001596072 Filed Document 0001596072-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
BERENS GLOBAL VALUE FUND, LTD. See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated CIK Number 0001282899 Filed Document 0001566114-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APX Texas, LP See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001595736 Filed Document 0001595736-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cardinal Spine, LLC See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001574608 Filed Document 0001574608-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ubiquity University See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001559778 Filed Document 0001559778-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GI PARTNERS FUND IV L.P. See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers UBS SECURITIES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MERRILL LYNCH INTERNATIONAL & CO. C.V., and HSBC ALTERNATIVE INVESTMENTS LIMITED CIK Number 0001568041 Filed Document 0001568041-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Essex OSM REIT, LLC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595836 Filed Document 0001595836-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
US NUCLEAR CORP. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $45 Associated Brokers / Dealers N/A CIK Number 0001543623 Filed Document 0001262463-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
YAPPN CORP. See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised $92,500 Associated Brokers / Dealers N/A CIK Number 0001511735 Filed Document 0001213900-14-000025 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Blackstone Real Estate Partners Europe IV L.P. See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Real Estate Group LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001587376 Filed Document 0001587376-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCM-Liberty REIT LLC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595846 Filed Document 0001595846-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
COLUMBUS EXPLORATION CORP See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $75,450 Associated Brokers / Dealers N/A CIK Number 0001474607 Filed Document 0001474607-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Strategic Oil & Gas Income Fund I L.P. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001595023 Filed Document 0001354488-14-000030 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
auraMIST, Inc. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001509148 Filed Document 0001509148-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Euclid Systems Corp See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $2,970,000 Associated Brokers / Dealers N/A CIK Number 0001035864 Filed Document 0001035864-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
NREA-TRC 711 Subsidiary LLC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595844 Filed Document 0001595844-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KMD APPLICATIONS, LLC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001545107 Filed Document 0001140361-14-001049 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ludi, Inc. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001595748 Filed Document 0001595748-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity