Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $1,020,000 Associated Brokers / Dealers Kirk Penland and Phillip Primm CIK Number 0001135856 Filed Document 0001135856-14-000116 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Carrhae Capital Long Fund LP See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599948 Filed Document 0000902664-14-001934 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Silk Therapeutics, Inc. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001603281 Filed Document 0001603281-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Solomon Fund, LP See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001527809 Filed Document 0001527809-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MG Sterling Village Apartments GWP L.P. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $9,400,000 Associated Brokers / Dealers N/A CIK Number 0001602011 Filed Document 0001602011-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Quantitative Tactical Aggressive Fund LLC See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dominick & Dominick LLC and du Pasquier & Co., Inc. CIK Number 0001460512 Filed Document 0001315863-14-000217 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Access 25, LP See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603366 Filed Document 0001603366-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMI-CAMP CREEK, LP See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $4,428,027 Associated Brokers / Dealers Michael C Ihrie CIK Number 0001601826 Filed Document 0001601826-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PodPonics, Inc. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001579990 Filed Document 0001579990-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Initial State Technologies, Inc. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $570,000 Associated Brokers / Dealers N/A CIK Number 0001603061 Filed Document 0001603061-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
MERUS OPPORTUNITY FUND - ADROLL, L.P. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603445 Filed Document 0001603445-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
All Party System Co. See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $270,000 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000021 Exclusions or Exemptions 506c Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
CIH Wingate Investors, LLC See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001601950 Filed Document 0001601950-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Hollywood Burger Holdings, Inc. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers DPEC Capital, Inc. CIK Number 0001487516 Filed Document 0001487516-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DOME ROCK MINES LLC See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001601532 Filed Document 0001065949-14-000085 Exclusions or Exemptions 506c Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Canepa Short-Term High Yield Onshore Fund, LLC See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001296577 Filed Document 0001296577-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AGP STRATEGIC INCOME, LLC See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527746 Filed Document 0001341385-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Z LOAN & INVESTMENT INC See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers Z LOAN & INVESTMENT, INC. CIK Number 0001355900 Filed Document 0001355900-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CRESCENDO PARTNERS III LP See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405546 Filed Document 0000919574-15-003134 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Z CAPITAL SPECIAL SITUATIONS FUND II-B, L.P. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers JEFFRIES & COMPANY, INC., TRIAGO EUROPE S.A., TRIAGO AMERICAS, INC., TRIAGO MEA LTD., and DIAMOND DRAGON CAPITAL CIK Number 0001603523 Filed Document 0001603523-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SHOW KING HOLDINGS INC. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592601 Filed Document 0001592601-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Tarsis Resources Ltd. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $40,717 Associated Brokers / Dealers N/A CIK Number 0001409036 Filed Document 0001409036-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $614,316 Associated Brokers / Dealers Kirk Penland and Phillip Primm CIK Number 0001135856 Filed Document 0001135856-14-000117 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MCW Energy Group Ltd See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $107,500 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001483806-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Equity
ICQ Opportunities 2, L.P. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603459 Filed Document 0001603459-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $13,065,586 Associated Brokers / Dealers Michael Shannon and Victor Bell CIK Number 0001135856 Filed Document 0001135856-14-000124 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Petrarca Capital Partners LP See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573634 Filed Document 0000919574-14-002400 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Satchmo Off-Broadway Ltd Liability Co See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers N/A CIK Number 0001589346 Filed Document 0001589346-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
Carrhae Capital Fund LP See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550306 Filed Document 0000902664-14-001933 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PanTheryx, Inc. See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001416162 Filed Document 0001416162-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $4,839,180 Associated Brokers / Dealers Craig Main and David Peacock CIK Number 0001135856 Filed Document 0001135856-14-000112 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Patriot Coal CORP See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $25,010,000 Associated Brokers / Dealers N/A CIK Number 0001376812 Filed Document 0000950103-14-002042 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Coal Mining Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Debt
Imanis Life Sciences, LLC See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001603457 Filed Document 0001181431-14-013782 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
ATTAIN MANAGED FUTURES SPREAD TRADING FUND, LLC See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521223 Filed Document 0001521223-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MACKENZIE NORTHWEST FUND LP See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers JOEY MILLER CIK Number 0001590434 Filed Document 0001590434-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alignable, Inc. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $4,540,578 Associated Brokers / Dealers N/A CIK Number 0001603371 Filed Document 0001140361-14-014523 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Gentry Technology Fund I LLC Series G-1 See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities LLC CIK Number 0001603232 Filed Document 0001140361-14-014035 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Patton Multiplier Fund, L.P. See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516494 Filed Document 0001516494-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEA Mezzanine Fund III LP See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $518,625,000 Associated Brokers / Dealers Equus Financial Consulting, LLC CIK Number 0001569996 Filed Document 0001569996-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gainsight, Inc. See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $21,386,054 Associated Brokers / Dealers N/A CIK Number 0001591441 Filed Document 0001591441-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bluerock Residential Holdings, LP See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001600798 Filed Document 0001600798-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FilmBot, Inc. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001602733 Filed Document 0001602733-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
ACCESS SPORTS MEDIA INC. See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001449611 Filed Document 0000908662-14-000126 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
EIIRC MULTI-FAMILY FUND 2013 LLC See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001575414 Filed Document 0001575414-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Discourse Analytics, Inc. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515328 Filed Document 0001515328-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Other
Cell Point, LLC See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $19,387,800 Associated Brokers / Dealers R.W. Pressprich CIK Number 0001440393 Filed Document 0001079973-14-000219 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Eckard Global, LLC See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $1,505 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $3,780,000 Associated Brokers / Dealers Mark Merlotti CIK Number 0001135856 Filed Document 0001135856-14-000118 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $3,908,347 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-14-000125 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $29,361,417 Associated Brokers / Dealers Michael Shute CIK Number 0001135856 Filed Document 0001135856-14-000120 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund