Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FlowBelow Aero, Inc. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $249,440 Associated Brokers / Dealers N/A CIK Number 0001553530 Filed Document 0001553530-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Gleneagles Absolute Return Fund LLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001301496 Filed Document 0001301496-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
RWG Industries Inc. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $3,000 Associated Brokers / Dealers Richard Gray CIK Number 0001603758 Filed Document 0001603758-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Series G - AIMS Private Credit Opportunities, a series of Green Square Private Investment Partners, LLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587307 Filed Document 0001590620-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
CIVIC CAPITAL CURRENCY OFFSHORE FUND, LTD. See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001555418 Filed Document 0000919574-14-002466 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Velocys PLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001604038 Filed Document 0001604038-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business UNITED KINGDOM Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
COMVEST CAPITAL III INTERNATIONAL (CAYMAN), L.P. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers PAXSTONE CAPITAL LLP CIK Number 0001594599 Filed Document 0001594599-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
JMW FUND PARTNERS L P See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001275486 Filed Document 0001275486-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
Xhale, Inc. See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised $26,250,000 Associated Brokers / Dealers N/A CIK Number 0001476509 Filed Document 0001140361-14-014700 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Porter & Strother, LLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001597514 Filed Document 0001597514-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Drake Capital Partners, L.P. See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381812 Filed Document 0000919574-14-002461 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Culmen Global Focus Fund, LP See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570875 Filed Document 0001570875-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Holding AKT LLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001603742 Filed Document 0001603742-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
CVC Capital Partners Asia IV Associates L.P. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001603970 Filed Document 0001603970-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ONEX PARTNERS IV LP See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001593476 Filed Document 0001140361-14-014999 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VARDE INVESTMENT PARTNERS (OFFSHORE) LTD See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454602 Filed Document 0000950142-14-000807 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SNAPLOGIC, INC. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $1,999,999 Associated Brokers / Dealers N/A CIK Number 0001475970 Filed Document 0001475970-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VICTORIA ENERGY CORP See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001329327 Filed Document 0001329327-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Garmatex Technologies, Inc. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $831,250 Associated Brokers / Dealers N/A CIK Number 0001530653 Filed Document 0001183740-14-000119 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PROFUSION HOLDINGS GROUP INC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $132,000,000 Associated Brokers / Dealers Profusion Holdings Group Inc CIK Number 0001589023 Filed Document 0001589023-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Metis Equity Trust - Metis International Small Cap Portfolio See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601378 Filed Document 0001601378-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pacific International Energy Solutions Inc. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001601811 Filed Document 0001601811-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business HAWAII Revenue or Assets $No Revenues Type of Security Equity
MENDOTA HOLDINGS, INC. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $24,151,500 Associated Brokers / Dealers N/A CIK Number 0001603107 Filed Document 0001362118-14-000052 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
PASSPORT POTASH INC See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised $1,303,550 Associated Brokers / Dealers PALLADIUM CAPITAL ADVISORS LLC CIK Number 0001508128 Filed Document 0001183740-14-000102 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
BRG Petroleum LLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Nicholas Cochran, A J Houston, Jack Kenny, Joel Knight, Clarence Yee, Bryan Kocen, Gail Kocen, Joel Kocen, Kenneth Foreman, Russell Ketron, Helen Dietz, Donald Finsthwait, Robert E Gee, Jeffrey Keimer, Dieter Kaelker, Martin Shapiro, Mary Warga, Mary Gustafson, Richard Warga, Jordan Gibbs, John Kirkpatrick, Talia Pierluissi, Gregory Hubbell, John Parsons, and Ben Wong CIK Number 0001400821 Filed Document 0001400821-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Mineral Property
Biomass Secure Power Inc See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $59,000 Associated Brokers / Dealers N/A CIK Number 0001160164 Filed Document 0001085037-14-000033 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
EQUINOX MULTI-STRATEGY FUND LP See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460959 Filed Document 0001460959-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
MassRoots, Inc. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001589149 Filed Document 0001589149-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
IOU, LLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001604057 Filed Document 0001604057-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Privet Fund LP See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001414517 Filed Document 0001414517-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Houston Global Fund LP See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509092 Filed Document 0001509092-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HARBERT VALUE OFFSHORE FUND, LTD. See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489427 Filed Document 0000919574-14-002465 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIMROCK HIGH INCOME PLUS (CAYMAN) FUND, LTD. See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALEJANDRO LESIN and SCOTT DUBCHANSKY CIK Number 0001538997 Filed Document 0001538997-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MPC Investor, LLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $2,919,000 Associated Brokers / Dealers N/A CIK Number 0001603895 Filed Document 0001603895-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Series I-Stonetown 4, a series of Green Square Private Investment Partners, LLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589922 Filed Document 0001589922-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Avalon High Income Municipal Fund, LP See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557295 Filed Document 0001557295-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Petametrics Inc. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001603906 Filed Document 0001603906-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
All Party System Co. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $378,000 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000023 Exclusions or Exemptions 506c Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Sulfagenix, Inc. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001603985 Filed Document 0001162677-14-000029 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Direct Allergy, LLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001602421 Filed Document 0001602421-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
653 Penn Ave LLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001604068 Filed Document 0001604068-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
CJ3 Consumer Alpha Fund LP See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602035 Filed Document 0001546927-14-000095 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sprig, Inc. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $14,334,798 Associated Brokers / Dealers N/A CIK Number 0001579439 Filed Document 0001579439-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ShopTap, Inc. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $7,998,979 Associated Brokers / Dealers N/A CIK Number 0001520726 Filed Document 0001520726-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lucid Software, Inc. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001604171 Filed Document 0001604171-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
GP & GM Partners, LP See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511567 Filed Document 0001511567-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCG Bolton, LLC See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575541 Filed Document 0001575541-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OURCROWD (INVESTMENT IN ABE'S MARKET) L.P. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $479,700 Associated Brokers / Dealers N/A CIK Number 0001580724 Filed Document 0001580724-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Domain Holdings Group, Inc. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001518699 Filed Document 0001518699-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
VARDE INVESTMENT PARTNERS LP See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452534 Filed Document 0000950142-14-000806 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund