|
|
D/A |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TCG Securities, L.L.C., UBS AG, Goldman Sachs (Asia) L.L.C., Avalon Wealth Management LLC, UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, and Commerce Street Capital, LLC
- CIK Number
- 0001563274
- Filed Document
- 0001563274-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Aqueduct Capital Group, LLC and Perkins Fund Marketing, LLC
- CIK Number
- 0001178028
- Filed Document
- 0000902664-14-000163
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stifel, Nicolaus & Company Incorporated and Peter Herbert Chapman
- CIK Number
- 0001022373
- Filed Document
- 0000919574-14-000219
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001566831
- Filed Document
- 0000950103-14-000217
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc.
- CIK Number
- 0001596346
- Filed Document
- 0000950103-14-000212
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- $5,375,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596737
- Filed Document
- 0001596737-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001566539
- Filed Document
- 0001595990-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- $61,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001446874
- Filed Document
- 0001446874-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001470044
- Filed Document
- 0001470044-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- $3,530,658
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595887
- Filed Document
- 0001595887-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Silchester International Investors International Value Equity Trust
See All Filings
|
D/A |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001301340
- Filed Document
- 0001301340-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001358254
- Filed Document
- 0001140361-14-001912
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- $834,200
- Associated Brokers / Dealers
- James Bosley
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001385448
- Filed Document
- 0000935836-14-000028
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- $10,692,250
- Associated Brokers / Dealers
- William MacDonald, Steve Russell, David Stetcher, and Bryant Kirk
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000023
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588299
- Filed Document
- 0001140361-14-001897
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580354
- Filed Document
- 0001580354-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- Laidlaw & Company (UK) Ltd.
- CIK Number
- 0001530766
- Filed Document
- 0001530766-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596818
- Filed Document
- 0001596818-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596410
- Filed Document
- 0001596410-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597065
- Filed Document
- 0001597065-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MAINE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001539224
- Filed Document
- 0001268624-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595448
- Filed Document
- 0001595448-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001544927
- Filed Document
- 0001544927-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001558432
- Filed Document
- 0001077048-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564466
- Filed Document
- 0000919574-14-000213
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- $7,542,152
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596227
- Filed Document
- 0001596227-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- $6,311,156
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593628
- Filed Document
- 0001019687-14-000137
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001493129
- Filed Document
- 0001493129-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001477748
- Filed Document
- 0001477748-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001479151
- Filed Document
- 0001507943-14-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- $13,936,048
- Associated Brokers / Dealers
- Sean Devlin
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000024
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001368637
- Filed Document
- 0001368637-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- $900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001517993
- Filed Document
- 0001517993-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596252
- Filed Document
- 0001596252-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- $3,306,708
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596816
- Filed Document
- 0001596816-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- STATE STREET GLOBAL MARKETS, LLC
- CIK Number
- 0001593909
- Filed Document
- 0001595990-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- $4,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596562
- Filed Document
- 0001140361-14-001904
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc.
- CIK Number
- 0001558995
- Filed Document
- 0000902664-14-000112
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001477097
- Filed Document
- 0001477097-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001553450
- Filed Document
- 0001553450-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- $52,328,176
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597176
- Filed Document
- 0001140361-14-002293
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596868
- Filed Document
- 0001596868-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595349
- Filed Document
- 0001595349-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
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|
|
D/A |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- C.P. Eaton & Associates
- CIK Number
- 0001268624
- Filed Document
- 0001268624-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596241
- Filed Document
- 0001596241-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- $22,030
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596769
- Filed Document
- 0001596769-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Aqueduct Capital Group, LLC and Perkins Fund Marketing, LLC
- CIK Number
- 0001170998
- Filed Document
- 0000902664-14-000162
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458994
- Filed Document
- 0000935836-14-000029
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-13 00:00:00 UTC |
- Amount To Be Raised
- $6,010,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596356
- Filed Document
- 0001596356-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|