Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Nvigen, Inc. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $1,485,000 Associated Brokers / Dealers N/A CIK Number 0001524709 Filed Document 0001524709-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Millennium International, Ltd. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001365071 Filed Document 0000902664-14-001886 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Burbio, Inc. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001601719 Filed Document 0001601719-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NanoMech, Inc. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $1,000,100 Associated Brokers / Dealers N/A CIK Number 0001495678 Filed Document 0001495678-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Launch Angels Management Company, LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001581765 Filed Document 0001581765-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
HARD ROCK PARTNERS 2014 LP See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001602980 Filed Document 0001602980-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WEST VIRGINIA Revenue or Assets $Not Applicable Type of Security Equity
General Assembly Space, Inc. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $24,999,986 Associated Brokers / Dealers N/A CIK Number 0001529956 Filed Document 0001529956-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Amici Associates L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Christopher E. Engel and Lee W. Gladden CIK Number 0001041046 Filed Document 0000902664-14-001867 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Silver Point Capital Offshore Fund, Ltd. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178340 Filed Document 0000902664-14-001881 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FARALLON CAPITAL OFFSHORE INVESTORS, INC. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001067794 Filed Document 0000902664-14-001855 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ardsley Ridgecrest Partners Fund, L.P. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Asset Management Consulting Services, Inc. CIK Number 0001598118 Filed Document 0000902664-14-001913 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CES Holding Company, Inc. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $12,168,941 Associated Brokers / Dealers N/A CIK Number 0001603090 Filed Document 0001603090-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
AG Opportunistic Whole Loan Fund, L.P. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602709 Filed Document 0001315863-14-000203 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MORGAN STANLEY HEDGEPREMIER/YORK TOTAL RETURN FUND LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001453974 Filed Document 0001453974-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MORGAN STANLEY HEDGEPREMIER/MAVERICK FUND LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001448749 Filed Document 0001448749-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BioMagnetic Sciences, LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001541017 Filed Document 0001541017-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Canopy Labs Software Inc. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $564,168 Associated Brokers / Dealers N/A CIK Number 0001603158 Filed Document 0001603158-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Maritime Capital Partners LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488123 Filed Document 0001019056-14-000422 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TDR Capital III 'A' L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised $2,295,825,000 Associated Brokers / Dealers Probitas Funds Group, LLC and PFG-UK Ltd CIK Number 0001572579 Filed Document 0001572579-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Lone Picea, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001180076 Filed Document 0000902664-14-001854 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hotel Group Opportunity Fund II, LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Swiftsure Securities LLC CIK Number 0001597756 Filed Document 0001597756-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SCOGGIN CAPITAL MANAGEMENT II LLC See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCW Funds Distributors CIK Number 0001130262 Filed Document 0001130262-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Marathon Real Estate Managed Account (W) LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517039 Filed Document 0001517039-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lone Spruce, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001061342 Filed Document 0000902664-14-001866 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Turner Emerging Markets, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514808 Filed Document 0001459917-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTERACTIC HOLDINGS LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001092137 Filed Document 0001092137-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CELLO FIXED INCOME FUND, LTD. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479967 Filed Document 0001013594-14-000320 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MAVERICK STABLE PARTNERS LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178364 Filed Document 0000947871-14-000170 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROYCE PARTNERS FUND LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allegheny Investments, Ltd. CIK Number 0001135935 Filed Document 0001135935-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
SPM Macro Offshore Fund, SPC. on behalf of & for the account of the MVPQ Segregated Portfolio See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515183 Filed Document 0001565908-14-000029 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Royce Institutional, LLC - International Smaller Companies Portfolio See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580202 Filed Document 0001580202-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Royce Privet Fund, LLC See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated CIK Number 0001538119 Filed Document 0001538119-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
RIVERSIDE ASIA-PACIFIC FUND II, LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised $230,450,000 Associated Brokers / Dealers PROBITAS FUNDS GROUP, LLC CIK Number 0001558577 Filed Document 0001558577-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAVERICK LONG LTD See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001325652 Filed Document 0000947871-14-000163 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MAVERICK NEUTRAL LEVERED LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001325727 Filed Document 0000947871-14-000168 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Turner Income LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459912 Filed Document 0001432925-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCT Medical Solutions, LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001602006 Filed Document 0001602006-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pioneer Crossing 1 LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $2,037,500 Associated Brokers / Dealers N/A CIK Number 0001602141 Filed Document 0001602141-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Other
Permal Select Opportunities III Ltd. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602908 Filed Document 0001602908-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
SCOGGIN WORLDWIDE DISTRESSED FUND LTD See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCW Funds Distributors CIK Number 0001461331 Filed Document 0001461331-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
CCDC OpCo Holding Corp See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised $52,453,100 Associated Brokers / Dealers N/A CIK Number 0001602307 Filed Document 0001602307-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
LAZARD JAPAN VELA FUND, PLC See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001345033 Filed Document 0000902664-14-001873 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PINNACLE WEST CAPITAL CORP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., Merrill Lynch, Pierce, Fenner & Smith Inc., Goldman, Sachs & Co., Credit Suisse Securities (USA) LLC, and SunTrust Robinson Humphrey, Inc. CIK Number 0000764622 Filed Document 0000764622-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Electric Utilities Principal Place of Business ARIZONA Revenue or Assets $Over $100,000,000 Type of Security Debt
Silver Point Capital Fund, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001169161 Filed Document 0000902664-14-001880 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Forge Tech, Inc. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001500819 Filed Document 0001209191-14-021198 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Millennium USA LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KJM Securities Inc. CIK Number 0001365072 Filed Document 0000902664-14-001885 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Summay, Inc. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001601291 Filed Document 0001601291-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
LAZARD RATHMORE FUND, LTD. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001438704 Filed Document 0000902664-14-001878 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSAMI China Funds plc See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. CIK Number 0001489202 Filed Document 0001140361-14-013220 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FCOI II Holdings, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341976 Filed Document 0000902664-14-001861 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund