Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LogicMonitor, Inc. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $7,499,999 Associated Brokers / Dealers N/A CIK Number 0001517575 Filed Document 0001517575-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NatureBox, Inc. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $17,759,828 Associated Brokers / Dealers N/A CIK Number 0001572930 Filed Document 0001243233-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OZOFII Access Ltd. See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001489970 Filed Document 0001489970-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diego Pellicer, Inc. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $4,125,000 Associated Brokers / Dealers N/A CIK Number 0001573055 Filed Document 0001573055-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
3D-4U INC See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001437452 Filed Document 0001437452-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Prairie Premium Oil, LLC See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001590813 Filed Document 0001590813-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business NORTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
Lumiant Corp See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $451,949 Associated Brokers / Dealers N/A CIK Number 0001579700 Filed Document 0001579700-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CONCEIVEX INC See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001388576 Filed Document 0001388576-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C. See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001407149 Filed Document 0001605447-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALPHAKEYS GS INVESTMENT PARTNERS, L.L.C. See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001541955 Filed Document 0001605447-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BluePac Quincy, LP See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001605543 Filed Document 0001605543-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bitvest, LLC See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001605515 Filed Document 0001605515-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
CHD Bioscience, Inc. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $2,517,720 Associated Brokers / Dealers N/A CIK Number 0001604801 Filed Document 0001604801-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BKCM (U.S.) Limited Partnership See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $179,911 Associated Brokers / Dealers N/A CIK Number 0001524007 Filed Document 0001524007-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
FINsix Corp See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $3,000,047 Associated Brokers / Dealers N/A CIK Number 0001513871 Filed Document 0001513871-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CYTOGEL VENTURE LLC See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $1,110,000 Associated Brokers / Dealers N/A CIK Number 0001378883 Filed Document 0001378883-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Stevia Corp See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers None CIK Number 0001439813 Filed Document 0001593684-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
On Track Enterprises, Inc. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001605179 Filed Document 0001605179-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Maestro Healthcare Technology, Inc. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $17,036,612 Associated Brokers / Dealers N/A CIK Number 0001605517 Filed Document 0001605517-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Otis Gold Corp. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $122,150 Associated Brokers / Dealers N/A CIK Number 0001469907 Filed Document 0001176256-14-000162 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Storefront, Inc. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $9,007,122 Associated Brokers / Dealers N/A CIK Number 0001604358 Filed Document 0001604358-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
High Performance SmarteBuilding, LLC See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001465517 Filed Document 0001465517-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Spartacus Acquisition Holdings Corp. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $123,938,247 Associated Brokers / Dealers N/A CIK Number 0001606637 Filed Document 0001606637-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GMI-CAMP CREEK, LP See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised $4,428,027 Associated Brokers / Dealers Michael C Ihrie, Russ Huffington, Kenneth M Devane, and Stephen C Pfaff CIK Number 0001601826 Filed Document 0001601826-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CMWA International Small Cap Partnership LLC See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484940 Filed Document 0001484940-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Orion Mine Finance (Bermuda) Fund I-A LP See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001605533 Filed Document 0001605533-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Defensive Strategies Partership, LLC See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540529 Filed Document 0001540529-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Slalom Investments, LP See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $8,053,750 Associated Brokers / Dealers N/A CIK Number 0001574364 Filed Document 0001574364-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
FQR Alternatives II, L.P. See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers McCutchen Group, LLC and Citigroup Global Markets Inc. CIK Number 0001306355 Filed Document 0001140361-14-016723 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IBIS Global Media Fund II See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605073 Filed Document 0000902664-14-002130 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Georgia Urology LIHC, LLC See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $440,730 Associated Brokers / Dealers N/A CIK Number 0001604560 Filed Document 0001604560-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
DIALED IN INC See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001427410 Filed Document 0001427410-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Commonfund Strategic Solutions Real Estate Opportunity Fund 2014, L.P. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001605419 Filed Document 0001605419-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Broadfin Healthcare Offshore Fund, Ltd. See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001403662 Filed Document 0000919574-14-002623 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EWT Holdings I Corp. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604643 Filed Document 0000895345-14-000137 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BLUE ORCHID SELECT LTD See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277081 Filed Document 0001140361-14-016595 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Universal Credit S.A. Compartment - ECM Loans See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $2,763,600,000 Associated Brokers / Dealers N/A CIK Number 0001605004 Filed Document 0001605004-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golub Capital Partners 9, L.P. See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592593 Filed Document 0001592593-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Merkle Group Inc See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $2,033,202 Associated Brokers / Dealers N/A CIK Number 0001342190 Filed Document 0001342190-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
J.W. Childs Equity Partners IV, L.P. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers Park Hill Group LLC and Milestones Capital (ME) S.A.L. (Off Shore) CIK Number 0001604983 Filed Document 0001604983-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
H2Sonics, L.L.C. See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551166 Filed Document 0001551166-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Hildene Opportunities Offshore Fund II, Ltd. See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group CIK Number 0001541434 Filed Document 0001541434-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AF PROTEIN INC See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Healthios Capital Markts LLC CIK Number 0000948555 Filed Document 0000948555-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ALPHAKEYS MILLENNIUM FUND II, L.L.C. See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001519810 Filed Document 0001605447-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tachyus Corp See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001575592 Filed Document 0001140361-14-016627 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mason Park Capital Partners, LP See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604923 Filed Document 0001604923-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASC Queen Anne Galer LLC See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $6,660,000 Associated Brokers / Dealers N/A CIK Number 0001605410 Filed Document 0001605410-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BRICKSTREAM Corp See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $8,853,224 Associated Brokers / Dealers N/A CIK Number 0001217312 Filed Document 0001217312-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Adaptive Biotechnologies Corp See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $104,999,480 Associated Brokers / Dealers N/A CIK Number 0001478320 Filed Document 0001478320-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ACM FINANCIAL TRUST INC See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $149,541,207 Associated Brokers / Dealers N/A CIK Number 0001077157 Filed Document 0001077157-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity