Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
EUDORA INVESTMENT FUNDS PLC See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners LLC CIK Number 0001593644 Filed Document 0001013594-14-000367 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised $794,719 Associated Brokers / Dealers Lucy Piotrowski, Sean Devlin, and Kenneth Labarge CIK Number 0001135856 Filed Document 0001135856-14-000156 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PetroForce Energy III, L.P. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001605333 Filed Document 0001605333-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Waterbuck Fund LP See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486139 Filed Document 0001140361-14-016718 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fundamental QP LP See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Al Slayton, Doug DeGroote, Robert Lingle, Mark Rawlings, and Mitch Little, II CIK Number 0001566905 Filed Document 0001095449-14-000047 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LADERA CAPITAL II LP See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001362843 Filed Document 0001362843-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOWER RESOURCES LTD See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $27,206 Associated Brokers / Dealers N/A CIK Number 0001605788 Filed Document 0001183740-14-000132 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Consumers United, Inc. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001416114 Filed Document 0000897069-14-000236 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Via Motors, Inc. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $20,000,001 Associated Brokers / Dealers Jospeh Gunnar & Co. LLC CIK Number 0001515898 Filed Document 0000911959-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
rsync.net, Inc. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001585172 Filed Document 0001585172-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Genomind, Inc. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001604902 Filed Document 0001604902-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
MorganFranklin Consulting, LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $5,898,900 Associated Brokers / Dealers N/A CIK Number 0001605659 Filed Document 0001140361-14-016720 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
First Coast Residential Income Fund, LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Allen C. Ewing & Co. CIK Number 0001605473 Filed Document 0001605473-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
First Heritage Credit of Tennessee, LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers N/A CIK Number 0001605619 Filed Document 0001605618-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Debt
DW Whiting Bakken #2, LP See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001605685 Filed Document 0001605685-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SMSA GAINESVILLE ACQUISITION CORP. See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised $5,375,000 Associated Brokers / Dealers N/A CIK Number 0001474266 Filed Document 0001474266-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Senator Global Opportunity Offshore Fund II Ltd See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605520 Filed Document 0000902664-14-002144 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Digital H2O Inc. See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised $1,275,000 Associated Brokers / Dealers N/A CIK Number 0001601977 Filed Document 0001601977-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
CYTIMMUNE SCIENCES INC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $5,410,000 Associated Brokers / Dealers N/A CIK Number 0001334971 Filed Document 0001334971-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Gryphn Corp See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $384,000 Associated Brokers / Dealers N/A CIK Number 0001545619 Filed Document 0001545619-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
HRA Hudsons Bay Holdings, LP See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $5,035,000 Associated Brokers / Dealers N/A CIK Number 0001605490 Filed Document 0001605490-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ELITE PHARMACEUTICALS INC /NV/ See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $41,600,000 Associated Brokers / Dealers N/A CIK Number 0001053369 Filed Document 0001053369-14-000030 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
AVE MARIA BIOTECHNOLOGY LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001463741 Filed Document 0001463741-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ALUNG TECHNOLOGIES INC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $11,150,722 Associated Brokers / Dealers N/A CIK Number 0001179295 Filed Document 0001179295-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EnviroScent, Inc. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001473827 Filed Document 0001473827-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Winstruments, Inc. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $1,900,008 Associated Brokers / Dealers N/A CIK Number 0001604508 Filed Document 0001604508-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LEGACY TECHNOLOGY HOLDINGS, INC. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001235096 Filed Document 0001065949-14-000114 Exclusions or Exemptions 506c Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
HGI US Property Fund VII, LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $15,800,000 Associated Brokers / Dealers Herb Rosenberg, Ira Lawrence, Dov Krauskopf, Benzion Rahana, and Yorahm Mehr CIK Number 0001605592 Filed Document 0001605592-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised $726,754 Associated Brokers / Dealers Kirk Penland, Matt Sheehan, and Andrew Chase CIK Number 0001135856 Filed Document 0001135856-14-000157 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
First Heritage Credit LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $64,000,000 Associated Brokers / Dealers N/A CIK Number 0001328338 Filed Document 0001328338-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
First Heritage Credit of Louisiana See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers N/A CIK Number 0001605624 Filed Document 0001605618-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Debt
Partners Capital Phoenix Fund II Ltd - Diversified Income Fund See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605606 Filed Document 0001605606-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
True North Real Estate Fund III, L.P. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers Atlantic-Pacific Capital, Inc. CIK Number 0001605028 Filed Document 0001181431-14-016219 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AF PROTEIN INC See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Healthios Capital Markts LLC CIK Number 0000948555 Filed Document 0000948555-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fox Ridge Finance, LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001605675 Filed Document 0001605675-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Spredfast, Inc. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519482 Filed Document 0001519482-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pantheon Master Fund PLC - Athena Series 2008-1 See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners LLC CIK Number 0001601342 Filed Document 0001013594-14-000368 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
Fundamental Credit LP See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mitch Little, II CIK Number 0001463779 Filed Document 0001095449-14-000046 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREAT WEST LIFECO INC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000850918 Filed Document 0001140361-14-016712 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business MANITOBA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
TWM Select Equity Partnership LP See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409839 Filed Document 0001409839-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VALTURA PARTNERS OFFSHORE FUND, LTD. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602497 Filed Document 0000919574-14-002631 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sweet Earth, Inc. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $6,329,664 Associated Brokers / Dealers N/A CIK Number 0001605575 Filed Document 0001605575-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Ioxus, Inc. See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001514476 Filed Document 0001514476-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Black Diamond Mortgage Opportunity II, L.P. See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sendero Wealth Management, LLC CIK Number 0001476194 Filed Document 0001012975-14-000236 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Focus Ventures Ltd. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $767,101 Associated Brokers / Dealers N/A CIK Number 0001471603 Filed Document 0001471603-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Dividend Capital Diversified Property Fund Inc. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $3,437,500 Associated Brokers / Dealers N/A CIK Number 0001327978 Filed Document 0001209191-14-027451 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Wellspring Capital L P See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Trestle Point, LLC CIK Number 0001325832 Filed Document 0001325832-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Araca, Inc. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001605457 Filed Document 0001140361-14-016825 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
BRIDGING MEDICAL GROUP, LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001605798 Filed Document 0001605798-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Copper Ridge Drilling Program, LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001589307 Filed Document 0001200876-14-000076 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity