Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Solar Mosaic, Inc. See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $388,825 Associated Brokers / Dealers N/A CIK Number 0001523221 Filed Document 0001523221-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Snow Lake China Fund, Ltd. See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599724 Filed Document 0001599724-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RK Mine Finance Fund I Ltd See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457148 Filed Document 0000947871-14-000103 Exclusions or Exemptions 506c Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Alternative Income Legends ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001569806 Filed Document 0000898432-14-000265 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Optimum Industries Inc. See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $22,629 Associated Brokers / Dealers N/A CIK Number 0001600588 Filed Document 0001600588-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TZG Wingate LLC See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $8,750,000 Associated Brokers / Dealers Shelyn Securities Corp. CIK Number 0001600368 Filed Document 0001600368-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Versartis, Inc. See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001513818 Filed Document 0001288649-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Morningside China TMT Fund III Co-Investment, L.P. See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001599766 Filed Document 0001572426-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ishango Private Investment Fund, L.P. See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571657 Filed Document 0001571657-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AFM-BTV-Fund, LLC See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised $48,750 Associated Brokers / Dealers N/A CIK Number 0001590357 Filed Document 0001590357-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Kepos Alpha Fund Ltd. See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512016 Filed Document 0000902664-14-001212 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MV Startup Fund VII Series 1 See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised $155,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001593281 Filed Document 0001593281-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
DISCUS HOLDINGS LTD See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591014 Filed Document 0001255294-14-000085 Exclusions or Exemptions 506c Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MALTA Revenue or Assets Decline to Disclose Type of Security Debt
3SC Capital Partners Fund I, LP See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001581529 Filed Document 0001181431-14-008137 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Caktus, Inc. See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001600448 Filed Document 0001600448-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SNOW LAKE CHINA OFFSHORE FUND, LTD. See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506274 Filed Document 0001506274-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Assure-BC-Fund, LLC See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised $131,500 Associated Brokers / Dealers N/A CIK Number 0001588425 Filed Document 0001588425-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seamless Medical Systems, LLC See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001570341 Filed Document 0001570341-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Other
Pelham Long/Short Fund Ltd See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001421973 Filed Document 0000902664-14-001209 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HFReu Umbrella Trust See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600482 Filed Document 0001600482-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
PROTEON THERAPEUTICS INC See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $4,338,660 Associated Brokers / Dealers N/A CIK Number 0001359931 Filed Document 0001140361-14-008501 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Mulberry Street Commercial Properties LLC See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001597939 Filed Document 0001140361-14-008493 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
York Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001569555 Filed Document 0000898432-14-000271 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PWP Asset Based Income ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001569730 Filed Document 0000898432-14-000269 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tontine Capital Overseas Fund II, Ltd. See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479440 Filed Document 0000902664-14-001223 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Starfin European Debt TC L.P. See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599775 Filed Document 0001599775-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Dropbox, Inc. See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers Allen & Company LLC and Goldman, Sachs & Co CIK Number 0001467623 Filed Document 0001467623-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wefunds LLC See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised $32,422 Associated Brokers / Dealers N/A CIK Number 0001600214 Filed Document 0001600214-14-000008 Exclusions or Exemptions 506c Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
instaCOVER, LLC See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001550535 Filed Document 0001550535-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SKB-GRES II, LLC See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $2,170,000 Associated Brokers / Dealers SKB Securities, LLC and Robert R. Walker, Jr. CIK Number 0001600386 Filed Document 0001600386-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
PELOTON INTERACTIVE, LLC See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $10,450,155 Associated Brokers / Dealers N/A CIK Number 0001562266 Filed Document 0001562266-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Solar Mosaic, Inc. See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $371,775 Associated Brokers / Dealers N/A CIK Number 0001523221 Filed Document 0001523221-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Wefunds LLC See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised $54,822 Associated Brokers / Dealers N/A CIK Number 0001600214 Filed Document 0001600214-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MindBodyGreen LLC See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $635,000 Associated Brokers / Dealers N/A CIK Number 0001599491 Filed Document 0001599491-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Syntilla Medical, LLC See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001600314 Filed Document 0001600314-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Kepos Alpha Fund LP See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512015 Filed Document 0000902664-14-001211 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AllBlue ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001569539 Filed Document 0000898432-14-000264 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHEPHERD I L P See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HRC Fund Associates, LLC CIK Number 0001286470 Filed Document 0001286470-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
CQS Select ABS Feeder Fund, LP See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541859 Filed Document 0001541859-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris Income Opportunities Fund, L.P. See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5 CIK Number 0001590483 Filed Document 0001566114-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Battery Opportunity Fund LLC See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001378804 Filed Document 0001378804-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corent Technology, Inc. See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001414984 Filed Document 0001414984-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BRIGHT.MD INC. See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001600537 Filed Document 0001600537-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
FRORER PARTNERS L P See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Robert Doeberl CIK Number 0000909099 Filed Document 0000909099-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Altair Multi-Family Opportunities Fund IV (Greystar), LLC See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001599512 Filed Document 0001144204-14-010673 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tricadia Credit Strategies ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001569732 Filed Document 0000898432-14-000270 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pelham Long/Short Fund LP See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001427631 Filed Document 0000902664-14-001210 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RBI Capital Partners, L.P. See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510266 Filed Document 0001510266-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Next Level Ventures Fund I, LLLP See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001600653 Filed Document 0001600653-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Sachs Capital - SPC, LLC See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $2,725,000 Associated Brokers / Dealers N/A CIK Number 0001600444 Filed Document 0001600444-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity