Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
U S Real Estate Investment Fund LLC See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CHERRY TREE & ASSOCIATES CIK Number 0001379462 Filed Document 0001379462-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Essex Scout Fund, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461637 Filed Document 0000945621-13-000332 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Futuro Espresso LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001406369 Filed Document 0001406369-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LOOMIS SAYLES WORLD BOND TRUST See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424666 Filed Document 0001424666-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Cardinal Point Fund I LP See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001292869 Filed Document 0000919574-13-006079 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
World View Enterprises Inc. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001590472 Filed Document 0001590472-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
BIOZONE PHARMACEUTICALS, INC. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers None CIK Number 0001412486 Filed Document 0001521536-13-000902 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Essex Global Life Sciences Fund, LP See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505786 Filed Document 0000945621-13-000337 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eckard Global, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $160,922 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-13-000014 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Claros Real Estate Securities Fund II, Ltd. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590570 Filed Document 0001590570-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arbor Venture Fund I, L.P. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001623978 Filed Document 0001623978-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RIGHTSCORP, INC. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $22,673,355 Associated Brokers / Dealers N/A CIK Number 0001506270 Filed Document 0001493152-13-002168 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SK Philly Airport Investors LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $1,286,050 Associated Brokers / Dealers N/A CIK Number 0001590736 Filed Document 0001590730-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PING IDENTITY CORP See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $576,739 Associated Brokers / Dealers N/A CIK Number 0001217320 Filed Document 0001217320-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
U.S. RARE EARTHS, INC See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001098881 Filed Document 0001161697-13-000817 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hastings Equity Fund III, L.P. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587034 Filed Document 0000908662-13-000275 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Keystone Private Market Opportunities VI, L.P. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001590297 Filed Document 0001590297-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Immy Inc. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers John Marxer CIK Number 0001512992 Filed Document 0001512992-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Yield/Capital Appreciation Partners (Y/CAP), L.P. See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475270 Filed Document 0001475270-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ascend Access LLC See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001504732 Filed Document 0001504732-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APS Asia-Pacific Hedge Fund See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised $54,986,694 Associated Brokers / Dealers N/A CIK Number 0001523164 Filed Document 0001523164-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Liztic LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001590996 Filed Document 0001590996-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Blu Meridian, LLC See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001582023 Filed Document 0001582023-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Debt
Ethika Opps Domestic Feeder, L.P. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589676 Filed Document 0001589676-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Envision Rx Options Holdings, Inc. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $140,992,280 Associated Brokers / Dealers N/A CIK Number 0001591198 Filed Document 0001591198-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Aloha Santa, LLC See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers Charles Edward Bush, Jr. CIK Number 0001574897 Filed Document 0001574897-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business HAWAII Revenue or Assets $No Revenues Type of Security Equity
Apex Clean Energy Holdings, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001461303 Filed Document 0001015325-13-000044 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Fork, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $7,337,500 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001590512 Filed Document 0001590512-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Essex Climate Change Fund, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001485885 Filed Document 0000945621-13-000336 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Creature Equity Group, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001590993 Filed Document 0001590993-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Collier Ridge, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $13,425,000 Associated Brokers / Dealers NMS Capital Securities, LLC CIK Number 0001589816 Filed Document 0001589816-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
American Broadband, Inc. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $608,668 Associated Brokers / Dealers N/A CIK Number 0001393593 Filed Document 0001393593-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
KANJOYA, INC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $6,999,999 Associated Brokers / Dealers N/A CIK Number 0001428287 Filed Document 0001168404-13-000015 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Northwest Urological Services, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $216,522 Associated Brokers / Dealers N/A CIK Number 0001479532 Filed Document 0001479532-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Three Arch Opportunity Fund, LP See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528091 Filed Document 0001528091-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sky View Holdings, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $2,422,819 Associated Brokers / Dealers N/A CIK Number 0001590954 Filed Document 0001590954-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Quantopian Inc. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $6,700,019 Associated Brokers / Dealers N/A CIK Number 0001589635 Filed Document 0001589635-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
North Tide Capital Offshore, Ltd. See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532495 Filed Document 0001140361-13-040460 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kili Technology Corp See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $345,000 Associated Brokers / Dealers N/A CIK Number 0001591259 Filed Document 0001140361-13-041052 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SPARK Experience Design LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001588129 Filed Document 0001140361-13-040528 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
GMI-BAY VISTA APARTMENTS I, LP See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised $5,660,583 Associated Brokers / Dealers Michael C. Ihrie, Russ Huffington, and Madison K Mooney CIK Number 0001587892 Filed Document 0001587892-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Auto Loan Repair Partners, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers None CIK Number 0001588755 Filed Document 0001588755-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Pinterest, Inc. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $224,999,956 Associated Brokers / Dealers N/A CIK Number 0001506293 Filed Document 0001506293-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lake Boeuf Field Development Joint Venture See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $2,580,000 Associated Brokers / Dealers N/A CIK Number 0001591186 Filed Document 0001354488-13-006019 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Blenheim Diversified Dynamic Alpha Fund, Ltd. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers Indian Harbor, LLC and Monitor Capital, LLC CIK Number 0001590745 Filed Document 0001590745-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Forty4 Fund Ltd. See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557764 Filed Document 0001557764-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hastings Affiliates 2013, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587036 Filed Document 0001587036-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Common Sense Long-Biased, L.P. See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001031437 Filed Document 0001140361-13-040458 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
China Senior Housing LP See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001591281 Filed Document 0001591281-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
GLUMETRICS INC See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised $6,705,894 Associated Brokers / Dealers N/A CIK Number 0001323678 Filed Document 0001323678-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt