Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CATASYS, INC. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $2,639,000 Associated Brokers / Dealers N/A CIK Number 0001136174 Filed Document 0001136174-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mesirow Credit Strategies Fund, L.P. See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589418 Filed Document 0001589418-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zero Gravity Solutions, Inc. See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001574186 Filed Document 0001574186-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
P&C Dividend Capture Fund 1, LP See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461971 Filed Document 0001461971-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Peppertree Capital Fund IV, LP See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588006 Filed Document 0001588006-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FTV IV, L.P. See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers M2O PRIVATE FUND ADVISORS LLC CIK Number 0001560793 Filed Document 0001560793-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COMPAGNIE FINANCIERE RICHEMONT SA See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised $1,823,159 Associated Brokers / Dealers N/A CIK Number 0001235577 Filed Document 0000950172-13-000101 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Option To Acquire
KNOME INC See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $6,252,500 Associated Brokers / Dealers N/A CIK Number 0001452309 Filed Document 0001452309-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Discus Analytics, LLC See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001590017 Filed Document 0001590017-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Defense Mobile Corp See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Academy Securities, Inc. CIK Number 0001587942 Filed Document 0001587942-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DNA Response, Inc. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001542888 Filed Document 0001542888-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Crestview Partners II (Outbound) FF, L.P. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $5,850,636 Associated Brokers / Dealers N/A CIK Number 0001589490 Filed Document 0000950103-13-006159 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cottonwood Residential, Inc. See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Orchard Securities, LLC CIK Number 0001548528 Filed Document 0001548528-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Little Eagle Prospect See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised $928,000 Associated Brokers / Dealers N/A CIK Number 0001589072 Filed Document 0001589072-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
Barringer Point Systematic Index Fund, LP See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589957 Filed Document 0001589957-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Ligandal Technology LLC See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001589489 Filed Document 0001589489-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Dishable, LLC See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001556193 Filed Document 0001556193-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Cureatr Inc. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $5,778,797 Associated Brokers / Dealers Independent Investment Bankers Corp. CIK Number 0001533589 Filed Document 0001533589-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GPF Private Equity LP See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589400 Filed Document 0001140361-13-039458 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
COMPAGNIE FINANCIERE RICHEMONT SA See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised $8,052,079 Associated Brokers / Dealers N/A CIK Number 0001235577 Filed Document 0000950172-13-000098 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Option To Acquire
BCWJ813, LLC See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589691 Filed Document 0001589691-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Tailwind Capital Partners II (AI), L.P. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers MVision Private Equity Advisers USA LLC CIK Number 0001589142 Filed Document 0000950103-13-006167 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AG MVP Plus SG Holdings III, L.P. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589788 Filed Document 0001315863-13-000488 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PETROMINERALS CORP See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $11,100 Associated Brokers / Dealers N/A CIK Number 0000077952 Filed Document 0000077952-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pixel Press Technology, LLC See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $305,000 Associated Brokers / Dealers None CIK Number 0001589799 Filed Document 0001589799-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Refresh Capital Corp. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001589552 Filed Document 0001589552-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
HUBBELL REALTY Co See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001516928 Filed Document 0001362118-13-000110 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
Peppertree Capital Fund IV QP, LP See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588007 Filed Document 0001588007-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Portfolio Advisors Private Equity Fund 2012, L.P. See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001558995 Filed Document 0000902664-13-003500 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Head of the Meadow, LLC See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589915 Filed Document 0001589915-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised $15,711,913 Associated Brokers / Dealers Gwen Middeke, Robert Scharff, Jr., Michael Corry, Paul Flotken, and Larry Celniker CIK Number 0001135856 Filed Document 0001135856-13-000196 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GlyEco, Inc. See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised $7,140,000 Associated Brokers / Dealers Tripoint Global Equities, LLC and Security Research Associates, Inc. CIK Number 0000931799 Filed Document 0001185185-13-002265 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Anchor Fund, LLC See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570314 Filed Document 0001570314-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lake Geneva Fund LP See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A/ - None CIK Number 0001589894 Filed Document 0001589894-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Modustri, LLC See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $145,000 Associated Brokers / Dealers N/A CIK Number 0001589960 Filed Document 0001140361-13-039553 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Other Machine Co See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001589436 Filed Document 0001589436-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vixiar Medical, Inc. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001589946 Filed Document 0001589946-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
CMWA EMERGING MARKETS PARTNERSHIP LLC See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300758 Filed Document 0001300758-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Panning Domestic Fund, LLC See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560866 Filed Document 0001560866-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CODESMART HOLDINGS, INC. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001543098 Filed Document 0001543098-13-000008 Exclusions or Exemptions 506c Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
ChromaDex Corp. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Palladium Capital Advisors, LLC CIK Number 0001386570 Filed Document 0001415889-13-002100 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COMPAGNIE FINANCIERE RICHEMONT SA See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised $5,167,900 Associated Brokers / Dealers N/A CIK Number 0001235577 Filed Document 0000950172-13-000099 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Option To Acquire
Datamark Holdings Corp. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590075 Filed Document 0001590075-13-000003 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Option To Acquire
AmericaVest CRE Mortgage Funding Trust Inc See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001589841 Filed Document 0001589841-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
HARRISON STREET CORE PROPERTY FUND A, L.P. See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560727 Filed Document 0001535350-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Tailwind Capital Partners II (ERISA), L.P. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers MVision Private Equity Advisers USA LLC CIK Number 0001589126 Filed Document 0000950103-13-006168 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
P&C Global Fund, LP See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489339 Filed Document 0001489339-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
GRASMERE MACRO DOMESTIC FUND LP See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574814 Filed Document 0001574814-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
PLUROGEN THERAPEUTICS INC See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001357019 Filed Document 0001357019-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
PETROMINERALS CORP See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $1,500 Associated Brokers / Dealers N/A CIK Number 0000077952 Filed Document 0000077952-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity