Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Oscilla Power, Inc. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $1,724,199 Associated Brokers / Dealers N/A CIK Number 0001533849 Filed Document 0001533849-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TEI Income & Opportunity Fund II LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001594101 Filed Document 0001594089-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Tise Peak Investors (Cayman), Ltd. See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536913 Filed Document 0000919574-13-006996 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $15,677,076 Associated Brokers / Dealers Gregory Giles CIK Number 0001135856 Filed Document 0001135856-13-000303 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Oxford Performance Materials, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $1,037,600 Associated Brokers / Dealers N/A CIK Number 0001595246 Filed Document 0001595246-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity
HPI Broadway, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001595002 Filed Document 0001595002-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Raiseworks, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001594681 Filed Document 0001192482-13-000249 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Aden & Anais Holdings, Inc. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $57,175,778 Associated Brokers / Dealers N/A CIK Number 0001596033 Filed Document 0001596033-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $6,718,550 Associated Brokers / Dealers Michael Shannon, Sam Sheth, and Kevin Wernick CIK Number 0001135856 Filed Document 0001135856-13-000295 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Kersey Hotel, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers Kersey Hotel, LLC CIK Number 0001595179 Filed Document 0001595179-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business WISCONSIN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Hayden Maguire Real Estate Fund I, L.P. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001595017 Filed Document 0001595017-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Riley Technologies, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001595224 Filed Document 0001595224-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
AH Grand Rapids Investors LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $13,300,000 Associated Brokers / Dealers Gregory J. Schwartz CIK Number 0001595213 Filed Document 0001595213-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
PIMCO BRAVO FUND OFFSHORE FEEDER II, L.P. See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001572532 Filed Document 0001594911-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prismic Pharmaceuticals, Inc. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001557310 Filed Document 0001557310-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $35,311 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-13-000308 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ARAS Corp See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001143731 Filed Document 0001140361-13-047370 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AFFINITY BIOSENSORS LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $1,250,235 Associated Brokers / Dealers N/A CIK Number 0001424288 Filed Document 0001424288-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Portland Seed Fund II, LP See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001594859 Filed Document 0001461859-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Celenian Appreciation Fund, L.P. See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001369743 Filed Document 0001095449-13-000138 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Variation Biotechnologies (US), Inc. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $1,375,000 Associated Brokers / Dealers N/A CIK Number 0001525594 Filed Document 0001525594-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
COLLINS CAPITAL DIVERSIFIED OFFSHORE FUND I Ltd See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Malloy and Robert Seal CIK Number 0001386485 Filed Document 0001264128-13-000056 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Collins Capital Select Fund LP See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539936 Filed Document 0001264128-13-000068 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHOUTZ, INC. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001527182 Filed Document 0001527182-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AL-Descomplica-Fund, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $377,272 Associated Brokers / Dealers N/A CIK Number 0001591560 Filed Document 0001592403-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Vailshire Partners, L.P. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595214 Filed Document 0001565452-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SnipSnap App Ltd Liability Co See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001550156 Filed Document 0001550156-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Ecotrust Forests II, LLC See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001577624 Filed Document 0001577624-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Circleback Lending, Inc. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $1,899,998 Associated Brokers / Dealers N/A CIK Number 0001595100 Filed Document 0001595100-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HBIP Acquisition 1, Inc. See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595104 Filed Document 0001595104-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BrightFarms, Inc. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $7,217,800 Associated Brokers / Dealers N/A CIK Number 0001537482 Filed Document 0001537482-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hylan Debt Fund, LLC - Fund Series 8 See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001594650 Filed Document 0001594650-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
iNetworks Private Wealth Ventures, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $1,035,000 Associated Brokers / Dealers None CIK Number 0001595135 Filed Document 0001595134-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Ultima Hospitality Co-Investment Fund, L.L.C. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $5,150,000 Associated Brokers / Dealers N/A CIK Number 0001595369 Filed Document 0001595369-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
GeoVax Labs, Inc. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0000832489 Filed Document 0000832489-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
TW BBTS Sidecar LP See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594234 Filed Document 0001594234-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Channel High Yield Catalyst Fund See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594606 Filed Document 0000902664-13-004036 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COLLINS CAPITAL LOW VOLATILITY PERFORMANCE FUND I LP See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jonathan Edward Lyons, Martha Aldridge, and Regions Securities LLC CIK Number 0001267632 Filed Document 0001264128-13-000063 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BA Potomac Yard Investors, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001594943 Filed Document 0001594943-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Orchestra Caliber Co-Investment Partners, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers EDi Financial Inc. CIK Number 0001559624 Filed Document 0001559624-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Shem Creek Capital Fund II LLC See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001559923 Filed Document 0001559923-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $3,087,993 Associated Brokers / Dealers Gregory Giles CIK Number 0001135856 Filed Document 0001135856-13-000304 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $400,800 Associated Brokers / Dealers Kirk Penland CIK Number 0001135856 Filed Document 0001135856-13-000296 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ProNAi Therapeutics Inc See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $17,797,953 Associated Brokers / Dealers N/A CIK Number 0001290149 Filed Document 0001290149-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Footmarks, Inc. See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001589523 Filed Document 0001589523-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AL-Spire-Fund, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $202,500 Associated Brokers / Dealers N/A CIK Number 0001592403 Filed Document 0001592403-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Hudson Square Holdings, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $5,440,000 Associated Brokers / Dealers N/A CIK Number 0001260608 Filed Document 0001260608-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
MHR Institutional Partners IV LP See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594962 Filed Document 0001594962-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spice Capital Partners L.P. See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452756 Filed Document 0001019056-13-001381 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
C/C Financial Corp. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $4,121,428 Associated Brokers / Dealers N/A CIK Number 0001572445 Filed Document 0001572445-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity