Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Harmony Partners II, L.P. See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001596945 Filed Document 0001596945-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Samwin, LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001599885 Filed Document 0001599885-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Personalized Medicine Capital, LP See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601417 Filed Document 0001601417-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bay Pond Partners, L.P. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000936872 Filed Document 0000919574-14-002035 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard Core Fixed Income Portfolio, a series of Lazard Fixed Income Funds, LLC See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001542937 Filed Document 0001542937-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Landmark Equity Partners XV Offshore, L.P. See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001601618 Filed Document 0001601618-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
JPMorgan Global Emerging Markets Opportunities Fund, LLC See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments, Inc. CIK Number 0001570632 Filed Document 0001140361-14-010529 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lionstone Fund, LP See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001320813 Filed Document 0000945621-14-000085 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Immunome Inc. See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001472012 Filed Document 0001472012-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Volver Investment Partners, LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001600611 Filed Document 0001566114-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Goldman Sachs Lux Investment Funds See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001601575 Filed Document 0001140361-14-010598 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Philadelphia Financial Life Assurance Co Separate Account VA110 See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners CIK Number 0001580562 Filed Document 0001580562-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flipps Media, Inc. See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $2,420,197 Associated Brokers / Dealers N/A CIK Number 0001592253 Filed Document 0001592253-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hoopla Software, Inc. See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $8,000,028 Associated Brokers / Dealers N/A CIK Number 0001538521 Filed Document 0001538521-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CLEVELAND INTERNATIONAL FUND - AG CROCKER PARK, LTD. See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $37,500,000 Associated Brokers / Dealers N/A CIK Number 0001601566 Filed Document 0001601566-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Bakken Income Fund LLC See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Ausdal Financial Partners, Inc., Sandlapper Securities, LLC, Vestech Securities, Inc., Harbor Light Securities, Watermark Advisors, LLC, Ashton Garnett Securities, LLC, MidAmerica Financial, Saxony Securities, Sunbelt Securities, Wanger Omni Wealth, LLC, Resource Horizons Group, IBN Financial Services, Dempsey Lord Smith LLC, Detwiler Fenton, Landolt Securities, Oaktree Securities, Capital Financial Services, Inc., Cape Securities Inc., Williams Financial Group, and NTV Asset Management, LLC CIK Number 0001534460 Filed Document 0001534460-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCADA Access, Inc. See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001574160 Filed Document 0001574160-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Federal Street Asia/Emerging Markets Offshore Fund, Ltd. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co., Inc. CIK Number 0001382718 Filed Document 0001405086-14-000115 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Systematic Revenue, LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001555891 Filed Document 0001555891-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Bill The Butcher, Inc. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers Finance 500, Inc. and Halen Capital CIK Number 0001375554 Filed Document 0001185185-14-000460 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AlphaOne Satori Fund I L.P. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001306467 Filed Document 0001140361-14-010500 Exclusions or Exemptions 506c Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
CorTechs Labs, Inc. See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $1,263,600 Associated Brokers / Dealers James Brewer CIK Number 0001582829 Filed Document 0001582829-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Countess of Storyville Development Ltd Liability Co See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001588580 Filed Document 0001588580-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KKR Credit Relative Value (Overseas) Ltd See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570292 Filed Document 0000950142-14-000573 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Starlight Energy II LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers Aaron Capital, Inc. CIK Number 0001600109 Filed Document 0001600109-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Persimmon Technologies Corp See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised $8,467,000 Associated Brokers / Dealers N/A CIK Number 0001545111 Filed Document 0001545111-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PTA Networks, Inc. See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001600018 Filed Document 0001600018-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Old Red Canoe Distillery, LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001601569 Filed Document 0001601570-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets $No Revenues Type of Security Equity
ABSOLUTE RETURN CAPITAL PARTNERS L P See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001336403 Filed Document 0001599462-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PUSH HEALTH, INC. See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001601670 Filed Document 0001601670-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ACK Asset Partners (Cayman) Ltd. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Concept Capital Markets, LLC CIK Number 0001506095 Filed Document 0001345012-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ACQ Equity Income Fund, LP See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised $28,720,000 Associated Brokers / Dealers N/A CIK Number 0001510655 Filed Document 0000919574-14-002039 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Longbow Partners, L.P. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001109641 Filed Document 0000902664-14-001461 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIONSTONE GLOBAL SPECIAL SITUATIONS FUND, L.P. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Manor House Capital LLC CIK Number 0001410306 Filed Document 0000945621-14-000084 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LONESTAR PARTNERS L P See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000945682 Filed Document 0000935836-14-000146 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIRIOS OVERSEAS FUND LTD See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001090685 Filed Document 0001090685-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Federal Street Associates Offshore Fund, Ltd. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001382716 Filed Document 0001405086-14-000116 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MDF SPECIAL INVESTMENTS SPC LTD - MDF SI 2008 SEGREGATED PORTFOLIO See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456712 Filed Document 0001507943-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Archipelago Partners, L.P. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001143503 Filed Document 0000919574-14-002034 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Credit Relative Value Private Investors L.P. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570371 Filed Document 0000950142-14-000572 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DOME ROCK MINES LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001601532 Filed Document 0001065949-14-000067 Exclusions or Exemptions 506c Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
DAVIDSON KEMPNER PARTNERS See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000928549 Filed Document 0000902664-14-001466 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Altairis Offshore Levered See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Miller Investments, LLC CIK Number 0001412163 Filed Document 0000902664-14-001459 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sirios Focus Partners L P See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001314324 Filed Document 0001314324-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIC MINERALS LTD. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised $2,342,943 Associated Brokers / Dealers N/A CIK Number 0001271580 Filed Document 0001183740-14-000064 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Reorg Research, Inc. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised $1,254,544 Associated Brokers / Dealers N/A CIK Number 0001586901 Filed Document 0001140361-14-011057 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GUGGENHEIM PLUS II L.P. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Investor Services, LLC CIK Number 0001229354 Filed Document 0001229354-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Biloxi Baseball, LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001597571 Filed Document 0001597571-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GREAT SHOT LLC See All Filings	D	2014-03-02 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001601490 Filed Document 0001181431-14-011544 Exclusions or Exemptions 506c Accepted Date 2014-03-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Japantown Apartments, LP See All Filings	D	2014-03-01 00:00:00 UTC
Amount To Be Raised $14,895,000 Associated Brokers / Dealers N/A CIK Number 0001608673 Filed Document 0001608673-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other