Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
1735 Rutland Manager LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $374,300 Associated Brokers / Dealers N/A CIK Number 0001593705 Filed Document 0001593705-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Agamemnon (U.S. Feeder) Fund Ltd See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594225 Filed Document 0001594225-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MPN Accredited Fund LP See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409513 Filed Document 0001409513-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEODEX MINERALS LTD See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $90,000 Associated Brokers / Dealers N/A CIK Number 0001337745 Filed Document 0001337745-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
KITARA MEDIA CORP. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001350773 Filed Document 0001094891-13-000159 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Vycon Inc See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001299546 Filed Document 0001299546-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Sweetgreen, Inc. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $21,949,999 Associated Brokers / Dealers N/A CIK Number 0001477815 Filed Document 0001477815-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Glacier Peak U.S. Value Fund, L.P. See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562077 Filed Document 0001562077-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
FFL Parallel Fund IV, L.P. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001594335 Filed Document 0001181431-13-062998 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GoldenTree Structured Products Opportunities Fund 2013, LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594160 Filed Document 0001315863-13-000602 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iverson Genetic Diagnostics Inc See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001417699 Filed Document 0001417699-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Bai Brands LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001477676 Filed Document 0001477676-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
HayFin Direct Lending Fund (Feeder) LP See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Asset Management Ltd. CIK Number 0001593494 Filed Document 0001315863-13-000601 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GBB Hospitality Group, LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001594220 Filed Document 0001594220-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ONEEIGHTY GLOBAL CORP. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001594184 Filed Document 0001594184-13-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
TWM HIGH YIELD 2008 PARTNERSHIP LP See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456738 Filed Document 0001456738-13-000012 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NUECES CAPITAL LTD See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $592,500 Associated Brokers / Dealers N/A CIK Number 0001440724 Filed Document 0001440724-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
OWHC Holdings LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001592733 Filed Document 0001592733-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised $3,613,592 Associated Brokers / Dealers Craig Findley and Mark Maizel CIK Number 0001135856 Filed Document 0001135856-13-000257 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MILLENNIUM HEALTHCARE INC. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Legend Securities, Inc. CIK Number 0001582054 Filed Document 0001144204-13-067161 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Mainstreet Mezzanine Fund II, L.P. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers Indiana Securities CIK Number 0001594217 Filed Document 0001594217-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
WC San Marcos Student Housing, LP See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001594534 Filed Document 0001594534-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Preferred Transfer LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001593697 Filed Document 0001593697-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
RCL Linkem II LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594198 Filed Document 0001594198-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIFAM SELECT FUND TRUST See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001287678 Filed Document 0000919574-13-006927 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCB Research Group, LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001594115 Filed Document 0001594115-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
B.I. Omicia, LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $2,360,000 Associated Brokers / Dealers N/A CIK Number 0001594096 Filed Document 0001594096-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HYGIEIA INC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001445455 Filed Document 0001445455-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Discovery Global Macro Fund, Ltd. See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528169 Filed Document 0000919574-13-006934 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Credit Value Fund (Cayman) III, LP See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers none CIK Number 0001580916 Filed Document 0001580916-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Credit Value Fund III, LP See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers none CIK Number 0001576911 Filed Document 0001576911-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOVENTRIX INC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001283259 Filed Document 0001283259-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Driehaus Long-Short Equities Fund, LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594192 Filed Document 0001594192-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adams Street 2014 Global Fund LP See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594044 Filed Document 0001594044-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Mattersight Corp See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $6,000,002 Associated Brokers / Dealers Craig-Hallum Capital Group LLC CIK Number 0001094348 Filed Document 0001393725-13-000114 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Grafoid Inc. See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised $890,092 Associated Brokers / Dealers N/A CIK Number 0001570286 Filed Document 0001570286-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
COVINGTON PARTNERS L P See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001014585 Filed Document 0001014585-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIFC Tactical Income Fund (Cayman) Ltd. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591738 Filed Document 0001591738-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Mill Road Capital II, L.P. See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised $525,000,000 Associated Brokers / Dealers Triago Americas, Inc., Triago Europe S.A., Triago MEA LTD, and XT Capital Partners, LLC CIK Number 0001550729 Filed Document 0001550729-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lone Star Value Investors LP See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589247 Filed Document 0001589247-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARGANTEAL, CORP See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised $615,000 Associated Brokers / Dealers N/A CIK Number 0001590093 Filed Document 0001590093-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HayFin Special Opportunities Credit Fund (Parallel) LP See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Asset Management Ltd. CIK Number 0001574252 Filed Document 0001315863-13-000600 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWM HEDGE FUND PARTNERS LP See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424089 Filed Document 0001424089-13-000013 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACCESS SPORTS MEDIA INC. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001449611 Filed Document 0000908662-13-000325 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
MCW Energy Group Ltd See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001483806-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Equity
Meridan Capital Partners, L.P. See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001359618 Filed Document 0001095449-13-000134 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INFRASTRUCTURE SERVICES CORP. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers PRIMEX CIK Number 0001594149 Filed Document 0001065949-13-000168 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
HW Hedged Value, L.P. See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592045 Filed Document 0000935836-13-000569 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised $21,891,890 Associated Brokers / Dealers Craig Findley and Mark Maizel CIK Number 0001135856 Filed Document 0001135856-13-000258 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Stria Capital Inc. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $23,446 Associated Brokers / Dealers N/A CIK Number 0001552501 Filed Document 0001552501-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity